1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (Right to Buy)
|
Â
(2)
|
02/02/2013 |
Common Stock
|
1,668
|
$
9.675
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(3)
|
08/03/2013 |
Common Stock
|
1,668
|
$
13.67
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(4)
|
02/28/2014 |
Common Stock
|
5,600
|
$
22.65
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(5)
|
02/28/2015 |
Common Stock
|
6,198
|
$
38.97
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(6)
|
02/12/2016 |
Common Stock
|
4,002
|
$
38.65
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Includes 1,575.8574 shares held under the NCR Employee Stock Purchase Plan and 1,597 shares which was a performance based restricted stock award that vests after three years, if performance measures are met. |
(2) |
The option vests in three equal annual installments beginning February 3, 2004. |
(3) |
The option vests in three equal annual installments beginning August 4, 2004. |
(4) |
The option vests in three equal annual installments beginning March 1, 2005. |
(5) |
The option vests in three equal annual installments beginning March 1, 2006 |
(6) |
The option vests in four equal annual installments beginning February 13, 2007. |