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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (3) | 12/10/2018 | A | 23,020 | (3) | (3) | Class A Common Stock | 23,020 | $ 0 | 23,020 (4) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Smith Brandon B. 500 NORTH FIELD DRIVE LAKE FOREST, IL 60045 |
Senior Vice President, * |
/s/ Brandon B. Smith | 12/12/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Reflects restricted stock granted to the Reporting Person pursuant to Rule 16b-3. |
(2) | Reflects stock allocated to, and indirectly held by, the Reporting Person under the Issuer's 401(k) Plan. |
(3) | Reflects restricted stock units granted to the Reporting Person pursuant to Rule 16b-3, all of which vest on the third anniversary of the grant date. Each restricted stock unit represents the contingent right to receive one share of Class A common stock. Upon consummation of the Issuer's proposed separation into two companies, 50 percent of the units will be converted into units representing the right to receive shares of the company to be spun off. |
(4) | Does not give effect to 5,814 restricted stock units previously granted to the Reporting Person and which vest on different schedules. |
Remarks: * General Counsel and Corporate Secretary |