*
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The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
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CUSIP No. 31788H303
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(1)
|
|
Name of Reporting Persons:
Halcyon Long Duration Recoveries Management LP
|
||||
(2)
|
|
Check the Appropriate Box if a Member of a Group (See Instructions):
(a) ☐ (b) ☐
|
||||
(3)
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SEC Use Only:
|
||||
(4)
|
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Source of Funds (See Instructions):
OO
|
||||
(5)
|
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Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e):
☐
|
||||
(6)
|
|
Citizenship or Place of Organization:
Delaware
|
||||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
|
|
(7)
|
|
Sole Voting Power
4,272,427 (1)
|
||
|
(8)
|
|
Shared Voting Power
0
|
|||
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(9)
|
|
Sole Dispositive Power
4,272,427 (1)
|
|||
|
(10)
|
|
Shared Dispositive Power
0
|
|||
(11)
|
|
Aggregate Amount Beneficially Owned by Each Reporting Person:
4,272,427 (1)
|
||||
(12)
|
|
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions):
☐
|
||||
(13)
|
|
Percent of Class Represented by Amount in Row (11):
14.4% (2)
|
||||
(14)
|
|
Type of Reporting Person (See Instructions):
PN, IA
|
(1)
|
Includes 2,355,506 shares of common stock of Finjan Holdings, Inc. (the "Issuer") issuable upon the exercise of a warrant.
|
(2)
|
Based on 27,244,160 shares of common stock of the Issuer outstanding as of July 25, 2018, as reported in the Issuer's Form 10-Q filed with the Securities and Exchange Commission (the "SEC") on August 2, 2018, plus 2,355,506 shares of common stock of the Issuer issuable upon the exercise of a warrant.
|
CUSIP No. 31788H303
|
|
(1)
|
|
Name of Reporting Persons:
HLDR Management GP LLC
|
||||
(2)
|
|
Check the Appropriate Box if a Member of a Group (See Instructions):
(a) ☐ (b) ☐
|
||||
(3)
|
|
SEC Use Only:
|
||||
(4)
|
|
Source of Funds (See Instructions):
OO
|
||||
(5)
|
|
Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e):
☐
|
||||
(6)
|
|
Citizenship or Place of Organization:
Delaware
|
||||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
|
|
(7)
|
|
Sole Voting Power
4,272,427 (1)
|
||
|
(8)
|
|
Shared Voting Power
0
|
|||
|
(9)
|
|
Sole Dispositive Power
4,272,427 (1)
|
|||
|
(10)
|
|
Shared Dispositive Power
0
|
|||
(11)
|
|
Aggregate Amount Beneficially Owned by Each Reporting Person:
4,272,427 (1)
|
||||
(12)
|
|
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions):
☐
|
||||
(13)
|
|
Percent of Class Represented by Amount in Row (11):
14.4% (2)
|
||||
(14)
|
|
Type of Reporting Person (See Instructions):
OO, HC
|
(1)
|
Includes 2,355,506 shares of common stock of the Issuer issuable upon the exercise of a warrant.
|
(2)
|
Based on 27,244,160 shares of common stock of the Issuer outstanding as of July 25, 2018, as reported in the Issuer's Form 10-Q filed with the SEC on August 2, 2018, plus 2,355,506 shares of common stock of the Issuer issuable upon the exercise of a warrant.
|
CUSIP No. 31788H303
|
|
(1)
|
|
Name of Reporting Persons:
Halcyon Management Holdings GP LLC
|
||||
(2)
|
|
Check the Appropriate Box if a Member of a Group (See Instructions):
(a) ☐ (b) ☐
|
||||
(3)
|
|
SEC Use Only:
|
||||
(4)
|
|
Source of Funds (See Instructions):
OO
|
||||
(5)
|
|
Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e):
☐
|
||||
(6)
|
|
Citizenship or Place of Organization:
Delaware
|
||||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
|
|
(7)
|
|
Sole Voting Power
4,272,427 (1)
|
||
|
(8)
|
|
Shared Voting Power
0
|
|||
|
(9)
|
|
Sole Dispositive Power
4,272,427 (1)
|
|||
|
(10)
|
|
Shared Dispositive Power
0
|
|||
(11)
|
|
Aggregate Amount Beneficially Owned by Each Reporting Person:
4,272,427 (1)
|
||||
(12)
|
|
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions):
☐
|
||||
(13)
|
|
Percent of Class Represented by Amount in Row (11):
14.4% (2)
|
||||
(14)
|
|
Type of Reporting Person (See Instructions):
OO, HC
|
(1)
|
Includes 2,355,506 shares of common stock of the Issuer issuable upon the exercise of a warrant.
|
(2)
|
Based on 27,244,160 shares of common stock of the Issuer outstanding as of July 25, 2018, as reported in the Issuer's Form 10-Q filed with the SEC on August 2, 2018, plus 2,355,506 shares of common stock of the Issuer issuable upon the exercise of a warrant.
|
CUSIP No. 31788H303
|
|
(1)
|
|
Name of Reporting Persons:
Halcyon Management Partners LP
|
||||
(2)
|
|
Check the Appropriate Box if a Member of a Group (See Instructions):
(a) ☐ (b) ☐
|
||||
(3)
|
|
SEC Use Only:
|
||||
(4)
|
|
Source of Funds (See Instructions):
OO
|
||||
(5)
|
|
Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e):
☐
|
||||
(6)
|
|
Citizenship or Place of Organization:
Delaware
|
||||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
|
|
(7)
|
|
Sole Voting Power
4,272,427 (1)
|
||
|
(8)
|
|
Shared Voting Power
0
|
|||
|
(9)
|
|
Sole Dispositive Power
4,272,427 (1)
|
|||
|
(10)
|
|
Shared Dispositive Power
0
|
|||
(11)
|
|
Aggregate Amount Beneficially Owned by Each Reporting Person:
4,272,427 (1)
|
||||
(12)
|
|
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions):
☐
|
||||
(13)
|
|
Percent of Class Represented by Amount in Row (11):
14.4% (2)
|
||||
(14)
|
|
Type of Reporting Person (See Instructions):
PN, HC
|
(1)
|
Includes 2,355,506 shares of common stock of the Issuer issuable upon the exercise of a warrant.
|
(2)
|
Based on 27,244,160 shares of common stock of the Issuer outstanding as of July 25, 2018, as reported in the Issuer's Form 10-Q filed with the SEC on August 2, 2018, plus 2,355,506 shares of common stock of the Issuer issuable upon the exercise of a warrant.
|
CUSIP No. 31788H303
|
|
(1)
|
|
Name of Reporting Persons:
Halcyon Management Partners GP LLC
|
||||
(2)
|
|
Check the Appropriate Box if a Member of a Group (See Instructions):
(a) ☐ (b) ☐
|
||||
(3)
|
|
SEC Use Only:
|
||||
(4)
|
|
Source of Funds (See Instructions):
OO
|
||||
(5)
|
|
Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e):
☐
|
||||
(6)
|
|
Citizenship or Place of Organization:
Delaware
|
||||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
|
|
(7)
|
|
Sole Voting Power
4,272,427 (1)
|
||
|
(8)
|
|
Shared Voting Power
0
|
|||
|
(9)
|
|
Sole Dispositive Power
4,272,427 (1)
|
|||
|
(10)
|
|
Shared Dispositive Power
0
|
|||
(11)
|
|
Aggregate Amount Beneficially Owned by Each Reporting Person:
4,272,427 (1)
|
||||
(12)
|
|
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions):
☐
|
||||
(13)
|
|
Percent of Class Represented by Amount in Row (11):
14.4% (2)
|
||||
(14)
|
|
Type of Reporting Person (See Instructions):
OO, HC
|
(1)
|
Includes 2,355,506 shares of common stock of the Issuer issuable upon the exercise of a warrant.
|
(2)
|
Based on 27,244,160 shares of common stock of the Issuer outstanding as of July 25, 2018, as reported in the Issuer's Form 10-Q filed with the SEC on August 2, 2018, plus 2,355,506 shares of common stock of the Issuer issuable upon the exercise of a warrant.
|
CUSIP No. 31788H303
|
|
(1)
|
|
Name of Reporting Persons:
Jason Dillow
|
||||
(2)
|
|
Check the Appropriate Box if a Member of a Group (See Instructions):
(a) ☐ (b) ☐
|
||||
(3)
|
|
SEC Use Only:
|
||||
(4)
|
|
Source of Funds (See Instructions):
OO
|
||||
(5)
|
|
Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e):
☐
|
||||
(6)
|
|
Citizenship or Place of Organization:
United States
|
||||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
|
|
(7)
|
|
Sole Voting Power
4,272,427 (1)
|
||
|
(8)
|
|
Shared Voting Power
0
|
|||
|
(9)
|
|
Sole Dispositive Power
4,272,427 (1)
|
|||
|
(10)
|
|
Shared Dispositive Power
0
|
|||
(11)
|
|
Aggregate Amount Beneficially Owned by Each Reporting Person:
4,272,427 (1)
|
||||
(12)
|
|
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions):
☐
|
||||
(13)
|
|
Percent of Class Represented by Amount in Row (11):
14.4% (2)
|
||||
(14)
|
|
Type of Reporting Person (See Instructions):
IN, HC
|
(1)
|
Includes 2,355,506 shares of common stock of the Issuer issuable upon the exercise of a warrant.
|
(2)
|
Based on 27,244,160 shares of common stock of the Issuer outstanding as of July 25, 2018, as reported in the Issuer's Form 10-Q filed with the SEC on August 2, 2018, plus 2,355,506 shares of common stock of the Issuer issuable upon the exercise of a warrant.
|
ITEM 2.
|
IDENTITY AND BACKGROUND
|
(a)
|
The persons filing this Schedule 13D (collectively, the "Reporting Persons") are:
|
1.
|
Halcyon Long Duration Recoveries Management LP, a Delaware limited partnership ("HLDR")
|
2.
|
HLDR Management GP LLC, a Delaware limited liability company ("HLDR Management")
|
3.
|
Halcyon Management Holdings GP LLC, a Delaware limited liability company ("Halcyon Management")
|
4.
|
Halcyon Management Partners LP, a Delaware limited partnership ("Halcyon Partners")
|
5.
|
Halcyon Management Partners GP LLC, a Delaware limited liability company ("Halcyon Partners GP")
|
6.
|
Jason Dillow
|
1.
|
HLDR – Delaware
|
2.
|
HLDR Management – Delaware
|
3.
|
Halcyon Management – Delaware
|
4.
|
Halcyon Partners – Delaware
|
5.
|
Halcyon Partners GP – Delaware
|
6.
|
Jason Dillow – United States
|
|
ITEM 5.
|
INTEREST IN SECURITIES OF THE ISSUER
|
Holder
|
Securities Held
|
|
|
|
|
CAZ Halcyon Strategic Opportunities Fund, LP
|
|
569,977 shares of Common Stock
|
|
|
|
CAZ Halcyon Offshore Strategic Opportunities Fund, LP
|
|
88,012 shares of Common Stock
|
|
|
|
HLDR Fund I NUS LP
|
|
149,733 shares of Common Stock
|
HLDR Fund I TE LP
|
|
254,246 shares of Common Stock
|
|
|
|
HLDR Fund I UST LP
|
|
99,838 shares of Common Stock
|
|
|
|
Praetor Fund 1
|
|
755,115 shares of Common Stock
|
|
|
|
Soryn HLDR Vehicle II LLC
|
|
2,355,506 shares of Common Stock underlying the Warrant (as defined below)
|
ITEM 7.
|
MATERIAL TO BE FILED AS EXHIBITS
|
|
|
|
Exhibit
|
|
Description
|
|
|
|
99.1
|
|
Agreement Regarding the Joint Filing of Schedule 13D by and among the Reporting Persons.
|
Halcyon Long Duration Recoveries Management LP
|
||
By:
|
|
/s/ Suzanne McDermott
|
Name:
|
|
Suzanne McDermott
|
Title:
|
|
Chief Legal Officer, Chief Compliance Officer, Managing Principal
|
HLDR Management GP LLC
|
||
By:
|
|
/s/ Suzanne McDermott
|
Name:
|
|
Suzanne McDermott
|
Title:
|
|
Chief Legal Officer, Chief Compliance Officer, Managing Principal
|
Halcyon Management Holdings GP LLC
|
||
By:
|
|
/s/ Suzanne McDermott
|
Name:
|
|
Suzanne McDermott
|
Title:
|
|
Chief Legal Officer, Chief Compliance Officer, Managing Principal
|
Halcyon Management Partners LP
|
||
By:
|
|
/s/ Suzanne McDermott
|
Name:
|
|
Suzanne McDermott
|
Title:
|
|
Chief Legal Officer, Chief Compliance Officer, Managing Principal
|
Halcyon Management Partners GP LLC
|
||
By:
|
|
/s/ Suzanne McDermott
|
Name:
|
|
Suzanne McDermott
|
Title:
|
|
Chief Legal Officer, Chief Compliance Officer, Managing Principal
|
Jason Dillow
|
||
By:
|
|
/s/ Jason Dillow
|
|
|
|
Halcyon Long Duration Recoveries Management LP
|
||
|
|
|
By:
|
|
/s/ Suzanne McDermott
|
Name:
|
|
Suzanne McDermott
|
Title:
|
|
Chief Legal Officer, Chief Compliance Officer, Managing Principal
|
|
||
HLDR Management GP LLC
|
||
|
|
|
By:
|
|
/s/ Suzanne McDermott
|
Name:
|
|
Suzanne McDermott
|
Title:
|
|
Chief Legal Officer, Chief Compliance Officer, Managing Principal
|
|
||
Halcyon Management Holdings GP LLC
|
||
|
|
|
By:
|
|
/s/ Suzanne McDermott
|
Name:
|
|
Suzanne McDermott
|
Title:
|
|
Chief Legal Officer, Chief Compliance Officer, Managing Principal
|
|
||
Halcyon Management Partners LP
|
||
|
|
|
By:
|
|
/s/ Suzanne McDermott
|
Name:
|
|
Suzanne McDermott
|
Title:
|
|
Chief Legal Officer, Chief Compliance Officer, Managing Principal
|
|
||
Halcyon Management Partners GP LLC
|
||
|
|
|
By:
|
|
/s/ Suzanne McDermott
|
Name:
|
|
Suzanne McDermott
|
Title:
|
|
Chief Legal Officer, Chief Compliance Officer, Managing Principal
|
|
|
|
Jason Dillow
|
|
|
|
|
|
By:
|
|
/s/ Jason Dillow
|
|
|
|