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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Options | $ 6.5 | 09/16/2005(1) | 09/16/2013 | Common | 100,000 | 100,000 | D | ||||||||
Stock Options | $ 12.89 | 02/17/2006(7) | 02/17/2014 | Common | 150,000 | 150,000 | D | ||||||||
Stock Options | $ 9.25 | 05/04/2001(3) | 05/04/2009 | Common | 12,500 | 12,500 | D | ||||||||
Stock Options | $ 3.46 | 05/22/2005(4) | 05/22/2013 | Common | 4,000 | 4,000 | D | ||||||||
Stock Options | $ 4.4 | 02/18/2005(5) | 02/18/2013 | common | 8,000 | 8,000 | D | ||||||||
Stock Options | $ 8.375 | 05/01/2002(6) | 05/01/2010 | Common | 4,000 | 4,000 | D | ||||||||
Stock Options | $ 15.2 | 02/15/2007 | 02/15/2015 | Common | 70,000 | 70,000 (8) | D | ||||||||
Stock Appreciation Rights | $ 14.39 | 02/21/2008(9) | 02/21/2014 | Common | 100,000 | 100,000 | D | ||||||||
Stock Options | $ 14.39 | 02/21/2008(10) | 02/21/2014 | Common | 25,000 | 25,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
ETIENNE SNOLLAERTS 600 CITADEL DRIVE COMMERCE, CA 90040 |
X | CEO & President |
Etienne Snollaerts | 05/17/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Previously reported options. 1/3 exercisable on September 16, 2005, 1/3 on September 16, 2006 and 1/3 on September 16, 2007 |
(2) | Includes 427 directly held shares, 60,000 restricted smart shares granted in 2004, 23,333 restricted smart shares granted in 2005, 50,000 restricted smart shares granted 2/06, 50,000 restricted smart shares granted 5/06 |
(3) | Previoiusly reported vested options |
(4) | Previously reported stock options. 1/3 exercisable on 5/22/05, 1/3 on 5/22/06 and 1/3 on 5/22/07. |
(5) | Previously reported options. 1/3 exercisable on 2/18/05, 1/3 on 2/18/06 and 1/3 on 2/18/07. |
(6) | Previously reported options. 1/3 exercisable on 5/1/2002, 1/3 on 5/1/2003, 1/3 on 5/1/2004. |
(7) | Previously reported options. 1/3 exercisable on 2/17 in each of 2006, 2007 & 2008. |
(8) | Previously reported options. 1/3 of the options become exercisable on February 15 in each of 2007, 2008 & 2009 at an exercise price of $15.20 per share. |
(9) | Previously reported options 1/3 of the Stock Appreciation Rights will become exercisable on February 21 in each of 2008, 2009 and 2010. |
(10) | Previously reported options. 1/3 of the Options will become exercisable on February 21 in each of 2008, 2009 and 2010 |