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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) | $ 73.08 | 11/21/2016 | A | 3,303 | (2) | 01/01/2022 | Class B Common Stock | 3,303 | (3) | 3,303 | D | ||||
Employee Stock Option (Right to Buy) | $ 54.53 | 11/21/2016 | A | 2,771 | (4) | 02/13/2024 | Class B Common Stock | 2,771 | (3) | 2,771 | D | ||||
Employee Stock Option (Right to Buy) | $ 67.26 | 11/21/2016 | A | 1,399 | (4) | 02/13/2024 | Class B Common Stock | 1,399 | (3) | 1,399 | D | ||||
Employee Stock Option (Right to Buy) | $ 73 | 11/21/2016 | A | 4,301 | (5) | 02/11/2025 | Class B Common Stock | 4,301 | (3) | 4,301 | D | ||||
Employee Stock Option (Right to Buy) | $ 86.45 | 11/21/2016 | A | 2,782 | (5) | 02/11/2025 | Class B Common Stock | 2,782 | (3) | 2,782 | D | ||||
Employee Stock Option (Right to Buy) | $ 84.14 | 11/21/2016 | A | 5,907 | (6) | 02/12/2026 | Class B Common Stock | 5,907 | (3) | 5,907 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Joubert Tracey 1801 CALIFORNIA STREET, SUITE 4600 DENVER, CO 80202 |
Chief Financial Officer |
Kathleen M. Kirchner, by Power of Attorney | 11/23/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents restricted stock units (RSUs) received in exchange for 12,010 RSUs of MillerCoors LLC (MillerCoors) in connection with the acquisition of MillerCoors by Molson Coors Brewing Company (MCBC). The RSUs vest in full as follows: 4,302 RSUs on January 1, 2017, 5,745 RSUs on January 1, 2018 and 1,963 RSUs on January 1, 2019. |
(2) | The stock options vested in three equal annual installments beginning on January 1, 2013 and are currently fully exercisable. |
(3) | In connection with the acquisition of MillerCoors by MCBC, the reporting person received a stock option to purchase shares of Class B common stock of MCBC in exchange for a stock option to purchase shares of MillerCoors common stock. |
(4) | The stock options vest and become exercisable in three equal annual installments beginning on February 13, 2015. |
(5) | The stock options vest and become exercisable in three equal annual installments beginning on February 11, 2016. |
(6) | The stock options vest and become exercisable in three equal annual installments beginning on February 12, 2017. |