SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
__________________
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities
Exchange Act of 1934
Date of Report (Date of earliest event reported): October 17, 2013
WESTWOOD HOLDINGS GROUP, INC.
(Exact name of registrant as specified
in charter)
Delaware |
001-31234 |
75-2969997 |
(State or other jurisdiction |
(Commission |
(IRS Employer |
200 Crescent Court, Suite 1200 |
(Address of principal executive offices) |
(214) 756-6900
(Registrant’s
telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
⃞ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
⃞ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
⃞ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
⃞ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
ITEM 2.02: | RESULTS OF OPERATIONS AND FINANCIAL CONDITION |
In accordance with Securities and Exchange Commission Release No. 34-47583, the following information, which is being furnished pursuant to the requirements of Item 2.02, “Results of Operations and Financial Condition,” is being reported under Item 7.01, “Regulation FD Disclosure.”
On October 17, 2013, Westwood Holdings Group, Inc. issued a press release entitled “Westwood Holdings Group, Inc. Reports Third Quarter 2013 Results; Assets Under Management Increase to Record $17.1 Billion; Westwood International AUM Surpass $2.0 Billion; Quarterly Dividend Increased 10% ”, a copy of which is furnished with this Current Report on Form 8-K as Exhibit 99.1. The information in this Current Report on Form 8-K shall not be deemed to be “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that Section, nor shall it be deemed incorporated by reference in any filing of the Company under the Securities Act of 1933, as amended.
ITEM 7.01: | REGULATION FD DISCLOSURE |
Westwood announced today that its Board of Directors has approved the payment of a quarterly cash dividend of $0.44 per common share payable on January 2, 2014 to stockholders of record on December 13, 2013.
ITEM 9.01: | FINANCIAL STATEMENTS AND EXHIBITS |
(d) Exhibits: The following exhibit is furnished with this report:
Exhibit Number | Description |
99.1 | Press Release dated October 17, 2013, entitled “Westwood Holdings Group, Inc. Reports Third Quarter 2013 Results; Assets Under Management Increase to Record $17.1 Billion; Westwood International AUM Surpass $2.0 Billion; Quarterly Dividend Increased 10%”. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: October 17, 2013
WESTWOOD HOLDINGS GROUP, INC. |
|||
|
By: |
/s/ Mark A. Wallace |
|
Mark A. Wallace |
|||
Chief Financial Officer |
EXHIBIT INDEX
Exhibit Number |
Description |
|
99.1 |
Press Release dated October 17, 2013, entitled “Westwood Holdings Group, Inc. Reports Third Quarter 2013 Results; Assets Under Management Increase to Record $17.1 Billion; Westwood International AUM Surpass $2.0 Billion; Quarterly Dividend Increased 10%”. |