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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SCSF Equities, LLC 5200 TOWN CENTER CIRCLE, SUITE 600 BOCA RATON, FL 33486 |
X | |||
Sun Capital Securities Offshore Fund Ltd 5200 TOWN CENTER CIRCLE, SUITE 600 BOCA RATON, FL 33486 |
X | |||
SUN CAPITAL SECURITIES FUND L P 5200 TOWN CENTER CIRCLE, SUITE 600 BOCA RATON, FL 33486 |
X | |||
Sun Capital Securities Advisors, LP 5200 TOWN CENTER CIRCLE, SUITE 600 BOCA RATON, FL 33486 |
X | |||
Sun Capital Securities, LLC 5200 TOWN CENTER CIRCLE, SUITE 600 BOCA RATON, FL 33486 |
X | |||
LEDER MARC J 5200 TOWN CENTER CIRCLE, SUITE 600 BOCA RATON, FL 33486 |
X | |||
KROUSE RODGER R 5200 TOWN CENTER CIRCLE, SUITE 600 BOCA RATON, FL 33486 |
X |
SCSF EQUITIES, LLC By: * Name: Rodger R. Krouse Its: Co-CEO | 12/10/2007 | |
**Signature of Reporting Person | Date | |
SUN CAPITAL SECURITIES OFFSHORE FUND, LTD. By: * Name: Rodger R. Krouse Its: Director | 12/10/2007 | |
**Signature of Reporting Person | Date | |
SUN CAPITAL SECURITIES FUND, LP By: Sun Capital Securities Advisors, LP Its: General Partner By: Sun Capital Securities, LLC Its: General Partner By: * Name: Rodger R. Krouse Its: Co-CEO | 12/10/2007 | |
**Signature of Reporting Person | Date | |
SUN CAPITAL SECURITIES ADVISORS, LP By: Sun Capital Securities, LLC Its: General Partner By: * Name: Rodger R. Krouse Its: Co-CEO | 12/10/2007 | |
**Signature of Reporting Person | Date | |
SUN CAPITAL SECURITIES, LLC By: * Name: Rodger R. Krouse Its: Co-CEO | 12/10/2007 | |
**Signature of Reporting Person | Date | |
* Marc J. Leder | 12/10/2007 | |
**Signature of Reporting Person | Date | |
* Rodger R. Krouse | 12/10/2007 | |
**Signature of Reporting Person | Date | |
/s/ Brian J. Gavsie, Attorney in Fact | 12/10/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | SCSF Equities, LLC, a Delaware limited liability company ("SCSF Equities"), is the direct beneficial owner of the shares reported in Table I. |
(2) | The securities reported in Table I may be deemed to be beneficially owned by Sun Capital Securities Offshore Fund, Ltd., a Cayman Islands corporation ("Sun Offshore Fund"), Sun Capital Securities Fund, LP, a Delaware limited partnership ("Sun Securities Fund"), Sun Capital Securities Advisors, LP, a Delaware limited partnership ("Sun Advisors") , Sun Capital Securities, LLC, a Delaware limited liability company ("Sun Capital Securities"), Marc J. Leder ("Leder") and Rodger R. Krouse ("Krouse"). Leder and Krouse may each be deemed to control SCSF Equities, Sun Securities Fund and Sun Advisors, as Leder and Krouse each own 50% of the membership interests in Sun Capital Securities, which in turn is the general partner of Sun Advisors, which in turn is the general partner of Sun Securities Fund, which in turn owns a majority of the membership interests of SCSF Equities. |
(3) | Leder and Krouse may each be deemed to control the Sun Offshore Fund by virtue of them being the only directors of the Sun Offshore Fund. Sun Offshore Fund, Sun Securities Fund, Sun Advisors, Sun Capital Securities, Leder and Krouse expressly disclaim beneficial ownership of the shares reported in Table I, except to the extent of any pecuniary interest therein. The filing of this form shall not be deemed an admission that the Reporting Person is, for Section 16 purposes or otherwise, the beneficial owner of such shares. |
Remarks: Exhibit 24.1 Limited Power of Attorney, dated December 29, 2006, by and among the Reporting Persons (incorporated by reference to Exhibit A to Schedule 13D filed by the Reporting Persons on April 30, 2007 with respect to the Issuer). |