1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (Right to Buy)
(1)
|
04/05/2001 |
04/05/2007 |
Common Stock, par value $.01 per share
|
19,300
(2)
|
$
7.78
(3)
|
D
|
Â
|
Stock Option (Right to Buy)
(1)
|
04/21/2002 |
04/21/2008 |
Common Stock, par value $.01 per share
|
9,650
(2)
|
$
11.27
(3)
|
D
|
Â
|
Stock Option (Right to Buy)
(1)
|
07/19/2003 |
07/19/2009 |
Common Stock, par value $.01 per share
|
3,860
(2)
|
$
14.82
(3)
|
D
|
Â
|
Stock Option (Right to Buy)
(1)
|
03/14/2004 |
03/14/2010 |
Common Stock, par value $.01 per share
|
3,860
(2)
|
$
14.82
(3)
|
D
|
Â
|
Stock Option (Right to Buy)
(1)
|
04/26/2005 |
04/26/2011 |
Common Stock, par value $.01 per share
|
2,895
(2)
|
$
16.33
(3)
|
D
|
Â
|
Stock Option (Right to Buy)
(1)
|
05/04/2008(4)
|
05/04/2014 |
Common Stock, par value $.01 per share
|
3,860
(2)
|
$
16.33
(3)
|
D
|
Â
|
Stock Option (Right to Buy)
(1)
|
05/03/2009(4)
|
05/03/2015 |
Common Stock, par value $.01 per share
|
8,685
(2)
|
$
20.73
(3)
|
D
|
Â
|
Stock Option (Right to Buy)
(1)
|
07/28/2009(4)
|
07/28/2015 |
Common Stock, par value $.01 per share
|
8,106
(2)
|
$
36.27
(3)
|
D
|
Â
|
Stock Option (Right to Buy)
(1)
|
06/22/2010(4)
|
06/22/2016 |
Common Stock, par value $.01 per share
|
9,650
(2)
|
$
33.81
(3)
|
D
|
Â
|
Stock Option (Right to Buy)
|
02/13/2010(5)
|
11/16/2016 |
Common Stock, par value $.01 per share
|
165,000
|
$
54.59
(6)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Pursuant to that Agreement and Plan of Merger, dated November 13, 2006 (the "Merger Agreement"), by and between Dick's Sporting Goods, Inc. (the "Company"), its wholly owned subsidiary and Golf Galaxy, Inc. ("Golf Galaxy"), the Company's subsidiary merged with and into Golf Galaxy on February 13, 2007. In connection with the merger, Dick's assumed the existing stock option plans of Golf Galaxy, and all stock options issued under the Golf Galaxy plans that were not otherwise cashed out pursuant to the terms of the Merger Agreement, became options exercisable for shares of Company common stock. |
(2) |
At the time the Company assumed the Golf Galaxy plans, the number of shares of Golf Galaxy common stock purchasable under the option was converted into the right to purchase shares of Company common stock at a conversion ratio of .386 Company shares to Golf Galaxy shares. |
(3) |
At the time the Company assumed the Golf Galaxy plans, the exercise price for each option was adjusted by a conversion ratio of .386 pursuant to the terms of the Merger Agreement. |
(4) |
Stock Option vests 25% per year over 4 years. |
(5) |
The option, granted in connection with reporting persons continuation as President and Chief Executive Officer of Golf Galaxy, vests in three (3) equal increments over three (3) years, beginning on February 13, 2008. In any event, the vested portion of the option shall be exercisable for five (5) years from February 13, 2007, whether or not the reporting person remains employed by the Company. If after such five-year period reporting person remains employed by the Company, the vested portion shall be exercisable in accordance with applicable periods set forth under the Company's 2002 Stock Plan (the "Plan"). |
(6) |
The date of grant of the option under the Plan was November 16, 2006 and therefore the exercise price per share in accordance witht he Plan was the closing sale price for Company common stock as quoted on the New York Stock Exchange for November 15, 2006. |