Apollo Senior Floating Rate Fund Inc.

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number     811-22481  

                         Apollo Senior Floating Rate Fund Inc.                    

(Exact name of registrant as specified in charter)

9 West 57th Street

                                 New York, New York 10019                            

(Address of principal executive offices) (Zip code)

Joseph Moroney, President

9 West 57th Street

                               New York, New York 10019                              

(Name and address of agent for service)

Registrant’s telephone number, including area code:  (212) 515-3200

Date of fiscal year end:  December 31

Date of reporting period:  July 1, 2015 – June 30, 2016

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

PROXY VOTING RECORD

FOR PERIOD JULY 1, 2015 TO JUNE 30, 2016

 

                 
Issuer of
Portfolio
Security		   Exchange
Ticker
Symbol		   LX ID#   Shareholder
Meeting Date		   Summary of Matter Voted On   Who Proposed
Matter: Issuer
/ Shareholder		   Whether
Fund Cast
Vote on
Matter		  

Fund’s Vote For
or Against
Proposal, or
Abstain; For or
Withhold
Regarding
Election  of
Directors

 

   Whether Vote
Was For or
Against
Management
Medical Card     System, Inc.       N/A   LX150897   16-May-16    

(1) Elect the members of the Board of Directors to serve for a term of one year or, in each case, until their successors are duly elected or qualified;

(2) Receive and consider reports of the Corporation’s officials regarding the Company’s affairs; and

(3) Consider any other business as may be properly brought before the annual meeting or any adjournments thereof

 

   Issuer   Yes   For   No recommendation indicated in proxy

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

Registrant  

  

                             Apollo Senior Floating Rate Fund, Inc.

 

By (Signature and Title)*

  

    /s/ Joseph Moroney

        Joseph Moroney, President
        (principal executive officer)
 

Date  

  

                August 25, 2016

*Print the name and title of each signing officer under his or her signature.