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SECURITIES AND EXCHANGE COMMISSION |
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Washington, D.C. 20549 |
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SCHEDULE 13D |
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Under the Securities Exchange Act of 1934
(Amendment No. 8)*
Norwegian Cruise Line Holdings Ltd.
(Name of Issuer)
Ordinary Shares, par value $0.001
(Title of Class of Securities)
G66721 10 4
(CUSIP Number)
John F. Hartigan, Esq.
Morgan, Lewis & Bockius LLP
300 S. Grand Avenue, 22nd Floor
Los Angeles, CA 90071
(213) 612-2500
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
August 13, 2015
(Date of Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box. o
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.
The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. G66721 10 4 |
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CUSIP No. G66721 10 4 |
13D |
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CUSIP No. G66721 10 4 |
13D |
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CUSIP No. G66721 10 4 |
13D |
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CUSIP No. G66721 10 4 |
13D |
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Percent of Class Represented by Amount in Row (11) | |||||
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CUSIP No. G66721 10 4 |
13D |
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Citizenship or Place of Organization | |||||
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Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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Percent of Class Represented by Amount in Row (11) | |||||
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CUSIP No. G66721 10 4 |
13D |
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Citizenship or Place of Organization | |||||
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Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* x | |||||
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Percent of Class Represented by Amount in Row (11) | |||||
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CUSIP No. G66721 10 4 |
13D |
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Name of Reporting Person | |||||
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Check the Appropriate Box if a Member of a Group | |||||
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(a) |
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Source of Funds | |||||
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Citizenship or Place of Organization | |||||
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Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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Percent of Class Represented by Amount in Row (11) | |||||
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CUSIP No. G66721 10 4 |
13D |
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Name of Reporting Person | |||||
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(a) |
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Source of Funds | |||||
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Citizenship or Place of Organization | |||||
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Sole Dispositive Power | ||||||
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Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* x | |||||
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Percent of Class Represented by Amount in Row (11) | |||||
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CUSIP No. G66721 10 4 |
13D |
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Name of Reporting Person | |||||
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Check the Appropriate Box if a Member of a Group | |||||
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(a) |
o | ||||
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(b) |
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Source of Funds | |||||
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Citizenship or Place of Organization | |||||
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Sole Voting Power | |||||
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Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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Percent of Class Represented by Amount in Row (11) | |||||
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CUSIP No. G66721 10 4 |
13D |
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Name of Reporting Person | |||||
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(a) |
o | ||||
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(b) |
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Source of Funds | |||||
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Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |||||
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Citizenship or Place of Organization | |||||
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Sole Voting Power | |||||
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Shared Voting Power | ||||||
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Sole Dispositive Power | ||||||
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Shared Dispositive Power | ||||||
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Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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Percent of Class Represented by Amount in Row (11) | |||||
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CUSIP No. G66721 10 4 |
13D |
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Name of Reporting Person | |||||
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(a) |
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Citizenship or Place of Organization | |||||
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Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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Percent of Class Represented by Amount in Row (11) | |||||
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CUSIP No. G66721 10 4 |
13D |
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(a) |
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(b) |
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Citizenship or Place of Organization | |||||
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Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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Percent of Class Represented by Amount in Row (11) | |||||
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CUSIP No. G66721 10 4 |
13D |
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(a) |
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Citizenship or Place of Organization | |||||
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Sole Voting Power | |||||
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Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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Percent of Class Represented by Amount in Row (11) | |||||
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CUSIP No. G66721 10 4 |
13D |
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Name of Reporting Person | |||||
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Check the Appropriate Box if a Member of a Group | |||||
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(a) |
o | ||||
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(b) |
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Source of Funds | |||||
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Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |||||
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Citizenship or Place of Organization | |||||
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Sole Voting Power | |||||
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Shared Voting Power | ||||||
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Shared Dispositive Power | ||||||
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Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* x | |||||
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13 |
Percent of Class Represented by Amount in Row (11) | |||||
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CUSIP No. G66721 10 4 |
13D |
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Name of Reporting Person | |||||
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Check the Appropriate Box if a Member of a Group | |||||
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(a) |
o | ||||
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(b) |
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SEC Use Only | |||||
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Source of Funds | |||||
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Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |||||
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Citizenship or Place of Organization | |||||
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Number of |
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Sole Voting Power | |||||
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Shared Voting Power | ||||||
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Sole Dispositive Power | ||||||
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Shared Dispositive Power | ||||||
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11 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* x | |||||
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13 |
Percent of Class Represented by Amount in Row (11) | |||||
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14 |
Type of Reporting Person | |||||
CUSIP No. G66721 10 4 |
13D |
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Name of Reporting Person | |||||
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Check the Appropriate Box if a Member of a Group | |||||
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(a) |
o | ||||
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(b) |
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3 |
SEC Use Only | |||||
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Source of Funds | |||||
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Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |||||
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6 |
Citizenship or Place of Organization | |||||
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Number of |
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Sole Voting Power | |||||
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Shared Voting Power | ||||||
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Sole Dispositive Power | ||||||
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Shared Dispositive Power | ||||||
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11 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* x | |||||
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13 |
Percent of Class Represented by Amount in Row (11) | |||||
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Type of Reporting Person | |||||
CUSIP No. G66721 10 4 |
13D |
| |||||
| |||||||
|
1 |
Name of Reporting Person | |||||
| |||||||
|
2 |
Check the Appropriate Box if a Member of a Group | |||||
|
|
(a) |
o | ||||
|
|
(b) |
o | ||||
| |||||||
|
3 |
SEC Use Only | |||||
| |||||||
|
4 |
Source of Funds | |||||
| |||||||
|
5 |
Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |||||
| |||||||
|
6 |
Citizenship or Place of Organization | |||||
| |||||||
Number of |
7 |
Sole Voting Power | |||||
| |||||||
8 |
Shared Voting Power | ||||||
| |||||||
9 |
Sole Dispositive Power | ||||||
| |||||||
10 |
Shared Dispositive Power | ||||||
| |||||||
|
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
| |||||||
|
12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* x | |||||
| |||||||
|
13 |
Percent of Class Represented by Amount in Row (11) | |||||
| |||||||
|
14 |
Type of Reporting Person | |||||
CUSIP No. G66721 10 4 |
13D |
| |||||
| |||||||
|
1 |
Name of Reporting Person | |||||
| |||||||
|
2 |
Check the Appropriate Box if a Member of a Group | |||||
|
|
(a) |
o | ||||
|
|
(b) |
o | ||||
| |||||||
|
3 |
SEC Use Only | |||||
| |||||||
|
4 |
Source of Funds | |||||
| |||||||
|
5 |
Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |||||
| |||||||
|
6 |
Citizenship or Place of Organization | |||||
| |||||||
Number of |
7 |
Sole Voting Power | |||||
| |||||||
8 |
Shared Voting Power | ||||||
| |||||||
9 |
Sole Dispositive Power | ||||||
| |||||||
10 |
Shared Dispositive Power | ||||||
| |||||||
|
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
| |||||||
|
12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* x | |||||
| |||||||
|
13 |
Percent of Class Represented by Amount in Row (11) | |||||
| |||||||
|
14 |
Type of Reporting Person | |||||
CUSIP No. G66721 10 4 |
13D |
| |||||
| |||||||
|
1 |
Name of Reporting Person | |||||
| |||||||
|
2 |
Check the Appropriate Box if a Member of a Group | |||||
|
|
(a) |
o | ||||
|
|
(b) |
o | ||||
| |||||||
|
3 |
SEC Use Only | |||||
| |||||||
|
4 |
Source of Funds | |||||
| |||||||
|
5 |
Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |||||
| |||||||
|
6 |
Citizenship or Place of Organization | |||||
| |||||||
Number of |
7 |
Sole Voting Power | |||||
| |||||||
8 |
Shared Voting Power | ||||||
| |||||||
9 |
Sole Dispositive Power | ||||||
| |||||||
10 |
Shared Dispositive Power | ||||||
| |||||||
|
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
| |||||||
|
12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* x | |||||
| |||||||
|
13 |
Percent of Class Represented by Amount in Row (11) | |||||
| |||||||
|
14 |
Type of Reporting Person | |||||
CUSIP No. G66721 10 4 |
13D |
| |||||
| |||||||
|
1 |
Name of Reporting Person | |||||
| |||||||
|
2 |
Check the Appropriate Box if a Member of a Group | |||||
|
|
(a) |
o | ||||
|
|
(b) |
o | ||||
| |||||||
|
3 |
SEC Use Only | |||||
| |||||||
|
4 |
Source of Funds | |||||
| |||||||
|
5 |
Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |||||
| |||||||
|
6 |
Citizenship or Place of Organization | |||||
| |||||||
Number of |
7 |
Sole Voting Power | |||||
| |||||||
8 |
Shared Voting Power | ||||||
| |||||||
9 |
Sole Dispositive Power | ||||||
| |||||||
10 |
Shared Dispositive Power | ||||||
| |||||||
|
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
| |||||||
|
12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* x | |||||
| |||||||
|
13 |
Percent of Class Represented by Amount in Row (11) | |||||
| |||||||
|
14 |
Type of Reporting Person | |||||
CUSIP No. G66721 10 4 |
13D |
| |||||
| |||||||
|
1 |
Name of Reporting Person | |||||
| |||||||
|
2 |
Check the Appropriate Box if a Member of a Group | |||||
|
|
(a) |
o | ||||
|
|
(b) |
o | ||||
| |||||||
|
3 |
SEC Use Only | |||||
| |||||||
|
4 |
Source of Funds | |||||
| |||||||
|
5 |
Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |||||
| |||||||
|
6 |
Citizenship or Place of Organization | |||||
| |||||||
Number of |
7 |
Sole Voting Power | |||||
| |||||||
8 |
Shared Voting Power | ||||||
| |||||||
9 |
Sole Dispositive Power | ||||||
| |||||||
10 |
Shared Dispositive Power | ||||||
| |||||||
|
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
| |||||||
|
12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* x | |||||
| |||||||
|
13 |
Percent of Class Represented by Amount in Row (11) | |||||
| |||||||
|
14 |
Type of Reporting Person | |||||
CUSIP No. G66721 10 4 |
13D |
| |||||
| |||||||
|
1 |
Name of Reporting Person | |||||
| |||||||
|
2 |
Check the Appropriate Box if a Member of a Group | |||||
|
|
(a) |
o | ||||
|
|
(b) |
o | ||||
| |||||||
|
3 |
SEC Use Only | |||||
| |||||||
|
4 |
Source of Funds | |||||
| |||||||
|
5 |
Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |||||
| |||||||
|
6 |
Citizenship or Place of Organization | |||||
| |||||||
Number of |
7 |
Sole Voting Power | |||||
| |||||||
8 |
Shared Voting Power | ||||||
| |||||||
9 |
Sole Dispositive Power | ||||||
| |||||||
10 |
Shared Dispositive Power | ||||||
| |||||||
|
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
| |||||||
|
12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* x | |||||
| |||||||
|
13 |
Percent of Class Represented by Amount in Row (11) | |||||
| |||||||
|
14 |
Type of Reporting Person | |||||
CUSIP No. G66721 10 4 |
13D |
| |||||
| |||||||
|
1 |
Name of Reporting Person | |||||
| |||||||
|
2 |
Check the Appropriate Box if a Member of a Group | |||||
|
|
(a) |
o | ||||
|
|
(b) |
o | ||||
| |||||||
|
3 |
SEC Use Only | |||||
| |||||||
|
4 |
Source of Funds | |||||
| |||||||
|
5 |
Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |||||
| |||||||
|
6 |
Citizenship or Place of Organization | |||||
| |||||||
Number of |
7 |
Sole Voting Power | |||||
| |||||||
8 |
Shared Voting Power | ||||||
| |||||||
9 |
Sole Dispositive Power | ||||||
| |||||||
10 |
Shared Dispositive Power | ||||||
| |||||||
|
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
| |||||||
|
12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* x | |||||
| |||||||
|
13 |
Percent of Class Represented by Amount in Row (11) | |||||
| |||||||
|
14 |
Type of Reporting Person | |||||
CUSIP No. G66721 10 4 |
13D |
| |||||
| |||||||
|
1 |
Name of Reporting Person | |||||
| |||||||
|
2 |
Check the Appropriate Box if a Member of a Group | |||||
|
|
(a) |
o | ||||
|
|
(b) |
o | ||||
| |||||||
|
3 |
SEC Use Only | |||||
| |||||||
|
4 |
Source of Funds | |||||
| |||||||
|
5 |
Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |||||
| |||||||
|
6 |
Citizenship or Place of Organization | |||||
| |||||||
Number of |
7 |
Sole Voting Power | |||||
| |||||||
8 |
Shared Voting Power | ||||||
| |||||||
9 |
Sole Dispositive Power | ||||||
| |||||||
10 |
Shared Dispositive Power | ||||||
| |||||||
|
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
| |||||||
|
12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* x | |||||
| |||||||
|
13 |
Percent of Class Represented by Amount in Row (11) | |||||
| |||||||
|
14 |
Type of Reporting Person | |||||
CUSIP No. G66721 10 4 |
13D |
| |||||
| |||||||
|
1 |
Name of Reporting Person | |||||
| |||||||
|
2 |
Check the Appropriate Box if a Member of a Group | |||||
|
|
(a) |
o | ||||
|
|
(b) |
o | ||||
| |||||||
|
3 |
SEC Use Only | |||||
| |||||||
|
4 |
Source of Funds | |||||
| |||||||
|
5 |
Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |||||
| |||||||
|
6 |
Citizenship or Place of Organization | |||||
| |||||||
Number of |
7 |
Sole Voting Power | |||||
| |||||||
8 |
Shared Voting Power | ||||||
| |||||||
9 |
Sole Dispositive Power | ||||||
| |||||||
10 |
Shared Dispositive Power | ||||||
| |||||||
|
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
| |||||||
|
12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* x | |||||
| |||||||
|
13 |
Percent of Class Represented by Amount in Row (11) | |||||
| |||||||
|
14 |
Type of Reporting Person | |||||
CUSIP No. G66721 10 4 |
13D |
| |||||
| |||||||
|
1 |
Name of Reporting Person | |||||
| |||||||
|
2 |
Check the Appropriate Box if a Member of a Group | |||||
|
|
(a) |
o | ||||
|
|
(b) |
o | ||||
| |||||||
|
3 |
SEC Use Only | |||||
| |||||||
|
4 |
Source of Funds | |||||
| |||||||
|
5 |
Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |||||
| |||||||
|
6 |
Citizenship or Place of Organization | |||||
| |||||||
Number of |
7 |
Sole Voting Power | |||||
| |||||||
8 |
Shared Voting Power | ||||||
| |||||||
9 |
Sole Dispositive Power | ||||||
| |||||||
10 |
Shared Dispositive Power | ||||||
| |||||||
|
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
| |||||||
|
12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* x | |||||
| |||||||
|
13 |
Percent of Class Represented by Amount in Row (11) | |||||
| |||||||
|
14 |
Type of Reporting Person | |||||
CUSIP No. G66721 10 4 |
13D |
| |||||
| |||||||
|
1 |
Name of Reporting Person | |||||
| |||||||
|
2 |
Check the Appropriate Box if a Member of a Group | |||||
|
|
(a) |
o | ||||
|
|
(b) |
o | ||||
| |||||||
|
3 |
SEC Use Only | |||||
| |||||||
|
4 |
Source of Funds | |||||
| |||||||
|
5 |
Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |||||
| |||||||
|
6 |
Citizenship or Place of Organization | |||||
| |||||||
Number of |
7 |
Sole Voting Power | |||||
| |||||||
8 |
Shared Voting Power | ||||||
| |||||||
9 |
Sole Dispositive Power | ||||||
| |||||||
10 |
Shared Dispositive Power | ||||||
| |||||||
|
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
| |||||||
|
12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* x | |||||
| |||||||
|
13 |
Percent of Class Represented by Amount in Row (11) | |||||
| |||||||
|
14 |
Type of Reporting Person | |||||
CUSIP No. G66721 10 4 |
13D |
| |||||
| |||||||
|
1 |
Name of Reporting Person | |||||
| |||||||
|
2 |
Check the Appropriate Box if a Member of a Group | |||||
|
|
(a) |
o | ||||
|
|
(b) |
o | ||||
| |||||||
|
3 |
SEC Use Only | |||||
| |||||||
|
4 |
Source of Funds | |||||
| |||||||
|
5 |
Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |||||
| |||||||
|
6 |
Citizenship or Place of Organization | |||||
| |||||||
Number of |
7 |
Sole Voting Power | |||||
| |||||||
8 |
Shared Voting Power | ||||||
| |||||||
9 |
Sole Dispositive Power | ||||||
| |||||||
10 |
Shared Dispositive Power | ||||||
| |||||||
|
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
| |||||||
|
12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* x | |||||
| |||||||
|
13 |
Percent of Class Represented by Amount in Row (11) | |||||
| |||||||
|
14 |
Type of Reporting Person | |||||
CUSIP No. G66721 10 4 |
13D |
| |||||
| |||||||
|
1 |
Name of Reporting Person | |||||
| |||||||
|
2 |
Check the Appropriate Box if a Member of a Group | |||||
|
|
(a) |
o | ||||
|
|
(b) |
o | ||||
| |||||||
|
3 |
SEC Use Only | |||||
| |||||||
|
4 |
Source of Funds | |||||
| |||||||
|
5 |
Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |||||
| |||||||
|
6 |
Citizenship or Place of Organization | |||||
| |||||||
Number of |
7 |
Sole Voting Power | |||||
| |||||||
8 |
Shared Voting Power | ||||||
| |||||||
9 |
Sole Dispositive Power | ||||||
| |||||||
10 |
Shared Dispositive Power | ||||||
| |||||||
|
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
| |||||||
|
12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* x | |||||
| |||||||
|
13 |
Percent of Class Represented by Amount in Row (11) | |||||
| |||||||
|
14 |
Type of Reporting Person | |||||
CUSIP No. G66721 10 4 |
13D |
| |||||
| |||||||
|
1 |
Name of Reporting Person | |||||
| |||||||
|
2 |
Check the Appropriate Box if a Member of a Group | |||||
|
|
(a) |
o | ||||
|
|
(b) |
o | ||||
| |||||||
|
3 |
SEC Use Only | |||||
| |||||||
|
4 |
Source of Funds | |||||
| |||||||
|
5 |
Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |||||
| |||||||
|
6 |
Citizenship or Place of Organization | |||||
| |||||||
Number of |
7 |
Sole Voting Power | |||||
| |||||||
8 |
Shared Voting Power | ||||||
| |||||||
9 |
Sole Dispositive Power | ||||||
| |||||||
10 |
Shared Dispositive Power | ||||||
| |||||||
|
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
| |||||||
|
12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* x | |||||
| |||||||
|
13 |
Percent of Class Represented by Amount in Row (11) | |||||
| |||||||
|
14 |
Type of Reporting Person | |||||
CUSIP No. G66721 10 4 |
13D |
| |||||
| |||||||
|
1 |
Name of Reporting Person | |||||
| |||||||
|
2 |
Check the Appropriate Box if a Member of a Group | |||||
|
|
(a) |
o | ||||
|
|
(b) |
o | ||||
| |||||||
|
3 |
SEC Use Only | |||||
| |||||||
|
4 |
Source of Funds | |||||
| |||||||
|
5 |
Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |||||
| |||||||
|
6 |
Citizenship or Place of Organization | |||||
| |||||||
Number of |
7 |
Sole Voting Power | |||||
| |||||||
8 |
Shared Voting Power | ||||||
| |||||||
9 |
Sole Dispositive Power | ||||||
| |||||||
10 |
Shared Dispositive Power | ||||||
| |||||||
|
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
| |||||||
|
12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* x | |||||
| |||||||
|
13 |
Percent of Class Represented by Amount in Row (11) | |||||
| |||||||
|
14 |
Type of Reporting Person | |||||
CUSIP No. G66721 10 4 |
13D |
| |||||
| |||||||
|
1 |
Name of Reporting Person | |||||
| |||||||
|
2 |
Check the Appropriate Box if a Member of a Group | |||||
|
|
(a) |
o | ||||
|
|
(b) |
o | ||||
| |||||||
|
3 |
SEC Use Only | |||||
| |||||||
|
4 |
Source of Funds | |||||
| |||||||
|
5 |
Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |||||
| |||||||
|
6 |
Citizenship or Place of Organization | |||||
| |||||||
Number of |
7 |
Sole Voting Power | |||||
| |||||||
8 |
Shared Voting Power | ||||||
| |||||||
9 |
Sole Dispositive Power | ||||||
| |||||||
10 |
Shared Dispositive Power | ||||||
| |||||||
|
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
| |||||||
|
12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* x | |||||
| |||||||
|
13 |
Percent of Class Represented by Amount in Row (11) | |||||
| |||||||
|
14 |
Type of Reporting Person | |||||
CUSIP No. G66721 10 4 |
13D |
| |||||
| |||||||
|
1 |
Name of Reporting Person | |||||
| |||||||
|
2 |
Check the Appropriate Box if a Member of a Group | |||||
|
|
(a) |
o | ||||
|
|
(b) |
o | ||||
| |||||||
|
3 |
SEC Use Only | |||||
| |||||||
|
4 |
Source of Funds | |||||
| |||||||
|
5 |
Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |||||
| |||||||
|
6 |
Citizenship or Place of Organization | |||||
| |||||||
Number of |
7 |
Sole Voting Power | |||||
| |||||||
8 |
Shared Voting Power | ||||||
| |||||||
9 |
Sole Dispositive Power | ||||||
| |||||||
10 |
Shared Dispositive Power | ||||||
| |||||||
|
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
| |||||||
|
12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* o | |||||
| |||||||
|
13 |
Percent of Class Represented by Amount in Row (11) | |||||
| |||||||
|
14 |
Type of Reporting Person | |||||
CUSIP No. G66721 10 4 |
13D |
| |||||
| |||||||
|
1 |
Name of Reporting Person | |||||
| |||||||
|
2 |
Check the Appropriate Box if a Member of a Group | |||||
|
|
(a) |
o | ||||
|
|
(b) |
o | ||||
| |||||||
|
3 |
SEC Use Only | |||||
| |||||||
|
4 |
Source of Funds | |||||
| |||||||
|
5 |
Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |||||
| |||||||
|
6 |
Citizenship or Place of Organization | |||||
| |||||||
Number of |
7 |
Sole Voting Power | |||||
| |||||||
8 |
Shared Voting Power | ||||||
| |||||||
9 |
Sole Dispositive Power | ||||||
| |||||||
10 |
Shared Dispositive Power | ||||||
| |||||||
|
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
| |||||||
|
12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* o | |||||
| |||||||
|
13 |
Percent of Class Represented by Amount in Row (11) | |||||
| |||||||
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14 |
Type of Reporting Person | |||||
This Amendment No. 8 to Schedule 13D is filed by: (i) AAA Guarantor - Co-Invest VI (B), L.P., a Marshall Islands limited partnership, (ii) AAA Guarantor Co-Invest VII, L.P., a Guernesy limited partnership, (iii) AIF VI NCL (AIV), L.P., an exempted limited partnership registered in the Cayman Islands, (iv) AIF VI NCL (AIV II), L.P., an exempted limited partnership registered in the Cayman Islands, (v) AIF VI NCL (AIV III), L.P., an exempted limited partnership registered in the Cayman Islands, (vi) AIF VI NCL (AIV IV), L.P., an exempted limited partnership registered in the Cayman Islands, (vii) Apollo Overseas Partners VI, L.P., an exempted limited partnership registered in the Cayman Islands, (viii) Apollo Overseas Partners (Delaware) VI, L.P., a Delaware limited partnership, (ix) Apollo Overseas Partners (Delaware 892) VI, L.P., a Delaware limited partnership, (x) Apollo Overseas Partners (Germany) VI, L.P., an exempted limited partnership registered in the Cayman Islands, (xi) AIF VI Euro Holdings, L.P., an exempted limited partnership registered in the Cayman Islands, (xii) AIF VII Euro Holdings, L.P., an exempted limited partnership registered in the Cayman Islands, (xiii) AAA MIP Limited, a limited company incorporated in Guernsey, (xiv) AAA Investments (Co-Invest VII), L.P., a Delaware limited liability partnership, (xv) Apollo Alternative Assets, L.P., an exempted limited partnership registered in the Cayman Islands, (xvi) Apollo International Management, L.P., a Delaware limited partnership, (xvii) Apollo International Management GP, LLC, a Delaware limited liability company, (xviii) Apollo Advisors VI, L.P., a Delaware limited partnership, (xix) Apollo Capital Management VI, LLC, a Delaware limited liability company, (xx) Apollo Principal Holdings I, L.P., a Delaware limited partnership, (xxi) Apollo Principal Holdings I GP, LLC, a Delaware limited liability company, (xxii) Apollo Advisors VI (EH), L.P., an exempted limited partnership registered in the Cayman Islands, (xxiii) Apollo Advisors VI (EH-GP), Ltd., an exempted company incorporated in the Cayman Islands with limited liability, (xxiv) Apollo Advisors VII (EH), L.P., an exempted limited partnership registered in the Cayman Islands, (xxv) Apollo Advisors VII (EH-GP) Ltd, an exempted company incorporated in the Cayman Islands with limited liability, (xxvi) Apollo Principal Holdings III, L.P, an exempted limited partnership registered in the Cayman Islands, (xxvii) Apollo Principal Holdings III GP, Ltd., an exempted company incorporated in the Cayman Islands with limited liability, (xxviii) Apollo Management VI, L.P., a Delaware limited partnership, (xxix) AIF VI Management, LLC, a Delaware limited liability company, (xxx) Apollo Management VII, L.P., a Delaware limited partnership, (xxxi) AIF VII Management, LLC, a Delaware limited liability company, (xxxii) Apollo Management, L.P., a Delaware limited partnership, (xxxiii) Apollo Management GP, LLC, a Delaware limited liability company, (xxxiv) Apollo Management Holdings, L.P., a Delaware limited partnership, and (xxxv) Apollo Management Holdings GP, LLC, a Delaware limited liability company, and supplements and amends the Statement on Schedule 13D filed on February 4, 2013, Amendment No. 1 to Schedule 13D filed on August 16, 2013, Amendment No. 2 to Schedule 13D filed on December 11, 2013, Amendment No. 3 to Schedule 13D filed on December 31, 2013, Amendment No. 4 to Schedule 13D filed on March 12, 2014, Amendment No. 5 to Schedule 13D filed on September 5, 2014, Amendment No. 6 to Schedule 13D filed on November 21, 2014, and Amendment No. 7 to Schedule 13D filed on May 28, 2015, with respect to the ordinary shares, par value $0.001 (the Ordinary Shares), of Norwegian Cruise Line Holdings Ltd. (the Issuer).
Unless otherwise indicated, capitalized terms used but not otherwise defined herein shall have the meaning assigned to such terms in the Statement on Schedule 13D filed on February 4, 2013, as amended.
Responses to each item of this Amendment No. 8 to Schedule 13D are incorporated by reference into the response to each other item, as applicable.
Item 1. Security and Issuer
Item 2. Identity and Background
Item 2 is hereby amended and supplemented as follows:
AAA Investments (Co-Invest VII), L.P., a Delaware limited partnership (AAA Investments), is one of the Reporting Persons. The principal address for AAA Investments is One Manhattanville Road, Suite 201, Purchase, New York 10577. AAA Investments serves as the general partner of Co-Invest VII, and is principally engaged in the business of serving as the general partner of Co-Invest VII and other investment funds. Alternative Assets provides management services to AAA Investments, and is principally engaged in the business of providing management services to AAA MIP, Co-Invest VI (B), AAA Investments and other investment funds.
Item 3. Source and Amount of Funds or Other Consideration
Item 4. Purpose of Transaction
Item 5. Interest in Securities of the Issuer
Item 5 is hereby amended and supplemented as follows:
On August 13, 2015, the Apollo Holders, other than AIF VI Euro, sold an aggregate of 8,000,000 Ordinary Shares pursuant to an underwritten offering (the Offering), as described in the Issuers Rule 424(b)(7) final prospectus supplement (File No. 333-194311) filed with the Securities and Exchange Commission on August 12, 2015, and the underwriting agreement dated as of August 10, 2015 (the Underwriting Agreement), among the Issuer, the Apollo Holders (except for AIF VI Euro), the TPG Entities and the Genting HK Entities as selling shareholders, and Goldman, Sachs & Co. as the underwriter. Following the sale of the Ordinary Shares by the Apollo Holders (other than AIF VI Euro), the Apollo Holders are the record holders of an aggregate of 39,159,020 Ordinary Shares.
Pursuant to the Shareholders Agreement, as amended on November 19, 2014 pursuant to Amendment No. 1 to Amended and Restated Shareholders Agreement (Amendment 1 to Shareholders Agreement), and following the sale of Ordinary Shares by the Genting HK Entities, the TPG Entities and certain of the Apollo Holders pursuant to the Offering, the Apollo Holders may be deemed to beneficially own an aggregate of 75,058,188 Ordinary Shares, which includes the Ordinary Shares held of record by the Apollo Holders and the Ordinary Shares held by the Genting HK Entities and the TPG Entities, respectively, and represents approximately 32.8% of the Issuers outstanding Ordinary Shares. See the Issuers Rule 424(b)(7) final prospectus supplement (File No. 333-194311) filed with the Securities and Exchange Commission on August 12, 2015.
The Ordinary Shares reported as beneficially owned by each Reporting Person includes only those shares over which such person may be deemed to have voting or dispositive power. Only Management Holdings and Management Holdings GP report beneficial ownership of all of the Ordinary Shares owned of record by the Apollo Holders. Each of the Reporting Persons disclaims beneficial ownership of all of the Ordinary Shares included in this report, and the filing of this report shall not be construed as an admission that any such person or entity is the beneficial owner of any such securities for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended, or for any other purpose.
(a) See also the information contained on the cover pages of this Amendment No. 8 to Schedule 13D which is incorporated herein by reference. The percentage of Ordinary Shares beneficially owned by each Reporting Person is based on 229,153,064 outstanding Ordinary Shares as of August 5, 2015, as reported by the Issuer the final prospectus filed under Rule 424(b)(7) with the Securities and Exchange Commission on August 12, 2015.
(b) See the information contained on the cover pages of this Amendment No. 8 to Schedule 13D, which is incorporated herein by reference.
(c) There have been no reportable transactions with respect to the Ordinary Shares of the Issuer within the last 60 days by the Reporting Persons.
(d) Not applicable.
(e) Not applicable.
Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer
Underwriting Agreement
On August 10, 2015, the Issuer, and the Apollo Holders (except for AIF VI Euro), the TPG Entities and the Genting HK Entities as selling shareholders, and Goldman, Sachs & Co. as the underwriter (the Underwriter), entered into the Underwriting Agreement with respect to, among other things, the sale by the Apollo Holders (other than AIF VI Euro) of an aggregate of 8,000,000 shares of the Ordinary Shares of the Issuer. Closing of the sale of the Ordinary Shares sold by the Apollo Holders (other than AIF VI Euro) occurred on August 13, 2015.
Lock-up Agreement
In connection with the Offering, the Apollo Holders agreed to enter into a lock-up agreement (the Lock-Up Agreement) with the Underwriter, pursuant to which the Apollo Holders agreed that for a period of 45 days after September 24, 2015 (the Lock-Up Period), except with the prior written consent of the Underwriter, the Apollo Holders would not, among other things and subject to certain exceptions, (i) sell, offer to sell, contract or agree to sell, hypothecate, pledge, grant any option to purchase or otherwise dispose of or agree to dispose of, directly or indirectly, or file (or participate in the filing of) a registration statement with the Securities and Exchange Commission in respect of, or establish or increase a put equivalent position or liquidate or decrease a call equivalent position with the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, and the rules and regulations of the Securities and Exchange Commission promulgated thereunder with respect to, any Ordinary Shares, any other securities of the Issuer that are substantially similar to Ordinary Shares, or any securities convertible into or exchangeable or exercisable for, or any warrants or other rights to purchase or subscribe for, the foregoing (collectively, the Lock-Up Securities); (ii) enter into any swap or other agreement that transfers to another, in whole or in part, any of the economic consequences of ownership of the Lock-Up Securities, whether any such transaction is to be settled by delivery of Ordinary Shares or such other securities, in cash or otherwise; or (iii) publicly announce an intention to effect any transaction specified in clause (i) or (ii).
The summaries of the Underwriting Agreement and the Lock-Up Agreement as described in this Item 6 do not purport to be complete and are qualified in their entirety by reference to such agreements, which are attached to this Amendment No. 8 to Schedule 13D as Exhibit 1 and Exhibit 2, respectively, and are incorporated herein by this reference.
Item 7. Material to Be Filed as Exhibits
Exhibit 1: Form of Underwriting Agreement, by and among the Issuer, certain of the Apollo Holders, the TPG Entities and the Genting HK Entities as selling shareholders, and Goldman, Sachs & Co. as the underwriter (incorporated herein by reference to Exhibit 1.1 to the Issuers Current Report on Form 8-K (File No. 001-35784) filed with the Securities and Exchange Commission on August 12, 2015).
Exhibit 2: Form of Lock-Up Agreement by and among the Issuer, Goldman, Sachs & Co. and the Apollo Holders.
SIGNATURES
After reasonable inquiry and to the best knowledge and belief of each of the undersigned, each of the undersigned certifies that the information set forth in this statement with respect to such person is true, complete and correct.
Dated: August 17, 2015
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AAA GUARANTOR - CO-INVEST VI (B), L.P. | |||||
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AAA MIP Limited | ||||
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its general partner | ||||
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Apollo Alternative Assets, L.P. | |||
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Apollo International Management, L.P. | ||
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Apollo International Management GP, LLC | |
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/s/ Laurie D. Medley |
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Laurie D. Medley |
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Vice President |
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AAA GUARANTOR - CO-INVEST VII, L.P. | |||||
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AAA Investments (Co-Invest VII), L.P. | ||||
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its general partner | ||||
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Apollo Alternative Assets, L.P. | |||
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Apollo International Management, L.P. | ||
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Apollo International Management GP, LLC | |
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its general partner | |
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/s/ Laurie D. Medley |
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Laurie D. Medley |
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Vice President |
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AAA MIP LIMITED | ||||
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Apollo Alternative Assets, L.P. | |||
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its investment manager | |||
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Apollo International Management, L.P. | ||
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its managing general partner | ||
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Apollo International Management GP, LLC, | |
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/s/ Laurie D. Medley |
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Laurie D. Medley |
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Vice President |
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AAA INVESTMENTS (CO-INVEST VII), L.P. | ||||
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Apollo Alternative Assets, L.P. | |||
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its investment manager | |||
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Apollo International Management, L.P. | ||
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its managing general partner | ||
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Apollo International Management GP, LLC, | ||
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its general partner | ||
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/s/ Laurie D. Medley | |
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Laurie D. Medley | |
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Vice President | |
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APOLLO ALTERNATIVE ASSETS, L.P. | ||||
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Apollo International Management, L.P. | |||
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its managing general partner | |||
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Apollo International Management GP, LLC | ||
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/s/ Laurie D. Medley | |
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Laurie D. Medley | |
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APOLLO INTERNATIONAL MANAGEMENT, L.P. | ||||
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Apollo International Management GP, LLC | |||
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/s/ Laurie D. Medley | ||
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Laurie D. Medley | ||
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APOLLO INTERNATIONAL MANAGEMENT GP, LLC | ||||
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/s/ Laurie D. Medley | |||
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Laurie D. Medley | |||
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AIF VI NCL (AIV), L.P. | |||||
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Apollo Advisors VI (EH), L.P. | ||||
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Apollo Advisors VI (EH-GP), Ltd. | |||
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/s/ Laurie D. Medley | ||
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AIF VI NCL (AIV II), L.P. | |||||
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Apollo Advisors VI (EH), L.P. | ||||
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Apollo Advisors VI (EH-GP), Ltd. | |||
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/s/ Laurie D. Medley | ||
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AIF VI NCL (AIV III), L.P. | |||||
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Apollo Advisors VI (EH), L.P. | ||||
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Apollo Advisors VI (EH-GP), Ltd. | |||
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/s/ Laurie D. Medley | ||
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Laurie D. Medley | ||
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AIF VI NCL (AIV IV), L.P. | |||||
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Apollo Advisors VI (EH), L.P. | ||||
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its general partner | ||||
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Apollo Advisors VI (EH-GP), Ltd. | |||
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/s/ Laurie D. Medley | ||
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Laurie D. Medley | ||
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Vice President | ||
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AIF VI EURO HOLDINGS, L.P. | |||
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Apollo Advisors VI (EH), L.P. | ||
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its general partner | ||
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Apollo Advisors VI (EH-GP), Ltd. | |
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its general partner | |
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/s/ Laurie D. Medley |
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Laurie D. Medley |
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Vice President |
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APOLLO ADVISORS VI (EH), L.P. | |||
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Apollo Advisors VI (EH-GP), Ltd. | ||
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its general partner | ||
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/s/ Laurie D. Medley | |
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Laurie D. Medley | |
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APOLLO ADVISORS VI (EH-GP), LTD. | |||
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/s/ Laurie D. Medley | ||
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Laurie D. Medley | ||
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Vice President | ||
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AIF VII EURO HOLDINGS, L.P. | |||
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Apollo Advisors VII (EH), L.P. | ||
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Apollo Advisors VII (EH-GP), Ltd. | |
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its general partner | |
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/s/ Laurie D. Medley |
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Laurie D. Medley |
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Vice President |
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APOLLO ADVISORS VII (EH), L.P. | |||
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Apollo Advisors VII (EH-GP), Ltd. | ||
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its general partner | ||
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/s/ Laurie D. Medley | |
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Laurie D. Medley | |
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Vice President |
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APOLLO ADVISORS VII (EH-GP), LTD. | |||||
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/s/ Laurie D. Medley | ||||
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Laurie D. Medley | ||||
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Vice President | ||||
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APOLLO PRINCIPAL HOLDINGS III, L.P. | |||||
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Apollo Principal Holdings III GP, Ltd. | ||||
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its general partner | ||||
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/s/ Laurie D. Medley | |||
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Laurie D. Medley | |||
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Vice President | |||
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APOLLO PRINCIPAL HOLDINGS III GP, LTD. | |||||
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/s/ Laurie D. Medley | ||||
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Laurie D. Medley | ||||
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Vice President | ||||
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APOLLO OVERSEAS PARTNERS VI, L.P. | |||||
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Apollo Advisors VI, L.P., | ||||
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its managing general partner | ||||
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Apollo Capital Management VI, LLC, | |||
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its general partner | |||
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/s/ Laurie D. Medley | ||
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Laurie D. Medley | ||
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Vice President | ||
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APOLLO OVERSEAS PARTNERS (DELAWARE) VI, L.P. | |||||
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Apollo Advisors VI, L.P., | ||||
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its general partner | ||||
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Apollo Capital Management VI, LLC, | |||
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its general partner | |||
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/s/ Laurie D. Medley | ||
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Laurie D. Medley | ||
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Vice President | ||
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APOLLO OVERSEAS PARTNERS (DELAWARE 892) VI, L.P. | ||||||||
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Apollo Advisors VI, L.P., | |||||||
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Apollo Capital Management VI, LLC, | ||||||
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/s/ Laurie D. Medley | |||||
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Laurie D. Medley | |||||
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Vice President | |||||
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APOLLO OVERSEAS PARTNERS (GERMANY) VI, L.P. | ||||||||
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Apollo Advisors VI, L.P., | |||||||
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its managing general partner | |||||||
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Apollo Capital Management VI, LLC, | ||||||
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/s/ Laurie D. Medley | |||||
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Laurie D. Medley | |||||
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Vice President | |||||
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APOLLO ADVISORS VI, L.P. | ||||||||
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Apollo Capital Management VI, LLC, | |||||||
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/s/ Laurie D. Medley | ||||||
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Laurie D. Medley | ||||||
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Vice President | ||||||
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APOLLO CAPITAL MANAGEMENT VI, LLC | ||||||||
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/s/ Laurie D. Medley | |||||||
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Laurie D. Medley | |||||||
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Vice President | |||||||
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APOLLO PRINCIPAL HOLDINGS I, L.P. | ||||||||
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Apollo Principal Holdings I GP, LLC, | |||||||
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its general partner | |||||||
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/s/ Laurie D. Medley | ||||||
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Laurie D. Medley | ||||||
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Vice President | ||||||
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APOLLO PRINCIPAL HOLDINGS I GP, LLC | ||
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By: |
/s/ Laurie D. Medley | |
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Laurie D. Medley | |
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Vice President | |
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APOLLO MANAGEMENT VI, L.P. | ||
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By: |
AIF VI Management, LLC | |
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its general partner | ||
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By: |
/s/ Laurie D. Medley |
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Laurie D. Medley |
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Vice President |
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AIF VI MANAGEMENT, LLC | ||
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By: |
/s/ Laurie D. Medley | |
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Laurie D. Medley | |
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Vice President | |
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APOLLO MANAGEMENT VII, L.P. | ||
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By: |
AIF VII Management, LLC | |
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its general partner | ||
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By: |
/s/ Laurie D. Medley |
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Laurie D. Medley |
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Vice President |
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AIF VII MANAGEMENT, LLC | ||
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By: |
/s/ Laurie D. Medley | |
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Laurie D. Medley | |
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Vice President | |
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APOLLO MANAGEMENT, L.P. | ||
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By: |
Apollo Management GP, LLC | |
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its general partner | |
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By: |
/s/ Laurie D. Medley |
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Laurie D. Medley |
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Vice President |
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APOLLO MANAGEMENT GP, LLC | ||
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By: |
/s/ Laurie D. Medley | |
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Laurie D. Medley | |
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Vice President | |
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APOLLO MANAGEMENT HOLDINGS, L.P. | ||
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By: |
Apollo Management Holdings GP, LLC | |
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its general partner | |
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By: |
/s/ Laurie D. Medley |
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Laurie D. Medley |
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Vice President |
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APOLLO MANAGEMENT HOLDINGS GP, LLC | ||
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By: |
/s/ Laurie D. Medley | |
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Laurie D. Medley | |
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Vice President |