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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | $ 0 | 02/07/2008 | M | 2,595 | (3) | (3) | Common Stock | 2,595 | $ 0 | 9,455 | D | ||||
Restricted Stock Units | $ 0 | 02/08/2008 | M | 261 | (4) | (4) | Common Stock | 261 | $ 0 | 9,194 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Green Richard B 5454 W 110TH STREET OVERLAND PARK, KS 66211 |
Controller |
Tracy D. Mackey, attorney-in-fact | 02/11/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Upon vesting of restricted stock units, an equivalent number of shares of Embarq common stock were delivered to the reporting person. |
(2) | Represents shares withheld by Embarq Corporation to satisfy minimum statutory withholding requirements upon vesting of restricted stock units. |
(3) | Original RSUs were granted on July 28, 2006 and, pursuant to the terms of the award, RSUs were increased due to a performance adjustment on February 21, 2007. The vesting on February 7, 2008 represents the first of two equal annual installments of shares underlying the total number of RSUs, as adjusted, delivered to reporting person. |
(4) | Granted on May 18, 2006 in connection with the spin-off from Sprint Nextel. Units vested and shares were delivered to reporting person on February 8, 2008. |