UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Performance Units | Â (2) | 12/31/2017 | UGI Common Stock | 2,250 | $ 0 | D | Â |
Performance Units | Â (3) | 12/31/2018 | UGI Common Stock | 3,000 | $ 0 | D | Â |
Performance Units | Â (4) | 12/31/2019 | UGI Common Stock | 2,500 | $ 0 | D | Â |
Option (Right to Buy) | Â (5) | 12/31/2018 | UGI Common Stock | 15,000 | $ 16.28 | D | Â |
Option (Right to Buy) | Â (6) | 12/31/2019 | UGI Common Stock | 18,000 | $ 16.13 | D | Â |
Option (Right to Buy) | Â (7) | 12/31/2020 | UGI Common Stock | 18,000 | $ 21.06 | D | Â |
Option (Right to Buy) | Â (8) | 12/31/2021 | UGI Common Stock | 18,000 | $ 19.6 | D | Â |
Option (Right to Buy) | Â (9) | 12/31/2022 | UGI Common Stock | 18,000 | $ 21.81 | D | Â |
Option (Right to Buy) | Â (10) | 12/31/2023 | UGI Common Stock | 15,750 | $ 27.64 | D | Â |
Option (Right to Buy) | Â (11) | 12/31/2024 | UGI Common Stock | 18,000 | $ 37.98 | D | Â |
Option (Right to Buy) | Â (12) | 12/31/2025 | UGI Common Stock | 20,000 | $ 33.76 | D | Â |
Option (Right to Buy) | Â (13) | 12/31/2026 | UGI Common Stock | 18,000 | $ 46.08 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Hartz Joseph L. 460 NORTH GULPH ROAD KING OF PRUSSIA, PA 19406 |
 |  |  President of Subsidiary |  |
/s/ Jessica A. Milner, Attorney-in-Fact for Joseph L. Hartz | 03/08/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 750 shares held jointly with Mr. Hartz's spouse. |
(2) | Effective January 1, 2015, the reporting person was granted performance units under the UGI Corporation 2013 Omnibus Incentive Compensation Plan. Each performance unit represents the right of the recipient to receive a share of stock if specified performance goals and other conditions are met. |
(3) | Effective January 1, 2016, the reporting person was granted performance units under the UGI Corporation 2013 Omnibus Incentive Compensation Plan. Each performance unit represents the right of the reporting person to receive a share of UGI Common Stock if specified performance goals and other conditions are met. |
(4) | Effective January 1, 2017, the reporting person was granted performance units under the UGI Corporation 2013 Omnibus Incentive Compensation Plan. Each performance unit represents the right of the reporting person to receive a share of UGI Common Stock if specified performance goals and other conditions are met. |
(5) | These options were granted effective January 1, 2009 and became fully vested on January 1, 2012. |
(6) | These options were granted effective January 1, 2010 and became fully vested on January 1, 2013. |
(7) | These options were granted effective January 1, 2011 and became fully vested on January 1, 2014. |
(8) | These options were granted effective January 1, 2012 and became fully vested on January 1, 2015. |
(9) | These options were granted effective January 1, 2013 and became fully vested on January 1, 2016. |
(10) | These options were granted effective January 1, 2014 and became fully vested on January 1, 2017. |
(11) | These options were granted effective January 1, 2015 and vest in three equal installments beginning on January 1, 2016. |
(12) | These options were granted effective January 1, 2016 and vest in three equal installments beginning on January 1, 2017. |
(13) | These options wee granted effective January 1, 2017 and vest in three equal installments beginning on January 1, 2018. |