1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Phantom Stock, acquired under deferred compensation plan
|
Â
(2)
|
Â
(3)
|
common shares
|
2,280
|
$
(4)
|
D
|
Â
|
NQ Employee Stock Option (Right to buy)
|
06/01/2005(5)
|
05/31/2014 |
common shares
|
4,000
|
$
19.2
|
D
|
Â
|
NQ Employee Stock Option (Right to buy)
|
06/01/2006(5)
|
05/31/2015 |
common shares
|
6,000
|
$
17.01
|
D
|
Â
|
NQ Employee Stock Option (Right to buy)
|
06/01/2007(5)
|
05/31/2016 |
common shares
|
10,000
|
$
18.17
|
D
|
Â
|
NQ Employee Stock Option (Right to buy)
|
07/02/2008(5)
|
07/01/2017 |
common shares
|
7,500
|
$
22.73
|
D
|
Â
|
NQ Employee Stock Option (Right to buy)
|
07/01/2009(5)
|
06/30/2018 |
common shares
|
7,500
|
$
20.21
|
D
|
Â
|
NQ Employee Stock Option (Right to buy)
|
07/16/2010(5)
|
07/15/2019 |
common shares
|
4,000
|
$
13.25
|
D
|
Â
|
NQ Employee Stock Option (Right to buy)
|
07/02/2011(6)
|
07/01/2020 |
common shares
|
9,000
|
$
12.05
|
D
|
Â
|
NQ Employee Stock Option (Right to buy)
|
06/30/2012(7)
|
06/29/2021 |
common shares
|
9,000
|
$
23.1
|
D
|
Â
|
NQ Employee Stock Option (Right to buy)
|
06/29/2013(8)
|
06/28/2022 |
common shares
|
9,000
|
$
20.47
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Amount listed is the most up-to-date information available regarding holdings in the Company Plan Fund which invests in Common Shares of the Company. |
(2) |
The account balances related to the theoretical common shares may be immediately transferred to other investment options under the terms of the deferred compensation plans |
(3) |
These are unfunded accounts under the Worthington Industries, Inc.'s deferred compensation plan invested in phantom stock. Distributions are made only in cash, and generally commence upon retirement or other termination of employment. |
(4) |
The accounts track common shares on a one-for-one basis |
(5) |
This non-qualified stock option was granted out of the Company's 2003 Stock Option Plan and vests at 20% per year. Date listed is the first day the options are available. |
(6) |
This non-qualified stock option was granted out of the Company's 1997 Amended and Restated Long-Term Incentive Stock Option Plan and vests at 20% per year. Date listed is the first day the options are available. |
(7) |
This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option will vest. Additional portions of 33.33% of the option vest annually on 6/30/2013 and 6/30/2014. |
(8) |
This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option will vest. Additional portions of 33.33% of the option vest annually on 6/29/2014 and 6/29/2015. |