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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
ArcLight Capital Partners, LLC 200 CLARENDON STREET, 55TH FLOOR BOSTON, MA 02117 |
X | |||
ArcLight Capital Holdings, LLC 200 CLARENDON STREET, 55TH FLOOR BOSTON, MA 02117 |
X | |||
Bronco Midstream Infrastructure, LLC 200 CLARENDON STREET, 55TH FLOOR BOSTON, MA 02117 |
X | |||
Enogex Holdings LLC 200 CLARENDON STREET, 55TH FLOOR BOSTON, MA 02117 |
X | |||
ArcLight Energy Partners Fund IV LP 200 CLARENDON STREET, 55TH FLOOR BOSTON, MA 02117 |
X | |||
ARCLIGHT ENERGY PARTNERS FUND V, L.P. 200 CLARENDON STREET, 55TH FLOOR BOSTON, MA 02117 |
X | |||
Bronco Midstream Partners, L.P. 200 CLARENDON STREET, 55TH FLOOR BOSTON, MA 02117 |
X |
ArcLight Capital Partners, LLC, /s/ Daniel R. Revers, Managing Partner | 04/16/2014 | |
**Signature of Reporting Person | Date | |
ArcLight Capital Holdings, LLC, /s/ Daniel R. Revers, Manager | 04/16/2014 | |
**Signature of Reporting Person | Date | |
Bronco Midstream Infrastructure, LLC, /s/ Daniel R. Revers, President | 04/16/2014 | |
**Signature of Reporting Person | Date | |
Enogex Holdings LLC, /s/ Daniel R. Revers, President | 04/16/2014 | |
**Signature of Reporting Person | Date | |
ArcLight Energy Partners Fund IV, L.P., By: ArcLight PEF GP IV, LLC, its general partner, By: ArcLight Capital Holdings, LLC, its manager, /s/ Daniel R. Revers, Managing Partner | 04/16/2014 | |
**Signature of Reporting Person | Date | |
ArcLight Energy Partners Fund V, L.P., By: ArcLight PEF GP V, LLC, its general partner, By: ArcLight Capital Holdings, LLC, its manager, /s/ Daniel R. Revers, Managing Partner | 04/16/2014 | |
**Signature of Reporting Person | Date | |
Bronco Midstream Partners, L.P., By: Bronco Partners GP, LLC, /s/ Daniel R. Revers, President | 04/16/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | As described in the Registration Statement on Form S-1 (File No. 333-192542) (the "Registration Statement") filed by Enable Midstream Partners, LP (the "Issuer") in connection with the closing of the initial public offering of the Issuer, Enogex Holdings LLC ("Enogex Holdings") granted the underwriters a 30-day option to purchase up to an aggregate of 3,750,000 additional comment units, which the underwriters exercised in full. |
(2) | This Form 4 is being filed jointly by ArcLight Capital Partners, LLC, ArcLight Capital Holdings, LLC, ArcLight Energy Partners Fund V, L.P., ArcLight Energy Partners Fund IV, L.P., Bronco Midstream Partners, L.P., Bronco Midstream Infrastructure LLC ("Bronco") and Enogex Holdings (collectively with the foregoing and their respective general partners and subsidiaries, "ArcLight"). The common units reported herein are held by Enogex Holdings and Bronco. ArcLight Energy Partners Fund V, L.P., ArcLight Energy Partners Fund IV, L.P. and Bronco Midstream Partners, L.P. have monetary interests in the shares reported on this Form 4. |
(3) | (Continued from Footnote 2) ArcLight Capital Partners, LLC is the investment advisor for, and ArcLight Capital Holdings, LLC is the managing partner of the general partner of ArcLight Energy Partners Fund V, L.P. and ArcLight Energy Partners Fund IV, L.P. ArcLight Capital Holding, LLC is the sole member of the general partner of Bronco Midstream Partners, L.P. Each Reporting Person disclaims beneficial ownership except to the extent of their monetary interest therein. |