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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (Right to Buy) | $ 78.25 | 06/21/2016 | A | 3,854 | (2) | 06/21/2026 | Common Stock | 3,854 | $ 0 | 3,854 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Kinney Catherine R 2955 CAMPUS DRIVE, SUITE 100 SAN MATEO, CA 94403 |
X |
/s/ Scott Marcus, Attorney-in-Fact for Catherine R. Kinney | 06/23/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The shares represent restricted stock units (RSUs) granted on June 21, 2016. Each unit represents a contingent right to receive one share of NetSuite Inc. common stock. The RSUs vest in their entirety on the earlier of (i) the date of the Issuer's next annual meeting of stockholders following the date of grant of the award or (ii) December 31, 2017, subject to the Reporting Person's continuing status as a board member with the Issuer on each such date. |
(2) | 1/12th of the shares subject to the option vest each month after the vesting commencement date of June 21, 2016, subject to the Reporting Person's continuing status as a board member with the Issuer on each such date. |