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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Series A Convertible Preferred Stock | (2) | 08/17/2010 | C | 8,707,705 (3) | (2) | (2) | Common Stock | 8,707,705 (3) | (2) | 0 | I | By Apax Excelsior VI, L.P. (1) | |||
Series A Convertible Preferred Stock | (2) | 08/17/2010 | C | 711,290 (4) | (2) | (2) | Common Stock | 711,290 (4) | (2) | 0 | I | By Apax Excelsior VI-A C.V. (1) | |||
Series A Convertible Preferred Stock | (2) | 08/17/2010 | C | 473,853 (5) | (2) | (2) | Common Stock | 473,853 (5) | (2) | 0 | I | By Apax Excelsior VI-B C.V. (1) | |||
Series A Convertible Preferred Stock | (2) | 08/17/2010 | C | 297,559 (6) | (2) | (2) | Common Stock | 297,559 (6) | (2) | 0 | I | By Patricof Private Investment Club III, L.P. (1) | |||
Series C Convertible Preferred Stock | (7) | 08/17/2010 | C | 949,444 | (7) | (7) | Common Stock | 949,444 | (7) | 0 | I | By Apax Excelsior VI, L.P. (1) | |||
Series C Convertible Preferred Stock | (7) | 08/17/2010 | C | 77,555 | (7) | (7) | Common Stock | 77,555 | (7) | 0 | I | By Apax Excelsior VI-A C.V. (1) | |||
Series C Convertible Preferred Stock | (7) | 08/17/2010 | C | 51,666 | (7) | (7) | Common Stock | 51,666 | (7) | 0 | I | By Apax Excelsior VI-B C.V. (1) | |||
Series C Convertible Preferred Stock | (7) | 08/17/2010 | C | 32,445 | (7) | (7) | Common Stock | 32,445 | (7) | 0 | I | By Patricof Private Investment Club III, L.P. (1) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Wright Jason A C/O APAX MANAGERS, INC. 601 LEXINGTON AVENUE NEW YORK, NY 10022 |
X | X |
/s/ Jason A. Wright | 08/17/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The reporting person has a pecuniary interest in Apax Managers, Inc., which is the general partner of the partnership that is the general partner of the partnership that directly owns the reported securities. The reporting person disclaims beneficial ownership of the securities reported except to the extent of his pecuniary interest, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all the reported securities for purposes of Section 16 or for any other purpose. |
(2) | The Series A Convertible Preferred Stock is convertible into Common Stock on a one-for-one basis at any time and has no expiration date. The Series A Convertible Preferred Stock was automatically converted into Common Stock on a one-for-one basis upon the consummation of the Issuer's initial public offering. Additionally, 62.5% of the accrued and unpaid dividends on such shares were automatically converted into Common Stock upon consummation of the Issuer's initial public offering. |
(3) | Includes 162,705 shares that were issued at the time of conversion of the Series A Convertible Preferred Stock in payment of 62.5% of the dividends on such shares accrued and unpaid as of the date of the consummation of the Issuer's initial public offering. |
(4) | Includes 13,290 shares that were issued at the time of conversion of the Series A Convertible Preferred Stock in payment of 62.5% of the dividends on such shares accrued and unpaid as of the date of the consummation of the Issuer's initial public offering. |
(5) | Includes 8,853 shares that were issued at the time of conversion of the Series A Convertible Preferred Stock in payment of 62.5% of the dividends on such shares accrued and unpaid as of the date of the consummation of the Issuer's initial public offering. |
(6) | Includes 5,559 shares that were issued at the time of conversion of the Series A Convertible Preferred Stock in payment of 62.5% of the dividends on such shares accrued and unpaid as of the date of the consummation of the Issuer's initial public offering. |
(7) | The Series C Convertible Preferred Stock is convertible into Common Stock on a one-for-one basis at any time and has no expiration date. The Series C Convertible Preferred Stock was automatically converted into Common Stock upon consummation of the Issuer's initial public offering. |