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U.S. SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
AMENDMENT NO. 1
TO
FORM 10-Q
QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2001
Commission file number 0-28288
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CARDIOGENESIS CORPORATION
(Exact name of Registrant as specified in its charter)
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CALIFORNIA 77-0223740
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(State of incorporation) (I.R.S. Employer
Identification Number)
26632 TOWNE CENTRE DRIVE, SUITE 320
FOOTHILL RANCH, CA 92610
(Address of principal executive offices)
(714) 649-5000
(Registrant's telephone number, including area code)
ECLIPSE SURGICAL TECHNOLOGIES, INC.
1049 KIEL COURT, SUNNYVALE, CA 94089
(Registrant's Former Name and Former Address)
Indicate by check mark whether the registrant (1) has filed all reports
required to be filed by Section 13 or 15(d) of the Securities Exchange Act of
1934 during the preceding 12 months (or for such shorter period that the
registrant was required to file such reports), and (2) has been subject to such
filing requirements for the past 90 days.
Yes [X] No [ ]
Indicate the number of shares outstanding of each of the issuer's classes
of common stock outstanding as of the latest practicable date.
34,209,065 shares of Common Stock, no par value
As of July 31, 2001
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EXPLANATORY NOTE
This Amendment No. 1 on Form 10-Q/A amends and restates Part II, Item 6 of
CardioGenesis Corporation's Quarterly Report on Form 10-Q for its fiscal quarter
ended June 30, 2001 filed with the Securities and Exchange Commission on August
14, 2001. This Amendment is necessary in order to add as Exhibit 10.1
CardioGenesis' Property Lease for its Foothill Ranch facility entered into May
7, 2001 between CardioGenesis Corporation and Foothill Operon I, LLC.
ITEM 6. EXHIBITS AND REPORTS ON FORM 8-K
a) Exhibits required to be filed by Item 601 of Regulation S-K:
EXHIBIT
NUMBER DESCRIPTION
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3.1 Amended and Restated Bylaws of CardioGenesis Corporation adopted
as of April 11, 2001 herein incorporated by reference from
CardioGenesis' Form 8-K filed on April 23, 2001.
3.2 Certificate of Amendment to Articles of Incorporation of
CardioGenesis Corporation filed with the Secretary of State of
California on June 18, 2001.
10.1 Property Lease for Foothill Ranch facility entered into May 7,
2001 between CardioGenesis Corporation (formerly known as Eclipse
Surgical Technologies, Inc.) and Foothill Operon I, LLC.
b) Reports on Form 8-K
(i) A report on Form 8-K was filed on April 23, 2001, to report under
Item 5, Other Events, CardioGenesis' sale of common stock to the State of
Wisconsin Investment Board and amendment to CardioGenesis' Bylaws.
(ii) A report on Form 8-K was filed on June 20, 2001, to report under
Item 5, Other Events, the change of CardioGenesis' name from its former
name of Eclipse Surgical Technologies, Inc. (Nasdaq: ESTI) to CardioGenesis
Corporation (Nasdaq: CGCP).
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CARDIOGENESIS CORPORATION
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
CARDIOGENESIS CORPORATION
Registrant
Date: August 16, 2001 /s/ Michael J. Quinn
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Michael J. Quinn
Chief Executive
Officer, President
and Chairman of the
Board (Principal
Executive Officer)
Date: August 16, 2001 /s/ J. Stephen Wilkins
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J. Stephen Wilkins
Vice President and
Chief Financial
Officer (Principal
Accounting and
Financial Officer)
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EXHIBIT INDEX
EXHIBIT
NUMBER DESCRIPTION
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3.1 Amended and Restated Bylaws of CardioGenesis Corporation adopted
as of April 11, 2001 herein incorporated by reference from
CardioGenesis' Form 8-K filed on April 23, 2001.
3.2 Certificate of Amendment to Articles of Incorporation of
CardioGenesis Corporation filed with the Secretary of State of
California on June 18, 2001.
10.1 Property Lease for Foothill Ranch facility entered into May 7,
2001 between CardioGenesis Corporation (formerly known as Eclipse
Surgical Technologies, Inc.) and Foothill Operon I, LLC.