UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Restricted Stock Units | 07/23/2015 | 07/23/2015 | Common Stock, Par Value $.01 | 1,500 | $ 0 | D | Â |
Stock Only Stock Appreciation Rights | 07/23/2013(1) | 07/23/2020 | Common Stock, Par Value $.01 | 8,000 | $ 11.92 | D | Â |
Performance Stock Award | 03/15/2014 | 03/15/2014 | Common Stock, Par Value $.01 | 5,780 | $ 0 | D | Â |
Stock Only Stock Appreciation Rights | 03/03/2014(2) | 03/03/2021 | Common Stock, Par Value $.01 | 20,710 | $ 12.56 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Astley Christopher W. 96 S. GEORGE STREET SUITE 520 YORK, PA 17403 |
 |  |  VP Corporate Strategy |  |
Linda M. Levans by POA | 05/04/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These SOSARs vest in thirds on the anniversary dates of the grant in 2011, 2012 and 2013, respectively. |
(2) | These SOSARs vest in thirds on the anniversary dates of the grant in 2012, 2013 and 2014 respectively. |