1
|
NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Regals Capital Management LP
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) [ ]
(b) [ ]
|
||
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
None
|
|
6
|
SHARED VOTING POWER
1,376,385
|
||
7
|
SOLE DISPOSITIVE POWER
None
|
||
8
|
SHARED DISPOSITIVE POWER
1,376,385
|
||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,376,385
|
||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)[ ]
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
13.4%
|
||
12
|
TYPE OF REPORTING PERSON (See Instructions)
PN
|
1
|
NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Regals Fund LP
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) [ ]
(b) [ ]
|
||
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
None
|
|
6
|
SHARED VOTING POWER
1,376,385
|
||
7
|
SOLE DISPOSITIVE POWER
None
|
||
8
|
SHARED DISPOSITIVE POWER
1,376,385
|
||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,376,385
|
||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)[ ]
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
13.4%
|
||
12
|
TYPE OF REPORTING PERSON (See Instructions)
PN
|
1
|
NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
David M. Slager
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) [ ]
(b) [ ]
|
||
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Dutch
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
None
|
|
6
|
SHARED VOTING POWER
1,376,385
|
||
7
|
SOLE DISPOSITIVE POWER
None
|
||
8
|
SHARED DISPOSITIVE POWER
1,376,385
|
||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,376,385
|
||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)[ ]
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
13.4%
|
||
12
|
TYPE OF REPORTING PERSON (See Instructions)
IN
|
Item 1(a).
|
Name of Issuer:
|
Item 1(b).
|
Address of Issuer’s Principal Executive Offices:
|
Item 2(a).
|
Name of Person Filing
|
|
i)
|
Regals Capital Management LP (“Regals Management”), which serves as investment manager to Regals Fund LP (“Regals Fund”) with respect to the shares of Common Stock (as defined in Item 2(d) below) directly owned by Regals Fund;
|
|
ii)
|
Regals Fund; and
|
|
iii)
|
David M. Slager (“Mr. Slager”)
|
Item 2(b).
|
Address of Principal Business Office or, if None, Residence
|
Item 2(c).
|
Citizenship
|
|
i)
|
Regals Management is a Delaware limited partnership;
|
|
ii)
|
Regals Fund is a Delaware limited partnership; and
|
|
iii)
|
Mr. Slager is a citizen of the Netherlands.
|
Item 2(d).
|
Title of Class of Securities:
|
Item 2(e).
|
CUSIP Number:
|
Item 3.
|
If This Statement is Filed Pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the Person Filing is a:
|
Item 4.
|
Ownership:
|
Item 4(a)
|
Amount Beneficially Owned:
|
Item 4(b)
|
Percent of Class:
|
Item 4(c)
|
Number of Shares of which such person has:
|
|
(i)
|
Sole power to vote or direct the vote:
|
|
(ii)
|
Shared power to vote or direct the vote:
|
|
(iii)
|
Sole power to dispose or direct the disposition of:
|
|
(iv)
|
Shared power to dispose or direct the disposition of:
|
Item 5.
|
Ownership of Five Percent or Less of a Class:
|
Item 6.
|
Ownership of More than Five Percent on Behalf of Another Person:
|
Item 7.
|
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company:
|
Item 8.
|
Identification and Classification of Members of the Group:
|
Item 9.
|
Notice of Dissolution of Group:
|
Item 10.
|
Certification:
|
Date: February 6, 2014
|
REGALS CAPITAL MANAGEMENT LP
By: Regals Capital Holdings LLC,
its general partner
|
|
By: /s/ David M. Slager
Name: David M. Slager
Title: Managing Member
|
||
Date: February 6, 2014
|
REGALS FUND LP
By: Regals Fund GP LLC, its general partner
|
|
By: /s/ David M. Slager
Name: David M. Slager
Title: Managing Member
|
||
Date: February 6, 2014
|
DAVID M. SLAGER
|
|
By: /s/ David M. Slager
Name: David M. Slager
|
Ex.
|
Page No.
|
A. Joint Filing Agreement, dated as of February 6, 2014 by and among Regals Capital Management LP, Regals Fund LP and David Slager
|
10
|
Date: February 6, 2014
|
REGALS CAPITAL MANAGEMENT LP
By: Regals Capital Holdings LLC,
its general partner
|
|
By: /s/ David M. Slager
Name: David M. Slager
Title: Managing Member
|
||
Date: February 6, 2014
|
REGALS FUND LP
By: Regals Fund GP LLC, its general partner
|
|
By: /s/ David M. Slager
Name: David M. Slager
Title: Managing Member
|
||
Date: February 6, 2014
|
DAVID M. SLAGER
|
|
By: /s/ David M. Slager
Name: David M. Slager
|