CUSIP No: 87874R100 |
Page 2 of
18
|
1
|
NAME
OF REPORTING PERSON
SS
OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Polaris Venture Partners III,
L.P. (“PVP III”)
|
||
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
||
3
|
SEC
USE ONLY
|
||
4
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Delaware
|
||
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY EACH REPORTING
PERSON
WITH
|
5
|
SOLE
VOTING POWER
200,440
shares, except that (i) Polaris Venture Management Co. III, L.L.C. (“PVM
III”), the general partner of PVP III, may be deemed to have sole power to
vote these shares, and (ii) Jonathan A. Flint (“Flint”), a managing member
of PVM III, may be deemed to have shared power to vote these shares,
Terrance G. McGuire (“McGuire”), a managing member of PVM III, may be
deemed to have shared power to vote these shares, and Alan G. Spoon
(“Spoon”), a managing member of PVM III, may be deemed to have shared
power to vote these shares.
|
|
6
|
SHARED
VOTING POWER
See
response to row 5
|
||
7
|
SOLE
DISPOSITIVE POWER
200,440
shares, except that (i) PVM III, the general partner of PVP III, may be
deemed to have sole power to dispose of these shares, and (ii) Flint, a
managing member of PVM III, may be deemed to have shared power to dispose
of these shares, McGuire, a managing member of PVM III, may be deemed to
have shared power to dispose of these shares, and Spoon, a managing member
of PVM III, may be deemed to have shared power to dispose of these
shares.
|
||
8
|
SHARED
DISPOSITIVE POWER
See
response to row 7
|
||
9
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING
PERSON
200,440
|
||
10
|
CHECK BOX IF THE
AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN
SHARES* o
|
||
11
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.47%
|
||
12
|
TYPE
OF REPORTING
PERSON* PN
|
CUSIP No: 87874R100 |
Page 3 of
18
|
1
|
NAME
OF REPORTING PERSON
SS
OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Polaris Venture Partners
Entrepreneurs’ Fund III, L.P. (“PVP Entrepreneurs III”)
|
||
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) o (b)
x
|
||
3
|
SEC
USE ONLY
|
||
4
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Delaware
|
||
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY EACH REPORTING
PERSON
WITH
|
5
|
SOLE
VOTING POWER
51,941
shares, except that (i) PVM III, the general partner of PVP Entrepreneurs
III, may be deemed to have sole power to vote these shares, and (ii)
Flint, a managing member of PVM III, may be deemed to have shared power to
vote these shares, McGuire, a managing member of PVM III, may be deemed to
have shared power to vote these shares, and Spoon, a managing member of
PVM III, may be deemed to have shared power to vote these
shares.
|
|
6
|
SHARED
VOTING POWER
See
response to row 5
|
||
7
|
SOLE
DISPOSITIVE POWER
51,941
shares, except that (i) PVM III, the general partner of PVP Entrepreneurs
III, may be deemed to have sole power to dispose of these shares, and (ii)
Flint, a managing member of PVM III, may be deemed to have shared power to
dispose of these shares, McGuire, a managing member of PVM III, may be
deemed to have shared power to dispose of these shares, and Spoon, a
managing member of PVM III, may be deemed to have shared power to dispose
of these shares.
|
||
8
|
SHARED
DISPOSITIVE POWER
See
response to row 7
|
||
9
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING
PERSON
51,941
|
||
10
|
CHECK BOX IF THE
AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN
SHARES* o
|
||
11
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.12%
|
||
12
|
TYPE
OF REPORTING
PERSON* PN
|
CUSIP No: 87874R100 |
Page 4 of
18
|
1
|
NAME
OF REPORTING PERSON
SS
OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Polaris Venture Partners
Founders’ Fund III, LP (“PVP Founders III”)
|
||
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) o (b)
x
|
||
3
|
SEC
USE ONLY
|
||
4
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Delaware
|
||
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY EACH REPORTING
PERSON
WITH
|
5
|
SOLE
VOTING POWER
31,629 shares,
except that (i) PVM III, the general partner of PVP Founders III, may be
deemed to have sole power to vote these shares, and (ii) Flint, a managing
member of PVM III, may be deemed to have shared power to vote these
shares, McGuire, a managing member of PVM III, may be deemed to have
shared power to vote these shares, and Spoon, a managing member of PVM
III, may be deemed to have shared power to vote these
shares.
|
|
6
|
SHARED
VOTING POWER
See
response to row 5
|
||
7
|
SOLE
DISPOSITIVE POWER
31,629 shares,
except that (i) PVM III, the general partner of PVP Founders III, may be
deemed to have sole power to dispose of these shares, and (ii) Flint, a
managing member of PVM III, may be deemed to have shared power to dispose
of these shares, McGuire, a managing member of PVM III, may be deemed to
have shared power to dispose of these shares, and Spoon, a managing member
of PVM III, may be deemed to have shared power to dispose of these
shares.
|
||
8
|
SHARED
DISPOSITIVE POWER
See
response to row 7
|
||
9
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING
PERSON
31,629
|
||
10
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES
CERTAIN SHARES* o
|
||
11
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.07%
|
||
12
|
TYPE
OF REPORTING
PERSON* PN
|
CUSIP No: 87874R100 |
Page 5 of
18
|
1
|
NAME
OF REPORTING PERSON
SS
OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Polaris Venture Management Co.
III, L.L.C. (“PVM III”)
|
||
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) o (b)
x
|
||
3
|
SEC
USE ONLY
|
||
4
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Delaware
|
||
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY EACH REPORTING
PERSON
WITH
|
5
|
SOLE
VOTING POWER
284,010 shares, of
which 200,440
shares are directly owned by PVP III, 51,941 shares
are directly owned by PVP Entrepreneurs III, and 31,629 shares are
directly owned by PVP Founders III, except that Flint, a
managing member of PVM III (which is general partner of PVP III, PVP
Entrepreneurs III, and PVP Founders III and may be deemed to have sole
power to vote these shares), may be deemed to have shared power to vote
these shares, McGuire, a managing member of PVM III, may be deemed to have
shared power to vote these shares, and Spoon, a managing member of PVM
III, may be deemed to have shared power to vote these
shares.
|
|
6
|
SHARED
VOTING POWER
See
response to row 5
|
||
7
|
SOLE
DISPOSITIVE POWER
284,010 shares, of
which 200,440
shares are directly owned by PVP III, 51,941 shares
are directly owned by PVP Entrepreneurs III, and 31,629 shares are
directly owned by PVP Founders III, except that Flint, a managing member
of PVM III (which is general partner of PVP III, PVP Entrepreneurs III,
and PVP Founders III and may be deemed to have sole power to vote these
shares), may be deemed to have shared power to dispose of these shares,
McGuire, a managing member of PVM III, may be deemed to have shared power
to dispose of these shares, and Spoon, a managing member of PVM III, may
be deemed to have shared power to dispose of these
shares.
|
||
8
|
SHARED
DISPOSITIVE POWER
See
response to row 7
|
||
9
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING
PERSON
284,010
|
||
10
|
CHECK BOX IF THE
AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN
SHARES* o
|
||
11
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.67%
|
||
12
|
TYPE
OF REPORTING
PERSON* OO
|
CUSIP No: 87874R100 |
Page 6 of
18
|
1
|
NAME
OF REPORTING PERSON
SS
OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Polaris Venture Partners IV, L.P.
(“PVP IV”)
|
||
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) o (b)
x
|
||
3
|
SEC
USE ONLY
|
||
4
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Delaware
|
||
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY EACH REPORTING
PERSON
WITH
|
5
|
SOLE
VOTING POWER
3,014,764 shares, except
that (i) Polaris Venture Management Co. IV, L.L.C. (“PVM IV”), the general
partner of PVP IV, may be deemed to have sole power to vote these shares,
and (ii) Flint, a managing member of PVM IV, may be deemed to have shared
power to vote these shares, McGuire, a managing member of PVM IV, may be
deemed to have shared power to vote these shares, and Spoon, a managing
member of PVM IV, may be deemed to have shared power to vote these
shares.
|
|
6
|
SHARED
VOTING POWER
See
response to row 5
|
||
7
|
SOLE
DISPOSITIVE POWER
3,014,764 shares, except
that (i) PVM IV, the general partner of PVP IV, may be deemed to have sole
power to dispose of these shares, and (ii) Flint, a managing member of PVM
IV, may be deemed to have shared power to dispose of these shares,
McGuire, a managing member of PVM IV, may be deemed to have shared power
to dispose of these shares, and Spoon, a managing member of PVM IV, may be
deemed to have shared power to dispose of these shares.
|
||
8
|
SHARED
DISPOSITIVE POWER
See
response to row 7
|
||
9
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING
PERSON
3,014,764
|
||
10
|
CHECK BOX IF THE
AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN
SHARES* o
|
||
11
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW 9
7.07%
|
||
12
|
TYPE
OF REPORTING
PERSON* PN
|
CUSIP No: 87874R100 |
Page 7 of
18
|
1
|
NAME
OF REPORTING PERSON
SS
OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Polaris Venture Partners
Entrepreneurs’ Fund IV, L.P. (“PVP Entrepreneurs IV”)
|
||
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) o (b)
x
|
||
3
|
SEC
USE ONLY
|
||
4
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Delaware
|
||
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY EACH REPORTING
PERSON
WITH
|
5
|
SOLE
VOTING POWER
54,561 shares, except
that (i) PVM IV, the general partner of PVP Entrepreneurs IV, may be
deemed to have sole power to vote these shares, and (ii) Flint, a managing
member of PVM IV, may be deemed to have shared power to vote these shares,
McGuire, a managing member of PVM IV, may be deemed to have shared power
to vote these shares, and Spoon, a managing member of PVM IV, may be
deemed to have shared power to vote these shares.
|
|
6
|
SHARED
VOTING POWER
See
response to row 5
|
||
7
|
SOLE
DISPOSITIVE POWER
54,561 shares, except
that (i) PVM IV, the general partner of PVP Entrepreneurs IV, may be
deemed to have sole power to dispose of these shares, and (ii) Flint, a
managing member of PVM IV, may be deemed to have shared power to dispose
of these shares, McGuire, a managing member of PVM IV, may be deemed to
have shared power to dispose of these shares, and Spoon, a managing member
of PVM IV, may be deemed to have shared power to dispose of these
shares.
|
||
8
|
SHARED
DISPOSITIVE POWER
See
response to row 7
|
||
9
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING
PERSON
54,561
|
||
10
|
CHECK BOX IF THE
AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN
SHARES* o
|
||
11
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.13%
|
||
12
|
TYPE
OF REPORTING
PERSON* PN
|
CUSIP No: 87874R100 |
Page 8 of
18
|
1
|
NAME
OF REPORTING PERSON
SS
OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Polaris Venture Management Co.
IV, L.L.C. (“PVM IV”)
|
||
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) o (b)
x
|
||
3
|
SEC
USE ONLY
|
||
4
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Delaware
|
||
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY EACH REPORTING
PERSON
WITH
|
5
|
SOLE
VOTING POWER
3,069,325 shares, of
which 3,014,764 shares are
directly owned by PVP IV, and 54,561 are
directly owned by PVP Entrepreneurs IV, except that Flint, a
managing member of PVM IV (which is general partner of PVP IV and PVP
Entrepreneurs IV and may be deemed to have sole power to vote these
shares), may be deemed to have shared power to vote these shares, McGuire,
a managing member of PVM IV, may be deemed to have shared power to vote
these shares, and Spoon, a managing member of PVM IV, may be deemed to
have shared power to vote these shares.
|
|
6
|
SHARED
VOTING POWER
See
response to row 5
|
||
7
|
SOLE
DISPOSITIVE POWER
3,069,325 shares, of
which 3,014,764 shares are
directly owned by PVP IV, and 54,561 are
directly owned by PVP Entrepreneurs IV, except that Flint, a
managing member of PVM IV (which is general partner of PVP IV and PVP
Entrepreneurs IV and may be deemed to have sole power to vote these
shares), may be deemed to have shared power to dispose of these shares,
McGuire, a managing member of PVM IV, may be deemed to have shared power
to dispose of these shares, and Spoon, a managing member of PVM IV, may be
deemed to have shared power to dispose of these shares.
|
||
8
|
SHARED
DISPOSITIVE POWER
See
response to row 7
|
||
9
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING
PERSON
3,069,325
|
||
10
|
CHECK BOX IF THE
AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN
SHARES* o
|
||
11
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW 9
7.20%
|
||
12
|
TYPE
OF REPORTING
PERSON* OO
|
CUSIP No: 87874R100 |
Page 9 of
18
|
1
|
NAME
OF REPORTING PERSON
SS
OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Alan G. Spoon
|
||
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) o (b)
x
|
||
3
|
SEC
USE ONLY
|
||
4
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
USA
|
||
NUMBER
OF SHARES
BENEFICIALLY
OWNED
BY EACH REPORTING
PERSON
WITH
|
5
|
SOLE
VOTING POWER
3,360,358 shares,
of which (i) Spoon owns 7,023 directly (of which 4,523 are
shares of common stock and 2,500 are options to purchase shares
of common stock), and (ii) 200,440 shares are directly owned by PVP III,
51,941 are
directly owned by PVP Entrepreneurs III, 31,629 shares are
directly owned by PVP Founders III, 3,014,764 shares are
directly owned by PVP IV, and 54,561 shares are
directly owned by PVP Entrepreneurs IV, except that, PVM III, as the
general partner of PVP III, PVP Entrepreneurs III and PVP Founders III,
may be deemed to have sole power to vote PVP III’s shares, PVP
Entrepreneurs III’s shares, and PVP Founders III’s shares (collectively,
the “Fund III Shares”), and PVM IV, as general partner of PVP IV and PVP
Entrepreneurs IV, may be deemed to have sole power to vote the PVP IV
shares and PVP Entrepreneurs IV shares (collectively the “Fund IV
Shares”), Flint, as a managing member of PVM III and PVM IV, may be deemed
to have shared power to vote the Fund III Shares and the Fund IV Shares,
and McGuire, as a managing member of PVM III and PVM IV, may be deemed to
have shared power to vote the Fund III Shares and the Fund IV
Shares.
|
|
6
|
SHARED
VOTING POWER
See
response to row 5
|
||
7
|
SOLE
DISPOSITIVE POWER
3,360,358 shares,
of which (i) Spoon owns 7,023 directly (of which 4,523 are
shares of common stock and 2,500 are options to purchase shares
of common stock), and (ii) 200,440 shares are directly owned by PVP III,
51,941 are directly
owned by PVP Entrepreneurs III, 31,629 shares are
directly owned by PVP Founders III, 3,014,764 shares are
directly owned by PVP IV, and 54,561 shares are
directly owned by PVP Entrepreneurs IV, except that, PVM III, as the
general partner of PVP III, PVP Entrepreneurs III and PVP Founders III,
may be deemed to have sole power to dispose of the Fund III Shares, and
PVM IV, as general partner of PVP IV and PVP Entrepreneurs IV, may be
deemed to have sole power to dispose of Fund IV Shares, Flint, as a
managing member of PVM III and PVM IV, may be deemed to have shared power
to dispose of the Fund III Shares and the Fund IV Shares, and McGuire, as
a managing member of PVM III and PVM IV, may be deemed to have shared
power to dispose of the Fund III Shares and the Fund IV
Shares.
|
||
8
|
SHARED
DISPOSITIVE POWER
See
response to row 7
|
||
9
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING
PERSON 3,360,358
|
||
10
|
CHECK BOX IF THE
AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN
SHARES* o
|
||
11
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW 9
7.88%
|
||
12
|
TYPE
OF REPORTING
PERSON* IN
|
CUSIP No: 87874R100 |
Page 10 of
18
|
1
|
NAME
OF REPORTING PERSON
SS
OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Terrance G.
McGuire
|
||
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) o (b)
x
|
||
3
|
SEC
USE ONLY
|
||
4
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
USA
|
||
NUMBER
OF SHARES
BENEFICIALLY
OWNED
BY EACH REPORTING
PERSON
WITH
|
5
|
SOLE
VOTING POWER
3,353,335 shares,
of which 200,440 shares are directly owned by PVP III, 51,941 are
directly owned by PVP Entrepreneurs III, 31,629 shares are
directly owned by PVP Founders III, 3,014,764 shares are
directly owned by PVP IV, and 54,561 shares are
directly owned by PVP Entrepreneurs IV, except that, PVM III, as the
general partner of PVP III, PVP Entrepreneurs III and PVP Founders III,
may be deemed to have sole power to vote the Fund III Shares, and PVM IV,
as general partner of PVP IV and PVP Entrepreneurs IV, may be deemed to
have sole power to vote the Fund IV Shares, Flint, as a managing member of
PVM III and PVM IV, may be deemed to have shared power to vote the Fund
III Shares and the Fund IV Shares, and Spoon, as a managing member of PVM
III and PVM IV, may be deemed to have shared power to vote the Fund III
Shares and the Fund IV Shares.
|
|
6
|
SHARED
VOTING POWER
See
response to row 5
|
||
7
|
SOLE
DISPOSITIVE POWER
3,353,335 shares, of which
200,440 shares
are directly owned by PVP III, 51,941 are directly
owned by PVP Entrepreneurs III, 31,629 shares are
directly owned by PVP Founders III, 3,014,764 shares are
directly owned by PVP IV, and 54,561 shares are
directly owned by PVP Entrepreneurs IV, except that, PVM III, as the
general partner of PVP III, PVP Entrepreneurs III and PVP Founders III,
may be deemed to have sole power to dispose of the Fund III Shares, and
PVM IV, as general partner of PVP IV and PVP Entrepreneurs IV, may be
deemed to have sole power to dispose of the Fund IV Shares, Flint, as a
managing member of PVM III and PVM IV, may be deemed to have shared power
to dispose of the Fund III Shares and the Fund IV Shares, and Spoon, as a
managing member of PVM III and PVM IV, may be deemed to have shared power
to dispose of the Fund III Shares and the Fund IV
Shares.
|
||
8
|
SHARED
DISPOSITIVE POWER
See
response to row 7
|
||
9
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING
PERSON 3,353,335
|
||
10
|
CHECK BOX IF THE
AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN
SHARES* o
|
||
11
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW 9
7.86%
|
||
12
|
TYPE
OF REPORTING
PERSON* IN
|
CUSIP No: 87874R100 |
Page 11 of
18
|
1
|
NAME
OF REPORTING PERSON
SS
OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Jonathan A.
Flint
|
||
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) o (b)
x
|
||
3
|
SEC
USE ONLY
|
||
4
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
USA
|
||
NUMBER
OF SHARES
BENEFICIALLY
OWNED
BY EACH REPORTING
PERSON
WITH
|
5
|
SOLE
VOTING POWER
3,353,335 shares, of
which 200,440 shares are directly owned by PVP III, 51,941 are
directly owned by PVP Entrepreneurs III, 31,629 shares are
directly owned by PVP Founders III, 3,014,764 shares are
directly owned by PVP IV, and 54,561 shares are
directly owned by PVP Entrepreneurs IV, except that, PVM III, as the
general partner of PVP III, PVP Entrepreneurs III and PVP Founders III,
may be deemed to have sole power to vote the Fund III Shares, and PVM IV,
as general partner of PVP IV and PVP Entrepreneurs IV, may be deemed to
have sole power to vote the Fund IV Shares, McGuire, as a managing member
of PVM III and PVM IV, may be deemed to have shared power to vote the Fund
III Shares and the Fund IV Shares, and Spoon, as a managing member of PVM
III and PVM IV, may be deemed to have shared power to vote the Fund III
Shares and the Fund IV Shares.
|
|
6
|
SHARED
VOTING POWER
See
response to row 5
|
||
7
|
SOLE
DISPOSITIVE POWER
3,353,335 shares, of
which 200,440 shares are directly owned by PVP III, 51,941 are directly
owned by PVP Entrepreneurs III, 31,629 shares are
directly owned by PVP Founders III, 3,014,764 shares are
directly owned by PVP IV, and 54,561 shares are
directly owned by PVP Entrepreneurs IV, except that, PVM III, as the
general partner of PVP III, PVP Entrepreneurs III and PVP Founders III,
may be deemed to have sole power to dispose of the Fund III Shares, and
PVM IV, as general partner of PVP IV and PVP Entrepreneurs IV, may be
deemed to have sole power to dispose of the Fund IV Shares, McGuire, as a
managing member of PVM III and PVM IV, may be deemed to have shared power
to dispose of the Fund III Shares and the Fund IV Shares, and Spoon, as a
managing member of PVM III and PVM IV, may be deemed to have shared power
to dispose of the Fund III Shares and the Fund IV
Shares.
|
||
8
|
SHARED
DISPOSITIVE POWER
See
response to row 7
|
||
9
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING
PERSON 3,353,335
|
||
10
|
CHECK BOX IF THE
AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN
SHARES* o
|
||
11
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW 9
7.86%
|
||
12
|
TYPE
OF REPORTING
PERSON* IN
|
CUSIP No: 87874R100 |
Page 12 of
18
|
ITEM
1(A).
|
NAME OF
ISSUER
|
|
TechTarget,
Inc.
|
ITEM
1(B).
|
ADDRESS OF ISSUER’S
PRINCIPAL EXECUTIVE OFFICES
|
|
117
Kendrick Street, Suite 800
|
|
Needham,
MA 02494, United States
|
ITEM
2(A).
|
NAME OF PERSONS
FILING
|
|
PVP
III, PVP Entrepreneurs III, PVP Founders III, PVM III, PVP IV, PVP
Entrepreneurs IV, PVM IV, Flint, McGuire, and Spoon. The
foregoing entities and individuals are collectively referred to as the
“Reporting Persons.”
|
|
Flint,
McGuire and Spoon, are the sole managing members of (i) PVM III (the sole
general partner of PVP III, PVP Entrepreneurs III and PVP Founders III),
and (ii) PVM IV (the sole general partner of PVP IV and PVP Founders
IV). To the extent feasible, PVP Entrepreneurs III and PVP
Founders III invest alongside PVP III and PVP Entrepreneurs IV invests
alongside PVP IV.
|
ITEM
2(B).
|
ADDRESS OF PRINCIPAL
OFFICE
|
ITEM
2(C).
|
CITIZENSHIP
|
|
Flint, McGuire and Spoon are
United
States
citizens. PVP III, PVP Entrepreneurs III, PVP Founders
III, PVP IV and PVP Entrepreneurs IV are limited partnerships organized
under the laws of the State of Delaware. PVM III and PVM IV are
limited liability companies organized under the laws of the State of
Delaware.
|
ITEM
2(D).
|
TITLE OF CLASS OF
SECURITIES AND CUSIP NUMBER
|
|
Common
Stock, $0.001 par value per share
|
ITEM
2(E).
|
CUSIP
NUMBER
|
ITEM
3.
|
Not
Applicable
|
CUSIP No: 87874R100 |
Page 13 of
18
|
ITEM
4.
|
OWNERSHIP
|
|
The
approximate percentages of Common Stock reported as beneficially owned by
the Reporting Persons are based upon 42,652,132 shares of Common Stock
outstanding as of October 29, 2010, as reported on TechTarget, Inc.’s Form
10-Q for the quarterly period ended September 30,
2010.
|
|
The
following information with respect to the ownership of the ordinary shares
of the issuer by the Reporting Persons filing this Statement is provided
as of December 31, 2010:
|
(a)
|
Amount beneficially
owned:
|
|
See
Row 9 of cover page for each Reporting
Person.
|
(b)
|
Percent of
Class:
|
|
See
Row 11 of cover page for each Reporting
Person.
|
(c)
|
Number of shares as to
which such person has:
|
(i)
|
Sole power to vote or
to direct the vote:
|
|
See
Row 5 of cover page for each Reporting
Person.
|
(ii)
|
Shared power to vote
or to direct the vote:
|
(iii)
|
Sole power to dispose
or to direct the disposition
of:
|
(iv)
|
Shared power to
dispose or to direct the disposition
of:
|
|
See
Row 8 of cover page for each Reporting
Person.
|
ITEM
5.
|
OWNERSHIP OF FIVE
PERCENT OR LESS OF A CLASS
|
|
Not
applicable.
|
ITEM
6.
|
OWNERSHIP OF MORE THAN
FIVE PERCENT ON BEHALF OF ANOTHER
PERSON.
|
|
Under
certain circumstances set forth in the limited partnership agreements of
PVP III, PVP Entrepreneurs III, PVP Founders III, PVP IV, and PVP
Entrepreneurs IV, and the limited liability company agreements of PVM III
and PVM IV, the general and limited partners or members of each such
entity, as applicable, may be deemed to have the right to receive
dividends from, or the proceeds from, the sale of shares of the issuer
owned by each such entity of which they are a partner or member, as
applicable.
|
ITEM
7.
|
IDENTIFICATION AND
CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING
REPORTED ON BY THE PARENT HOLDING
COMPANY
|
|
Not
applicable.
|
CUSIP No: 87874R100 |
Page 14 of
18
|
ITEM
8.
|
IDENTIFICATION AND
CLASSIFICATION OF MEMBERS OF THE
GROUP.
|
|
Not
applicable.
|
ITEM
9.
|
NOTICE OF DISSOLUTION
OF GROUP.
|
|
Not
applicable.
|
ITEM
10.
|
CERTIFICATION.
|
|
Not
applicable.
|
CUSIP No: 87874R100 |
Page 15 of
18
|
POLARIS
VENTURE PARTNERS III, L.P.
|
||
By:
|
Polaris
Venture Management Co. III, L.L.C.
|
|
By:
|
*
|
|
Managing
Member
|
||
POLARIS
VENTURE PARTNERS ENTREPRENEURS’ FUND III, L.P.
|
||
By:
|
Polaris
Venture Management Co. III, L.L.C.
|
|
By:
|
*
|
|
Managing
Member
|
||
POLARIS
VENTURE PARTNERS FOUNDERS’ FUND III, L.P.
|
||
By:
|
Polaris
Venture Management Co. III, L.L.C.
|
|
By:
|
*
|
|
Managing
Member
|
||
POLARIS
VENTURE MANAGEMENT CO. III, L.L.C.
|
||
By:
|
*
|
|
Managing
Member
|
||
POLARIS
VENTURE PARTNERS IV, L.P.
|
||
By:
|
Polaris
Venture Management Co. IV, L.L.C.
|
|
By:
|
*
|
|
Managing
Member
|
CUSIP No: 87874R100 |
Page 16 of
18
|
POLARIS
VENTURE PARTNERS ENTREPRENEURS’ FUND IV, L.P.
|
||
By:
|
Polaris
Venture Management Co. IV, L.L.C.
|
|
By:
|
*
|
|
Managing
Member
|
||
POLARIS
VENTURE MANAGEMENT CO. IV, L.L.C.
|
||
By:
|
*
|
|
Managing
Member
|
||
JONATHAN
A. FLINT
|
||
By:
|
*
|
|
Jonathan
A. Flint
|
||
TERRANCE
G. MCGUIRE
|
||
By:
|
*
|
|
Terrance
G. McGuire
|
||
ALAN
G. SPOON
|
||
By:
|
*
|
|
Alan
G. Spoon
|
||
*By:
/s/ John
Gannon
|
||
Name:
John
Gannon
|
||
Attorney-in-Fact
|
CUSIP No: 87874R100 |
Page 17 of
18
|
POLARIS
VENTURE PARTNERS III, L.P.
|
||
By:
|
Polaris
Venture Management Co. III, L.L.C.
|
|
By:
|
*
|
|
Managing
Member
|
||
POLARIS
VENTURE PARTNERS ENTREPRENEURS’ FUND III, L.P.
|
||
By:
|
Polaris
Venture Management Co. III, L.L.C.
|
|
By:
|
*
|
|
Managing
Member
|
||
POLARIS
VENTURE PARTNERS FOUNDERS’ FUND III, L.P.
|
||
By:
|
Polaris
Venture Management Co. III, L.L.C.
|
|
By:
|
*
|
|
Managing
Member
|
||
POLARIS
VENTURE MANAGEMENT CO. III, L.L.C.
|
||
By:
|
*
|
|
Managing
Member
|
||
POLARIS
VENTURE PARTNERS IV, L.P.
|
||
By:
|
Polaris
Venture Management Co. IV, L.L.C.
|
|
By:
|
*
|
|
Managing
Member
|
CUSIP No: 87874R100 |
Page 18 of
18
|
POLARIS
VENTURE PARTNERS ENTREPRENEURS’ FUND IV, L.P.
|
||
By:
|
Polaris
Venture Management Co. IV, L.L.C.
|
|
By:
|
*
|
|
Managing
Member
|
||
POLARIS
VENTURE MANAGEMENT CO. IV, L.L.C.
|
||
By:
|
*
|
|
Managing
Member
|
||
JONATHAN
A. FLINT
|
||
By:
|
*
|
|
Jonathan
A. Flint
|
||
TERRANCE
G. MCGUIRE
|
||
By:
|
*
|
|
Terrance
G. McGuire
|
||
ALAN
G. SPOON
|
||
By:
|
*
|
|
Alan
G. Spoon
|
||
*By:
/s/ John
Gannon
|
||
Name:
John
Gannon
|
||
Attorney-in-Fact
|