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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
Charter Communications, Inc.
(Name of Issuer) |
Common Stock
(Title of Class of Securities) |
16117M107
(CUSIP Number) |
December 31, 2008
(Date of Event Which Requires Filing of this Statement) |
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
x Rule 13d-1(b)
x Rule 13d-1(c)
¨ Rule 13d-1(d)
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
SEC 1745 (2-02)
Page 1 of 21
CUSIP No. 16117M107 | 13G |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
Whitebox Advisors, LLC |
|||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x |
|||
3 | SEC USE ONLY
|
|||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
5 SOLE VOTING POWER
0 | |
6 SHARED VOTING POWER
7,549,828 | ||
7 SOLE DISPOSITIVE POWER
0 | ||
8 SHARED DISPOSITIVE POWER
7,549,828 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
7,549,828 (see Item 4) |
|||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
|
|||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.8% |
|||
12 | TYPE OF REPORTING PERSON*
IA |
*SEE INSTRUCTION BEFORE FILLING OUT!
Page 2 of 21
CUSIP No. 16117M107 | 13G |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
Whitebox Combined Advisors, LLC |
|||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x |
|||
3 | SEC USE ONLY
|
|||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
5 SOLE VOTING POWER
0 | |
6 SHARED VOTING POWER
3,064,438 | ||
7 SOLE DISPOSITIVE POWER
0 | ||
8 SHARED DISPOSITIVE POWER
3,064,438 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,064,438 (see Item 4) |
|||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
|
|||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
.7% |
|||
12 | TYPE OF REPORTING PERSON*
IA |
*SEE INSTRUCTION BEFORE FILLING OUT!
Page 3 of 21
CUSIP No. 16117M107 | 13G |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
Whitebox Combined Partners, L.P. |
|||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x |
|||
3 | SEC USE ONLY
|
|||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
British Virgin Islands |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
5 SOLE VOTING POWER
0 | |
6 SHARED VOTING POWER
3,064,438 | ||
7 SOLE DISPOSITIVE POWER
0 | ||
8 SHARED DISPOSITIVE POWER
3,064,438 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,064,438 (see Item 4) |
|||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
|
|||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
.7% |
|||
12 | TYPE OF REPORTING PERSON*
PN |
*SEE INSTRUCTION BEFORE FILLING OUT!
Page 4 of 21
CUSIP No. 16117M107 | 13G |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
Whitebox Combined Fund, L.P. |
|||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x |
|||
3 | SEC USE ONLY
|
|||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
5 SOLE VOTING POWER
0 | |
6 SHARED VOTING POWER
3,064,438 | ||
7 SOLE DISPOSITIVE POWER
0 | ||
8 SHARED DISPOSITIVE POWER
3,064,438 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,064,438 (see Item 4) |
|||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
|
|||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
.7% |
|||
12 | TYPE OF REPORTING PERSON*
PN |
*SEE INSTRUCTION BEFORE FILLING OUT!
Page 5 of 21
CUSIP No. 16117M107 | 13G |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
Whitebox Combined Fund, Ltd. |
|||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x |
|||
3 | SEC USE ONLY
|
|||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
British Virgin Islands |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
5 SOLE VOTING POWER
0 | |
6 SHARED VOTING POWER
3,064,438 | ||
7 SOLE DISPOSITIVE POWER
0 | ||
8 SHARED DISPOSITIVE POWER
3,064,438 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,064,438 (see Item 4) |
|||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
|
|||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
.7% |
|||
12 | TYPE OF REPORTING PERSON*
CO |
*SEE INSTRUCTION BEFORE FILLING OUT!
Page 6 of 21
CUSIP No. 16117M107 | 13G |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
Whitebox Convertible Arbitrage Advisors, LLC |
|||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x |
|||
3 | SEC USE ONLY
|
|||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
5 SOLE VOTING POWER
0 | |
6 SHARED VOTING POWER
2,828,179 | ||
7 SOLE DISPOSITIVE POWER
0 | ||
8 SHARED DISPOSITIVE POWER
2,828,179 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,828,179 (see Item 4) |
|||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
|
|||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
.7% |
|||
12 | TYPE OF REPORTING PERSON*
IA |
*SEE INSTRUCTION BEFORE FILLING OUT!
Page 7 of 21
CUSIP No. 16117M107 | 13G |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
Whitebox Convertible Arbitrage Partners, L.P. |
|||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x |
|||
3 | SEC USE ONLY
|
|||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
British Virgin Islands |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
5 SOLE VOTING POWER
0 | |
6 SHARED VOTING POWER
2,828,179 | ||
7 SOLE DISPOSITIVE POWER
0 | ||
8 SHARED DISPOSITIVE POWER
2,828,179 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,828,179 (see Item 4) |
|||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
|
|||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
.7% |
|||
12 | TYPE OF REPORTING PERSON*
PN |
*SEE INSTRUCTION BEFORE FILLING OUT!
Page 8 of 21
CUSIP No. 16117M107 | 13G |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
Whitebox Convertible Arbitrage Fund, L.P. |
|||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x |
|||
3 | SEC USE ONLY
|
|||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
5 SOLE VOTING POWER
0 | |
6 SHARED VOTING POWER
2,828,179 | ||
7 SOLE DISPOSITIVE POWER
0 | ||
8 SHARED DISPOSITIVE POWER
2,828,179 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,828,179 (see Item 4) |
|||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
|
|||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
.7% |
|||
12 | TYPE OF REPORTING PERSON*
PN |
*SEE INSTRUCTION BEFORE FILLING OUT!
Page 9 of 21
CUSIP No. 16117M107 | 13G |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
Whitebox Convertible Arbitrage Fund, Ltd. |
|||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x |
|||
3 | SEC USE ONLY
|
|||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
British Virgin Islands |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
5 SOLE VOTING POWER
0 | |
6 SHARED VOTING POWER
2,828,179 | ||
7 SOLE DISPOSITIVE POWER
0 | ||
8 SHARED DISPOSITIVE POWER
2,828,179 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,828,179 (see Item 4) |
|||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
|
|||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
.7% |
|||
12 | TYPE OF REPORTING PERSON*
CO |
*SEE INSTRUCTION BEFORE FILLING OUT!
Page 10 of 21
CUSIP No. 16117M107 | 13G |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
Whitebox Diversified Convertible Arbitrage Advisors, LLC |
|||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x |
|||
3 | SEC USE ONLY
|
|||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
5 SOLE VOTING POWER
0 | |
6 SHARED VOTING POWER
190,278 | ||
7 SOLE DISPOSITIVE POWER
0 | ||
8 SHARED DISPOSITIVE POWER
190,278 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
190,278 (see Item 4) |
|||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
|
|||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
.05% |
|||
12 | TYPE OF REPORTING PERSON*
IA |
*SEE INSTRUCTION BEFORE FILLING OUT!
Page 11 of 21
CUSIP No. 16117M107 | 13G |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
Whitebox Diversified Convertible Arbitrage Partners, L.P. |
|||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x |
|||
3 | SEC USE ONLY
|
|||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
5 SOLE VOTING POWER
0 | |
6 SHARED VOTING POWER
190,278 | ||
7 SOLE DISPOSITIVE POWER
0 | ||
8 SHARED DISPOSITIVE POWER
190,278 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
190,278 (see Item 4) |
|||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
|
|||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
.05% |
|||
12 | TYPE OF REPORTING PERSON*
PN |
*SEE INSTRUCTION BEFORE FILLING OUT!
Page 12 of 21
CUSIP No. 16117M107 | 13G |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
Whitebox Diversified Convertible Arbitrage Fund, L.P. |
|||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x |
|||
3 | SEC USE ONLY
|
|||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
5 SOLE VOTING POWER
0 | |
6 SHARED VOTING POWER
190,278 | ||
7 SOLE DISPOSITIVE POWER
0 | ||
8 SHARED DISPOSITIVE POWER
190,278 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
190,278 (see Item 4) |
|||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
|
|||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
.05% |
|||
12 | TYPE OF REPORTING PERSON*
PN |
*SEE INSTRUCTION BEFORE FILLING OUT!
Page 13 of 21
CUSIP No. 16117M107 | 13G |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
Whitebox Diversified Convertible Arbitrage Fund, Ltd. |
|||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x |
|||
3 | SEC USE ONLY
|
|||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
5 SOLE VOTING POWER
0 | |
6 SHARED VOTING POWER
190,278 | ||
7 SOLE DISPOSITIVE POWER
0 | ||
8 SHARED DISPOSITIVE POWER
190,278 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
190,278 (see Item 4) |
|||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
|
|||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
.05% |
|||
12 | TYPE OF REPORTING PERSON*
CO |
*SEE INSTRUCTION BEFORE FILLING OUT!
Page 14 of 21
CUSIP No. 16117M107 | 13G |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
Whitebox Special Opportunities Advisors, LLC |
|||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x |
|||
3 | SEC USE ONLY
|
|||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
5 SOLE VOTING POWER
0 | |
6 SHARED VOTING POWER
1,466,934 | ||
7 SOLE DISPOSITIVE POWER
0 | ||
8 SHARED DISPOSITIVE POWER
1,466,934 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,466,934 (see Item 4) |
|||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
|
|||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
.3% |
|||
12 | TYPE OF REPORTING PERSON*
IA |
*SEE INSTRUCTION BEFORE FILLING OUT!
Page 15 of 21
CUSIP No. 16117M107 | 13G |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
Whitebox Special Opportunities Partners, L.P. |
|||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x |
|||
3 | SEC USE ONLY
|
|||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
5 SOLE VOTING POWER
0 | |
6 SHARED VOTING POWER
1,466,934 | ||
7 SOLE DISPOSITIVE POWER
0 | ||
8 SHARED DISPOSITIVE POWER
1,466,934 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,466,934 (see Item 4) |
|||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
|
|||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
.3% |
|||
12 | TYPE OF REPORTING PERSON*
PN |
*SEE INSTRUCTION BEFORE FILLING OUT!
Page 16 of 21
CUSIP No. 16117M107 | 13G |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
Whitebox Special Opportunities Fund, L.P. |
|||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x |
|||
3 | SEC USE ONLY
|
|||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
5 SOLE VOTING POWER
0 | |
6 SHARED VOTING POWER
1,466,934 | ||
7 SOLE DISPOSITIVE POWER
0 | ||
8 SHARED DISPOSITIVE POWER
1,466,934 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,466,934 (see Item 4) |
|||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
|
|||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
.3% |
|||
12 | TYPE OF REPORTING PERSON*
PN |
*SEE INSTRUCTION BEFORE FILLING OUT!
Page 17 of 21
CUSIP No. 16117M107 | 13G |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
Whitebox Special Opportunities Fund, Ltd. |
|||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x |
|||
3 | SEC USE ONLY
|
|||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
5 SOLE VOTING POWER
0 | |
6 SHARED VOTING POWER
1,466,934 | ||
7 SOLE DISPOSITIVE POWER
0 | ||
8 SHARED DISPOSITIVE POWER
1,466,934 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,466,934 (see Item 4) |
|||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
|
|||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
.3% |
|||
12 | TYPE OF REPORTING PERSON*
CO |
*SEE INSTRUCTION BEFORE FILLING OUT!
Page 18 of 21
Item 1. | (a) |
Name of Issuer | ||||||||||
Charter Communications, Inc. (the Company) | ||||||||||||
(b) |
Address of Issuers Principal Executive Offices | |||||||||||
12405 Powerscourt Drive St. Louis, Missouri 63131 |
||||||||||||
Item 2. | (a) |
Name of Person Filing | ||||||||||
This statement is filed by: | ||||||||||||
(i) | Whitebox Advisors, LLC, a Delaware limited liability company (WA); | |||||||||||
(ii) | Whitebox Combined Advisors, LLC a Delaware limited liability company (WCA). | |||||||||||
(iii) | Whitebox Combined Partners, L.P. a British Virgin Islands limited partnership (WCP). | |||||||||||
(iv) | Whitebox Combined Fund, L.P. a Delaware limited liability company (WCFLP). | |||||||||||
(v) | Whitebox Combined Fund, Ltd. a British Virgin Islands limited partnership (WCFLTD). | |||||||||||
(vi) | Whitebox Convertible Arbitrage Advisors, LLC, a Delaware limited liability company (WCAA); | |||||||||||
(vii) | Whitebox Convertible Arbitrage Partners, L.P., a British Virgin Islands limited partnership (WCAP); | |||||||||||
(viii) | Whitebox Convertible Arbitrage Fund, L.P., a Delaware limited partnership (WCAFLP); | |||||||||||
(ix) | Whitebox Convertible Arbitrage Fund, Ltd., a British Virgin Islands business company (WCAFLTD); | |||||||||||
(x) | Whitebox Diversified Convertible Arbitrage Advisors, LLC, a Delaware limited liability company (WDCAA); | |||||||||||
(xi) | Whitebox Diversified Convertible Arbitrage Partners, L.P., a Cayman Islands limited partnership (WDCAP); | |||||||||||
(xii) | Whitebox Diversified Convertible Arbitrage Fund, L.P., a Delaware limited partnership (WDCAFLP); and | |||||||||||
(xiii) | Whitebox Diversified Convertible Arbitrage Fund, Ltd., a Cayman Islands exempted company (WDCAFLTD). | |||||||||||
(xiv) | Whitebox Special Opportunities Advisors, LLC a Delaware limited liability company (WSOA). | |||||||||||
(xv) | Whitebox Special Opportunities Partners, L.P. a British Virgin Islands limited partnership (WSOP). | |||||||||||
(xvi) | Whitebox Special Opportunities Fund, L.P. a Delaware limited liability company (WSOFLP). | |||||||||||
(xvii) | Whitebox Special Opportunities Fund, Ltd. a British Virgin Islands limited partnership (WSOFLTD). | |||||||||||
(b) |
Address of Principal Business Office or, if none, Residence | |||||||||||
The address of the business office of WA, WCA, WCFLP, WCAA, WCAFLP, WDCAA, WDCAFLP, WSOA, and WSOFLP is: | ||||||||||||
3033 Excelsior Boulevard Suite 300 Minneapolis, MN 55416 |
||||||||||||
The address of the business office of WCP, WCFLTD, WCAP, WCAFLTD, WSOP, and WSOFLTD is: | ||||||||||||
Trident Chambers, P.O. Box 146 Waterfront Drive, Wickhams Cay Road Town, Tortola, British Virgin Islands |
||||||||||||
The address of the business office of WDCAP and WDCAFLTD is: | ||||||||||||
One Capital Place P.O. Box 847 Grand Cayman KY1-1103 Cayman Islands |
||||||||||||
(c) |
Citizenship | |||||||||||
WA, WCA, WCFLP, WCAA, WCAFLP, WDCAA, WDCAFLP, WSOA, and WSOFLP are organized under the laws of the State of Delaware; WCP, WCFLTD, WCAP, WCAFLTD, WSOP, and WSOFLTD are organized under the laws of the British Virgin Islands; WDCAP and WDCAFLTD are organized under the laws of the Cayman Islands. | ||||||||||||
(d) |
Title of Class of Securities | |||||||||||
Common Stock | ||||||||||||
(e) |
CUSIP Number | |||||||||||
16117M107 | ||||||||||||
Item 3. | If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: | |||||||||||
(a) | ¨ | Broker or dealer registered under section 15 of the Act. | ||||||||||
(b) | ¨ | Bank as defined in section 3(a)(6) of the Act. | ||||||||||
(c) | ¨ | Insurance company as defined in section 3(a)(19) of the Act. | ||||||||||
(d) | ¨ | Investment company registered under section 8 of the Investment Company Act of 1940. | ||||||||||
(e) | x | An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E). | ||||||||||
(f) | ¨ | An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F). | ||||||||||
(g) | ¨ | A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G). | ||||||||||
(h) | ¨ | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act. | ||||||||||
(i) | ¨ | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940. | ||||||||||
(j) | ¨ | Group, in accordance with § 240.13d-1(b)(1)(ii)(J). | ||||||||||
In addition to the investment advisers on behalf of whom this statement is filed pursuant to § 240.13d-1(b), this statement is also filed on behalf of the following persons pursuant to § 240.13d-1(c): WAFLP, WCAFLP, WDCAFLP, WSOFLP, WCP, WCAP, WDCAP, WSOP, WCFLTD, WCAFLTD, WDCAFLTD, and WSOFLTD. |
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Item 4. | Ownership | |||||||||
(a) | Amount Beneficially Owned | |||||||||
WA, acting as investment adviser to its clients, is deemed to beneficially own 7,549,828 shares of Common Stock of the Company.
WCA, acting as investment advisor to its clients, is deemed to beneficially own 3,064,438 Shares of Common Stock of the company.
WCP is deemed to beneficially own 3,064,438 shares of Common Stock of the as a result of its indirect ownership of convertible bonds of the company
WCFLP is deemed to beneficially own 3,064,438 shares of Common Stock of the as a result of its indirect ownership of convertible bonds of the company
WCFLTD is deemed to beneficially own 3,064,438 shares of Common Stock of the as a result of its indirect ownership of convertible bonds of the company
WCAA, acting as investment adviser to its clients, is deemed to beneficially own 2,828,179 shares of Common Stock of the Company.
WCAP is deemed to beneficially own 2,828,179 shares of Common Stock of the Company as a result of its direct ownership of convertible bonds of the Company.
WCAFLP is deemed to beneficially own 2,828,179 shares of Common Stock of the Company as a result of its indirect ownership of convertible bonds of the Company.
WCAFLTD is deemed to beneficially own 2,828,179 shares of Common Stock of the Company as a result of its indirect ownership of convertible bonds of the Company.
WDCAA, acting as investment adviser to its clients, beneficially own 190,278 shares of Common Stock of the Company.
WDCAP is deemed to beneficially own 190,278 shares of Common Stock of the Company as a result of its direct ownership of convertible bonds of the Company.
WDCAFLP is deemed to beneficially own 190,278 shares of Common Stock of the Company as a result of its indirect ownership of convertible bonds of the Company.
WDCAFLTD is deemed to beneficially own 190,278 shares of Common Stock of the Company as a result of its indirect ownership of convertible bonds of the Company.
WSOA, acting as investment advisor to its clients, is deemed to beneficially own 1,466,934 Shares of Common Stock of the company.
WSOP is deemed to beneficially own 1,466,934 shares of Common Stock of the as a result of its indirect ownership of convertible bonds of the company
WSOFLP is deemed to beneficially own 1,466,934 shares of Common Stock of the as a result of its indirect ownership of convertible bonds of the company
WSOFLTD is deemed to beneficially own 1,466,934 shares of Common Stock of the as a result of its indirect ownership of convertible bonds of the company
As a result of the relationships described in this statement, each of WCA, WCFLP, WCFLTD, WA, WCAA, WCAFLP, WCAFLTD, WDCAA, WDCAFLP, WDCAFLTD, WSOA, WSOFLP, and WSOFLTD may be deemed to possess indirect beneficial ownership of the shares of Common Stock issuable upon the conversion of convertible bonds held by one or more of WCAP, WDCAP and other investment advisory clients. WCA, WCP, WCFLP, WCFLTD, WA, WCAA, WCAFLP, WCAFLTD, WDCAA, WDCAFLP, WDCAFLTD, WSOA, WSOP, WSOFLP, and WSOFLTD each disclaim indirect beneficial ownership of the shares of Common Stock except to the extent of their pecuniary interest in such shares.
Based on the relationships described herein, these entities may be deemed to constitute a group within the meaning of Rule 13d-5(b)(1) under the Securities Exchange Act of 1934. The filing of this statement shall not be construed as an admission that WCA, WCP, WCFLP, WCFLTD, WA, WCAA, WDCAA, WCAP, WDCAP, WCAFLP, WDCAFLP, WDCAFLTD, WCAFLTD, WSOA, WSOP, WSOFLP, and WSOFLTD are a group, or have agreed to act as a group. | ||||||||||
(b) | Percent of Class | |||||||||
WA is deemed to beneficially own 1.8% of the Companys Common Stock.
WCA is deemed to beneficially own .7% of the companys Common Stock
WCP is deemed to beneficially own .7% of the companys Common Stock
WCFLP is deemed to beneficially own .7% of the companys Common Stock
WCFLTD is deemed to beneficially own .7% of the companys Common Stock
WCAA is deemed to beneficially own .7% of the Companys Common Stock.
WCAP is deemed to beneficially own .7% of the Companys Common Stock.
WCAFLP is deemed to beneficially own .7% of the Companys Common Stock.
WCAFLTD is deemed to beneficially own .7% of the Companys Common Stock.
WDCAA is deemed to beneficially own .05% of the Companys Common Stock.
WDCAP is deemed to beneficially own .05% of the Companys Common Stock.
WDCAFLP is deemed to beneficially own .05% of the Companys Common Stock.
WDCAFLTD is deemed to beneficially own .05% of the Companys Common Stock.
WSOA is deemed to beneficially own .3% of the companys Common Stock
WSOP is deemed to beneficially own .3% of the companys Common Stock
WSOFLP is deemed to beneficially own .3% of the companys Common Stock
WSOFLTD is deemed to beneficially own .3% of the companys Common Stock
The percentage of Common Stock reportedly owned by each entity herein is based on 424,487,383 shares of outstanding Common Stock of the Company, which is the total number of shares issued and outstanding on 11/4/2008. | ||||||||||
(c) | Number of shares as to which such person has: | |||||||||
(i) | Sole power to vote or to direct the vote | |||||||||
0 | ||||||||||
(ii) | Shared power to vote or to direct the vote | |||||||||
WA has shared voting power with respect to 7,549,828 shares of the Companys Common Stock.
WCA, WCP, WCFLP, and WCFLTD have shared voting power with respect to 3,064,438 Shares of the Companys Common Stock.
WCAA, WCAP, WCAFLP, and WCAFLTD have shared voting power with respect to 2,828,179 shares of the Companys Common Stock.
WDCAA, WDCAP, WDCAFLP, and WDCAFLTD have shared voting power with respect to 190,278 shares of the Companys Common Stock.
WSOA, WSOP, WSOFLP, and WSOFLTD have shared voting power with respect to 1,466,934 Shares of the Companys Common Stock. | ||||||||||
(iii) | Sole power to dispose or to direct the disposition of | |||||||||
0 | ||||||||||
(iv) | Shared power to dispose or to direct the disposition of | |||||||||
WA has shared power to direct the disposition of 7,549,828 shares of the Companys Common Stock.
WCA, WP, WCFLP, and WCFLTD have shared power to direct the disposition of 3,064,438 Shares of the Companys Common Stock.
Amend with new fund:
Item 2 : Add the Following
WCAA, WCAP, WCAFLP, and WCAFLTD have shared power to direct the disposition of 2,828,179 shares of the Companys Common Stock.
WDCAA, WDCAP, WDCAFLP, and WDCAFLTD have shared power to direct the disposition of 190,278 shares of the Companys Common Stock.
WSOA, WSOP, WSOFLP, and WSOFLTD have shared power to direct the disposition of 1,466,934 Shares of the Companys Common Stock. | ||||||||||
Instruction. For computations regarding securities which represent a right to acquire an underlying security see §240.13d3(d)(1). | ||||||||||
Item 5. | Ownership of Five Percent or Less of a Class | |||||||||
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ¨. | ||||||||||
Not Applicable | ||||||||||
Instruction. Dissolution of a group requires a response to this item. | ||||||||||
Item 6. | Ownership of More than Five Percent on Behalf of Another Person. | |||||||||
Not Applicable | ||||||||||
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. | |||||||||
Not Applicable | ||||||||||
Item 8. | Identification and Classification of Members of the Group | |||||||||
See Item 2 | ||||||||||
Item 9. | Notice of Dissolution of Group | |||||||||
Not Applicable | ||||||||||
Item 10. | Certification | |||||||||
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
February 13, 2009 | ||
Date | ||
/s/ Jonathan D. Wood | ||
Signature Jonathan D. Wood, Chief Operating Officer of Whitebox Advisors, LLC, on behalf of Whitebox Convertible Arbitrage Advisors, LLC, and Whitebox Diversified Convertible Arbitrage Advisors, LLC | ||
Name/Title |
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By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
February 13, 2009 |
Date |
/s/ Jonathan D. Wood |
Signature |
Jonathan D. Wood, Chief Operating Officer of Whitebox Advisors, LLC, on behalf of Whitebox Convertible Arbitrage Partners, L.P., Whitebox Convertible Arbitrage Fund, L.P., Whitebox Convertible Arbitrage Fund, Ltd., Whitebox Diversified Convertible Arbitrage Partners, L.P., Whitebox Diversified Convertible Arbitrage Fund, L.P., and Whitebox Diversified Convertible Arbitrage Fund, Ltd. |
Name/Title |
The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representatives authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature.
NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See § 240.13d-7 for other parties for whom copies are to be sent.
Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001)
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