UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 13, 2010
The Charles Schwab Corporation
(Exact name of registrant as specified in its charter)
Commission File Number: 1-9700
Delaware | 94-3025021 | |
(State or other jurisdiction of incorporation) |
(I.R.S. Employer Identification No.) |
211 Main Street, San Francisco, CA 94105
(Address of principal executive offices, including zip code)
(415) 667-7000
(Registrants telephone number, including area code)
N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 5.07 | Submission of Matters to a Vote of Security Holders |
The Annual Meeting of Stockholders of The Charles Schwab Corporation (CSC) was held on May 13, 2010. All nominees for election as a director were elected, and each nominee received more for votes than against votes cast for his or her election. The proposals for ratification of CSCs independent auditors and for approval of the amended Corporate Executive Bonus Plan were approved. The stockholder proposal regarding political contributions and the stockholder proposal regarding death benefits were not approved. The final voting results were as follows:
For | Against | Abstain | Broker Non-Vote | |||||||
1 | Election of Directors | |||||||||
(a) Arun Sarin |
970,540,360 | 10,472,568 | 1,192,021 | 112,725,360 | ||||||
(b) Paula Sneed |
975,443,479 | 5,634,083 | 1,127,387 | 112,725,360 | ||||||
2 | Ratification of Independent Auditors | 1,074,054,594 | 19,739,288 | 1,136,427 | | |||||
3 | Approval of Amended Corporate Executive Bonus Plan | 948,303,048 | 31,797,198 | 2,084,953 | 112,745,110 | |||||
4 | Stockholder Proposal Regarding Political Contributions | 272,866,549 | 549,056,123 | 160,263,362 | 112,744,275 | |||||
5 | Stockholder Proposal Regarding Death Benefits | 340,856,391 | 638,409,361 | 2,927,982 | 112,736,575 |
Signature(s)
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
THE CHARLES SCHWAB CORPORATION | ||||||
Date: May 18, 2010 | By: | /s/ Joseph R. Martinetto | ||||
Joseph R. Martinetto | ||||||
Executive Vice President and Chief Financial Officer |