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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (right to buy) | $ 14.29 | 03/14/2005 | M | 11,000 | 05/19/2001 | 05/18/2008 | Common Stock | 11,000 | $ 0 | 800,968 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
ENGELHARDT IRL F 701 MARKET STREET ST. LOUIS, MO 63101-1826 |
X |
Irl F. Engelhardt by Joseph W. Bean, Attorney-in-Fact | 03/26/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Does not include 7,843 shares held directly (including 1,083 shares acquired under the Company's Employee Stock Purchase Plan), 4,178 shares held indirectly by the Company's 401(k) plan, and 1,100 shares held indirectly by Mr. Engelhardt's spouse. This amendment corrects the number of shares held directly, which was inadvertantly understated by 30 shares in the originally-filed Form 4. The understatement was reflected in subsequently filed Form 4s. |
(2) | The sale reported in this Form 4 was effected pursuant to a pre-existing Rule 10b5-1 trading plan adopted by the reporting person. |
(3) | This amendment corrects the number of securities beneficially owned following the reported transaction, which was inadvertantly understated by 1,000 shares in the originally-filed Form 4. The understatement was reflected in subsequently filed Form 4s. |