UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K/A

 

 

Current Report

 

Pursuant To Section 13 or 15 (d) of the

Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported) — February 4, 2015 (February 9, 2015 as to the adoption of the Deferred Compensation Plan).

 

 

ENVESTNET, INC.

(Exact name of registrant as specified in its charter)

 

 

Delaware

 

001-34835

 

20-1409613

(State or other jurisdiction)

 

(State or other jurisdiction)

 

(I.R.S. Employer of Incorporation
Identification No.)

 

35 East Wacker Drive, Suite 2400
Chicago, Illinois

 

60601

(Address of principal executive offices)

 

(Zip Code)

 

Registrant’s telephone number, including area code: (312) 827-2800

 

Not applicable

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

o             Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o             Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o             Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o             Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


 

Introductory Note

 

This report amends the current report on Form 8-K of Envestnet, Inc. (the “Company”) filed with the Securities and Exchange Commission on February 10, 2015 (the “Original Filing”) to provide a copy of the Director’s Deferred Compensation Plan that was inadvertently omitted from the Original Filing.

 

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Item 9.01.                                        Financial Statements and Exhibits.

 

(d)                                 Exhibits.

 

10.2        Envestnet, Inc. Director Deferred Compensation Plan.

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

ENVESTNET, INC.

 

 

 

 

 

By:

/s/ Peter D’Arrigo

 

 

Name:

Peter D’Arrigo

 

 

Title:

Chief Financial Officer

 

 

Date: February 11, 2015

 

 

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EXHIBIT INDEX

 

Exhibit No.

 

Description

 

 

 

10.2

 

Envestnet, Inc. Director Deferred Compensation Plan

 

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