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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (right to buy) | $ 65.57 (4) | 02/24/2006 | A | 21,177 | (5) | 02/24/2016 | Common Shares, $0.01 par value per share | 21,177 | $ 0 | 21,177 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
HARVEY J BRETT 1800 WASHINGTON ROAD PITTSBURGH, PA 15241 |
X | President & CEO |
/s/ J. Brett Harvey by Paige M. Greene, his attorney-in-fact | 04/03/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents dividend equivalent rights earned under the Equity Incentive Plan as part of a grant of restricted stock units. |
(2) | The Form 4 filed by the reporting person on Feburary 28, 2006 mistakenly reported total number of shares as 96,627, which number included shares previously reported on the Form 4 filed by the reporting person on November 29, 2005. |
(3) | This amount includes 1,000 shares owned by the reporting person's wife; the reporting person disclaims beneficial ownership of those shares, and the inclusion of such shares shall not be admission that the reporting person is the beneficial owner for purposes of Section 16 under the Exchange Act of 1934, as amended. |
(4) | The Form 4 filed by the reporting person on Feburary 28, 2006 mistakenly reported the exercise price as $24.06. |
(5) | Stock option grant provides that stock options vest 25% per year beginning on February 24, 2007. |