1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Phantom Shares Esp
|
Â
(1)
|
Â
(2)
|
Common Stock
|
24,384.5687
|
$
(3)
|
I
|
By Trustee Executive Savings Plan
|
Employee Stock Option (Right to Buy)
|
02/27/2007 |
02/27/2017 |
Common Stock
|
38,300
|
$
25.64
|
D
|
Â
|
LTIP Phantom Stock Grant Feb 2013
|
02/19/2016 |
02/19/2016(4)
|
Common Stock
|
8,000
|
$
(5)
|
D
|
Â
|
LTIP Phantom Stock Grant Feb 2012
|
02/21/2015 |
02/21/2015(4)
|
Common Stock
|
7,400
|
$
(5)
|
D
|
Â
|
LTIP Phantom Stock Grant Feb 2011
|
02/22/2014(4)
|
02/22/2014 |
Common Stock
|
8,600
|
$
(5)
|
D
|
Â
|
Performance Shares Feb 2013
|
02/19/2016 |
Â
(6)
|
Common Stock
|
6,400
|
$
(7)
|
D
|
Â
|
Performance Shares Feb 2012
|
02/21/2015 |
Â
(6)
|
Common Stock
|
6,000
|
$
(7)
|
D
|
Â
|
Performance Shares Feb 2011
|
02/22/2014 |
Â
(6)
|
Common Stock
|
6,900
|
$
(7)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Payment upon termination of employment or occurence of other events as specified in the Spectra Energy Corp Executive Savings Plan, subject to holding periods required by law. |
(2) |
Expiration date not applicable |
(3) |
Converts to Common Stock on a 1-to-1 basis |
(4) |
Grant cliff vests 3 years from date of Grant. |
(5) |
Converts to Common Stock on a 1-for-1 basis. |
(6) |
Expiration date not applicable. |
(7) |
Converts to Common Stock on a 1-for-1 basis. The number of performance shares that vest is based on the achievement of a specified total shareholder return for Spectra Energy Corp Common Stock. |