UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D. C. 20549

 

 

FORM 25

 

 

NOTIFICATION OF REMOVAL FROM LISTING

AND/OR REGISTRATION UNDER SECTION 12(b)

OF THE SECURITIES EXCHANGE ACT OF 1934.

Commission File Number: 000-50216

 

 

Issuer: ADA-ES, Inc.

Exchange: NASDAQ

(Exact name of Issuer as specified in its charter, and name of Exchange

where security is listed and/or registered)

 

 

9135 South Ridgeline Boulevard, Suite 200, Highlands Ranch, Colorado 80129

(303) 734-1727

(Address, including zip code, and telephone number, including area code, of Issuer’s principal executive offices)

Common Stock, no par value

(Description of class of securities)

 

 

Please place an X in the box to designate the rule provision relied upon to strike the class of securities from listing and registration:

 

¨	17 CFR 240.12d2-2(a)(1)

¨	17 CFR 240.12d2-2(a)(2)

¨	17 CFR 240.12d2-2(a)(3)

¨	17 CFR 240.12d2-2(a)(4)

¨	Pursuant to 17 CFR 240.12d2-2(b), the Exchange has complied with its rules to strike the class of securities from listing and/or withdraw registration on the Exchange.

x	Pursuant to 17 CFR 240.12d2-2(c), the Issuer has complied with the rules of the Exchange and the requirements of 17 CFR 240.12d2-2(c) governing the voluntary withdrawal of the class of securities from listing and registration on the Exchange.

Pursuant to the requirements of the Securities Exchange Act of 1934, ADA-ES, Inc. certifies that it has reasonable grounds to believe that it meets all of the requirements for filing the Form 25 and has caused this notification to be signed on its behalf by the undersigned duly authorized person.

 

June 27, 2013				By:		/s/ Mark H. McKinnies				Senior Vice President, Chief Financial Officer and Secretary
						Mark H. McKinnies