UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Warrants (3) | Â (4) | 06/18/2011 | Common Stock | 1,500,000 | $ 7.5 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Leight Nathan C/O TERRAPIN PARTNERS LLC 540 MADISON AVENUE, 17TH FLOOR NEW YORK, NY 10022 |
 X |  X |  Chairman |  |
/s/ Nathan Leight | 06/19/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Mr. Leight is a general partner of the Terrapin Partners Venture Partnership and he and/or his family trusts are owners of the Terrapin Partners Venture Partnership. |
(2) | Terrapin Partners LLC is the general partner of the Terrapin Partners Employee Partnership and Mr. Leight is a co-manager of Terrapin Partners LLC. |
(3) | These Warrants have been purchased by Mr. Leight for $1.00 per Warrant in a private placement |
(4) | The Warrants will become exercisable upon the later of the completion of a business combination with a target business and _________, 2008. |