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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
DOLAN-SWEENEY DEBORAH A TWO PENN PLAZA NEW YORK, NY 10121 |
X | Member of 13(d) Group | ||
Sweeney Brian TWO PENN PLAZA NEW YORK, NY 10121 |
X |
/s/ Brian G. Sweeney, Attorney-in-fact for Deborah A. Dolan-Sweeney | 02/11/2010 | |
**Signature of Reporting Person | Date | |
/s/ Brian G. Sweeney | 02/11/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Class A Common Stock received by Ms. Dolan-Sweeney in connection with the legal and structural separation of Madison Square Garden, Inc. ("MSG") from Cablevision Systems Corporation ("Cablevision") (the "Spin-off"), and granted pursuant to the MSG 2010 Non-Employee Director Stock Plan, in a transaction exempt under Rules 16a-9 or 16b-6, and 16b-3. |
(2) | Reflects transfer of shares previously owned directly by Cablevision and its subsidiaries exempt under Rule 16a-13. Includes shares of MSG Common Stock received by Ms. Dolan-Sweeney in connection with the Spin-off in an exempt transaction under Rule 16a?9. Mr. Sweeney disclaims beneficial ownership of all shares of MSG beneficially owned or deemed to be beneficially owned by his spouse and this filing shall not be deemed an admission that Mr. Sweeney is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. |
(3) | Represents Class A Common Stock, received by Mr. Sweeney in connection with the Spin-off in an exempt transaction under Rule 16a?9. Reflects transfer of shares previously owned directly by Cablevision and its subsidiaries exempt under Rule 16a-13. Ms. Dolan-Sweeney disclaims beneficial ownership of all shares of MSG beneficially owned or deemed to be beneficially owned by her spouse and this filing shall not be deemed an admission that Ms. Dolan-Sweeney is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. |
(4) | Reflects transfer of shares previously owned directly by Cablevision and its subsidiaries exempt under Rule 16a-13. Includes shares of restricted stock received by Mr. Sweeney in connection with the Spin-off in an exempt transaction under Rule 16a-9. Ms. Dolan-Sweeney disclaims beneficial ownership of all shares of MSG beneficially owned or deemed to be beneficially owned by her spouse and this filing shall not be deemed an admission that Ms. Dolan-Sweeney is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. |
(5) | Represents shares of Class A Common Stock received by trusts for the benefit of Reporting Persons' children in connection with the Spin-off in an exempt transaction under Rule 16a-9. Reflects transfer of shares previously owned directly by Cablevision and its subsidiaries exempt under Rule 16a-13. The Reporting Persons disclaim beneficial ownership of all shares of MSG beneficially owned or deemed to be beneficially owned by trusts for their children and this filing shall not be deemed an admission that the Reporting Persons are, for the purposes of Section 16 or for any other purpose, the beneficial owners of such securities. |