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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Common Stock Warrant (right to buy) | $ 0.32 | 03/06/2007 | 11/25/2010 | Common Stock | 10,874,996 | 10,874,996 (8) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
LOMBARD ODIER DARIER HENTSCH & CIE 11 RUE DE LA CORRATERIE 1204 GENEVA, SWITZERLAND |
X |
/s/ Laurent Yazmaciyan, Vice President /s/ Jose Filella, Assistant Vice President | 06/22/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 1,315,800 shares held for the benefit of LODH Nutrition Fund which is managed by Lombard Odier Darier Hentsch Fund Managers SA. |
(2) | Includes 724,200 shares held for the benefit of LODH Nutrition Fund which is managed by Lombard Odier Darier Hentsch Fund Managers SA. |
(3) | Includes 625,768 shares held for the benefit of LODH Nutrition Fund which is managed by Lombard Odier Darier Hentsch Fund Managers SA. |
(4) | Includes 271,076 shares held for the benefit of LODH Nutrition Fund which is managed by Lombard Odier Darier Hentsch Fund Managers SA. |
(5) | Includes 207,290 shares held for the benefit of LODH Nutrition Fund which is managed by Lombard Odier Darier Hentsch Fund Managers SA. |
(6) | Includes 301,976 shares held for the benefit of LODH Nutrition Fund which is managed by Lombard Odier Darier Hentsch Fund Managers SA. |
(7) | Includes 1,453,890 shares held for the benefit of LODH Nutrition Fund which is managed by Lombard Odier Darier Hentsch Fund Managers SA. |
(8) | Includes 4,593,748 shares of common stock issuable pursuant to warrants held for the benefit of LODH Nutrition Fund which is managed by Lombard Odier Darier Hentsch Fund Managers SA. |