1 |
NAMES
OF REPORTING PERSONS
| ||||
I.R.S.
IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
| |||||
Neuberger Berman Group LLC | |||||
2 |
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
| (a) | o | ||
(b) | x | ||||
3 |
SEC
USE ONLY
| ||||
4 |
SOURCE
OF FUNDS
| ||||
OO | |||||
5 |
CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(e)
or 2(f)
| o | |||
6 |
CITIZENSHIP
OR PLACE OF ORGANIZATION
| ||||
Delaware | |||||
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 |
SOLE
VOTING POWER
| |||
0 | |||||
8 |
SHARED
VOTING POWER
| ||||
1308711 | |||||
9 |
SOLE
DISPOSITIVE POWER
| ||||
0 | |||||
10 |
SHARED
DISPOSITIVE POWER
| ||||
1480630 | |||||
11 |
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
| ||||
1480630 | |||||
12 |
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES
| o | |||
13 |
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
| ||||
2.57%
| |||||
14 |
TYPE
OF REPORTING PERSON
| ||||
HC | |||||
1 |
NAMES
OF REPORTING PERSONS
| ||||
I.R.S.
IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
| |||||
Neuberger Berman LLC | |||||
2 |
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
| (a) | o | ||
(b) | x | ||||
3 |
SEC
USE ONLY
| ||||
4 |
SOURCE
OF FUNDS
| ||||
OO | |||||
5 |
CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(e)
or 2(f)
| o | |||
6 |
CITIZENSHIP
OR PLACE OF ORGANIZATION
| ||||
Delaware | |||||
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 |
SOLE
VOTING POWER
| |||
0 | |||||
8 |
SHARED
VOTING POWER
| ||||
595220 | |||||
9 |
SOLE
DISPOSITIVE POWER
| ||||
0 | |||||
10 |
SHARED
DISPOSITIVE POWER
| ||||
722059 | |||||
11 |
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
| ||||
722059 | |||||
12 |
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES
| o | |||
13 |
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
| ||||
1.25%
| |||||
14 |
TYPE
OF REPORTING PERSON
| ||||
IA
BD | |||||
1 |
NAMES
OF REPORTING PERSONS
| ||||
I.R.S.
IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
| |||||
Neuberger Berman Management | |||||
2 |
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
| (a) | o | ||
(b) | x | ||||
3 |
SEC
USE ONLY
| ||||
4 |
SOURCE
OF FUNDS
| ||||
OO | |||||
5 |
CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(e)
or 2(f)
| o | |||
6 |
CITIZENSHIP
OR PLACE OF ORGANIZATION
| ||||
Delaware | |||||
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 |
SOLE
VOTING POWER
| |||
0 | |||||
8 |
SHARED
VOTING POWER
| ||||
713491 | |||||
9 |
SOLE
DISPOSITIVE POWER
| ||||
0 | |||||
10 |
SHARED
DISPOSITIVE POWER
| ||||
758591 | |||||
11 |
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
| ||||
758591 | |||||
12 |
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES
| o | |||
13 |
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
| ||||
1.31%
| |||||
14 |
TYPE
OF REPORTING PERSON
| ||||
IA | |||||
Item 1. | Security and Issuer |
The class of equity securities to which this Amendment No. 2 to Schedule 13D relates is the common shares of Charles River Laboratories International, Inc. (the “Issuer’), (the “Securities”), a Delaware corporation, having its principal business office at 255 Ballardvale Street, Wilmington, Massachusetts 01887. |
Item 2. | Identity and Background |
(a) | This statement is being filed by the following persons: Neuberger Berman Group LLC (“NBG”), Neuberger Berman Holdings LLC (“NB Holdings”), Neuberger Berman Management LLC (“NBM”) and Neuberger Berman LLC (“NB LLC”) (the “Reporting Persons”). |
(b) | NBG, NB Holdings, NBM and NB LLC are Delaware limited liability companies, each having its principal business office at 605 Third Avenue, New York, NY 10158. |
(c) | NBG is the parent company of various subsidiaries engaged in the investment advisory business.
NB Holdings is the holding company of NB LLC, NBM and certain other subsidiaries engaged in the investment advisory business primarily with respect to equities. NBM, an indirect subsidiary of NBG, is an investment adviser registered under the Investment Advisers Act of 1940, as amended, and a limited purpose broker-dealer registered under the Securities Exchange Act of 1934, as amended. As a registered investment adviser (“RIA”), NBM provides investment advisory services to investment companies registered under the Investment Company Act of 1940, as amended. NB LLC, an indirect subsidiary of NBG, is an investment adviser registered under the Investment Advisers Act of 1940, as amended, and a broker-dealer registered under the Securities Exchange Act of 1934, as amended. As a RIA, NB LLC provides discretionary investment advisory services to private investors, institutions, endowments, employee benefit plans, foundations and others. The information required by instruction C to Schedule 13D with respect to the executive officers and directors of the Reporting Persons is set forth below. Neuberger Berman Group LLC Directors Joseph Amato Robert D’Alelio William Fox Jack McCarthy George Walker Richard Worley Lawrence Zicklin Executive Officers George Walker Chief Executive Officer Joseph Amato President Heather Zuckerman Secretary and Executive Vice President Andrew Komaroff Chief Operating Officer and Executive Vice President Irene Ashkenazy Treasurer Neuberger Berman Holdings LLC Executive Officers Joseph Amato President and Chief Executive Officer Kevin Handwerker Secretary and General Counsel Irene Ashkenazy Vice President and Treasurer Neuberger Berman Management LLC Executive Officers Robert Conti President, Chief Executive Officer Joseph Amato Managing Director and Chief Investment Officer -Equities Brad Cetron Chief Compliance Officer, Director of Compliance –B/D Chamaine Williams Chief Compliance Officer, Director of Compliance –I/A John Dorogoff Chief Operations Officer, Chief Financial Officer, and Treasurer Maxine Gerson General Counsel and Managing Director Bradley Tank Managing Director and Chief Investment Officer –Fixed Income Neuberger Berman LLC Executive Officers Joseph Amato President, Chief Executive Officer and Chief Investment Officer - Equities Brad Cetron Chief Compliance Officer John Dorogoff Chief Operations Officer, Chief Financial Officer, and Treasurer Kevin Handwerker General Counsel and Managing Director Bradley Tank Managing Director and Chief Investment Officer –Fixed Income |
(d) | None of the individuals referenced above have been convicted in a criminal proceeding in the past five years. |
(e) | None of the individuals referenced above have been party to a civil proceeding or a judicial or administrative proceeding or subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws in the past five years. |
(f) | All of the individuals referenced above are citizens of the United States. |
Item 3. |
Source
and Amount of Funds or Other Consideration
|
Not applicable. |
Item 4. |
Purpose
of Transaction
|
None of the Reporting Persons nor any of the individuals referenced above have any plans or proposals with respect to the Issuer which relate to or would result in the events listed in Item 4 (a) – (j) of the instructions for Schedule 13D. |
(a) | Not applicable. |
(b) | Not applicable. |
(c) | Not applicable. |
(d) | Not applicable. |
(e) | Not applicable. |
(f) | Not applicable. |
(g) | Not applicable. |
(h) | Not applicable. |
(i) | Not applicable. |
(j) | Not applicable. |
Item 5. |
Interest
in Securities of the Issuer
|
(a) | The aggregate number of Securities to which this Amendment No. 2 to Schedule 13D relates is 1,480,630 shares, representing 2.57% of the 57,720,230 common shares reported as outstanding in the Issuer’s most recent Form 10-Q for the quarterly period ending September 25, 2010. The Reporting Persons beneficially own the Securities as follows:
Common Shares % of Common Shares Outstanding NBM 758,571 1.31% NB LLC 722,059 1.25% As a result of NBG’s and NB Holdings’ indirect and direct ownership of NB LLC and NBM, each of NBG and NB Holdings are deemed to beneficially own the Securities beneficially owned by NBM and NB LLC. |
(b) | NBM has been granted discretionary voting and dispositive power with respect to 713,471 of the shares reported herein as being beneficially owned by it. In addition, NBM has been granted discretionary dispositive power, but not voting power, with respect to the remaining 45,100 shares reported herein as beneficially owned by it. NB LLC has been granted discretionary voting and dispositive power with respect to 595,220 of the shares reported herein as being beneficially owned by it, and with respect to such shares, NB LLC shares voting and dispositive power with its clients in whose accounts the shares are held. In addition, NB LLC has been granted discretionary dispositive power, but not voting power, with respect to the remaining 126,839 shares reported herein as beneficially owned by it. NB LLC shares only dispositive power with those clients in whose accounts such shares are held. |
(c) | Transactions effected during the past sixty days are set forth below. All transactions were effected on the New York Stock Exchange. |
Transaction Date | Shares or Unites Purchased (Sold) | Price Per Share or Unit |
10/13/2010
10/13/2010 10/14/2010 10/14/2010 10/15/2010 10/15/2010 10/15/2010 10/15/2010 10/15/2010 10/15/2010 10/18/2010 10/18/2010 10/18/2010 10/18/2010 10/18/2010 10/18/2010 10/19/2010 10/20/2010 10/20/2010 10/21/2010 10/21/2010 10/21/2010 10/25/2010 10/25/2010 10/25/2010 10/25/2010 10/25/2010 10/26/2010 10/26/2010 10/27/2010 10/27/2010 10/27/2010 10/27/2010 10/27/2010 10/27/2010 10/28/2010 10/28/2010 10/29/2010 10/29/2010 10/29/2010 11/1/2010 11/1/2010 11/2/2010 11/2/2010 11/2/2010 11/3/2010 11/3/2010 11/4/2010 11/4/2010 11/4/2010 11/4/2010 11/4/2010 11/4/2010 11/4/2010 11/4/2010 11/4/2010 11/4/2010 11/4/2010 11/4/2010 11/4/2010 11/4/2010 11/4/2010 11/4/2010 11/4/2010 11/4/2010 11/4/2010 11/4/2010 11/5/2010 11/5/2010 11/5/2010 11/5/2010 11/5/2010 11/5/2010 11/5/2010 11/5/2010 11/8/2010 11/8/2010 11/8/2010 11/8/2010 11/8/2010 11/8/2010 11/8/2010 11/9/2010 11/9/2010 11/9/2010 11/9/2010 11/9/2010 11/9/2010 11/9/2010 11/9/2010 11/9/2010 11/9/2010 11/9/2010 11/9/2010 11/10/2010 11/10/2010 11/10/2010 11/11/2010 11/11/2010 11/11/2010 11/12/2010 11/15/2010 11/16/2010 11/16/2010 11/16/2010 11/16/2010 11/16/2010 11/16/2010 11/16/2010 11/17/2010 11/17/2010 11/18/2010 11/18/2010 11/18/2010 11/19/2010 11/19/2010 11/19/2010 11/22/2010 11/22/2010 11/23/2010 11/23/2010 11/23/2010 11/24/2010 11/24/2010 11/26/2010 11/26/2010 11/26/2010 11/29/2010 11/29/2010 11/29/2010 11/30/2010 12/1/2010 12/1/2010 12/1/2010 12/1/2010 12/1/2010 12/1/2010 12/1/2010 | 150-
500 45- 20- 300- 800- 1100- 100- 700- 50- 99- 295- 580- 125- 2469- 10- 800 510- 350- 80 700 600- 7 2500- 50 250 130 6 300- 42200- 100- 680- 100- 3300- 15- 800- 100- 150 200 200- 180 160 2000- 200 800 400- 1415 225- 1225- 51050- 23350- 21600- 20600- 34900- 25575- 600- 10100- 565547- 31215- 81600- 1500- 3800- 17325- 90 50000- 85000- 300 200- 255 150- 400- 101900- 220- 300 320 350- 100- 900- 7500- 36625- 1500- 300- 700- 72650- 800- 1550- 700- 1200- 1400- 220 325 1900- 1600- 2000- 67325- 61500- 900- 86500- 84350- 9100- 92400- 12000- 70 460 10- 300- 11083- 600- 500- 47550- 75- 331 9000- 70 28000- 400- 255- 265- 190 275- 7500- 20- 100- 79300- 50 90 19900- 100- 100 4300- 200 1300 364- 27625- 20- 5- 155- 2425- | 32.71
32.87 32.69 32.82 32.94 32.9588 32.9601 32.9701 32.9738 32.9738 32.76 32.77 32.77 32.77 32.77 33.01 32.82 32.7915 32.8119 32.58 32.5817 32.6817 32.62 32.6504 32.89 33.26 33.3362 32.61 32.83 32.4286 32.4432 32.56 32.562 32.5773 32.66 32.8008 32.81 32.8 32.876 33.115 32.5981 32.938 32.7791 32.84 32.9499 32.89 33.1377 30.9 30.91 31.019 31.0576 31.0626 31.095 31.1048 31.2074 31.2101 31.3068 31.3168 31.3273 31.3767 31.4401 31.4472 31.4723 31.5369 31.6185 31.6695 31.9499 31.2801 31.2899 31.3001 31.32 31.3501 31.3901 31.57 31.72 31.3 31.37 31.4701 31.5795 31.5937 31.6401 31.89 31.5386 31.6224 31.72 31.7326 31.74 31.7409 31.7501 31.81 31.8599 31.8703 31.89 31.95 31.2622 31.443 31.5556 31.9514 31.9787 32.0989 31.8872 32.5428 32.62 32.703 32.94 33 33.0029 33.0067 33.0101 32.8045 32.9 33 33.3833 33.6 33.0909 33.1101 33.14 33.17 33.4 32.772 32.7899 32.9609 33.24 33.2435 32.83 32.99 33.0388 32.35 32.486 32.5221 32.345 32.9885 33.0401 33.335 33.34 33.37 33.3701 33.3822 |
(d) | Not applicable. |
(e) | The reporting persons ceased to be beneficial owners of more than 5% of the Securities on November 4, 2010. |
Item 6. |
Contracts,
Arrangements, Understandings or Relationships with Respect to Securities
of the Issuer
|
Item 7. |
Material
to Be Filed as Exhibits
|
Neuberger Berman Group LLC | |||
December 01, 2010 | By: |
/s/
Kevin Handwerker | |
General Counsel | |||
Neuberger Berman LLC | |||
December 01, 2010 | By: |
/s/
Kevin Handwerker | |
General Counsel | |||
Neuberger Berman Management | |||
December 01, 2010 | By: |
/s/
Robert Conti | |
President and Chief Executive Officer | |||