Edgar Filing: Krishnamoorthy Raghu

Ownership Submission

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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(Print or Type Responses)

1. Name and Address of Reporting Person ^*

Â Krishnamoorthy Raghu

2. Date of Event Requiring Statement (Month/Day/Year)
12/01/2017

3. Issuer Name and Ticker or Trading Symbol
GENERAL ELECTRIC CO [GE]

(Last)

(First)

(Middle)

GENERAL ELECTRIC COMPANY,Â 41 FARNSWORTH STREET

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

_____ Director	_____ 10% Owner
__X__ Officer (give title below)	_____ Other (specify below)
Senior Vice President

5. If Amendment, Date Original Filed(Month/Day/Year)

(Street)

BOSTON,Â MAÂ 02210

6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

(City)

(State)

(Zip)

Table I - Non-Derivative Securities Beneficially Owned

1.Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	34,905	D	Â

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.			SEC 1473 (7-02)
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security		6. Nature of Indirect Beneficial Ownership (Instr. 5)
Restricted Stock Units	Â ⁽²⁾	Â ⁽²⁾	Common Stock	10,000	$ ⁽¹⁾	D	Â
Restricted Stock Units	Â ⁽³⁾	Â ⁽³⁾	Common Stock	15,000	$ ⁽¹⁾	D	Â
Restricted Stock Units	Â ⁽⁴⁾	Â ⁽⁴⁾	Common Stock	25,000	$ ⁽¹⁾	D	Â
Restricted Stock Units	Â ⁽⁵⁾	Â ⁽⁵⁾	Common Stock	11,786	$ ⁽¹⁾	D	Â
Employee Stock Option (right to buy) ⁽⁶⁾	09/09/2009	09/09/2018	Common Stock	20,000	$ 28.12	D	Â
Employee Stock Option (right to buy) ⁽⁶⁾	06/09/2012	06/09/2021	Common Stock	150,000	$ 18.58	D	Â
Employee Stock Option (right to buy) ⁽⁶⁾	09/07/2013	09/07/2022	Common Stock	160,000	$ 21.59	D	Â
Employee Stock Option (right to buy) ⁽⁶⁾	09/13/2014	09/13/2023	Common Stock	150,000	$ 23.78	D	Â
Employee Stock Option (right to buy) ⁽⁶⁾	09/05/2015	09/05/2024	Common Stock	160,000	$ 26.1	D	Â
Employee Stock Option (right to buy) ⁽⁶⁾	09/11/2016	09/11/2025	Common Stock	160,000	$ 24.95	D	Â
Employee Stock Option (right to buy) ⁽⁶⁾	09/30/2017	09/30/2026	Common Stock	180,000	$ 29.62	D	Â
Employee Stock Option (right to buy) ⁽⁶⁾	11/17/2018	11/17/2027	Common Stock	82,500	$ 18.21	D	Â

Reporting Owners

Reporting Owner Name / Address	Relationships
Reporting Owner Name / Address	Director	10% Owner	Officer	Other
Krishnamoorthy Raghu GENERAL ELECTRIC COMPANY 41 FARNSWORTH STREET BOSTON,Â MAÂ 02210	Â	Â	Â Senior Vice President	Â

Signatures

Brian Sandstrom on behalf of Raghu Krishnamoorthy		12/08/2017
^**Signature of Reporting Person		Date

Explanation of Responses:

*	If the form is filed by more than one reporting person, see Instruction 5(b)(v).
**	Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1)	1-for-1
(2)	50,000 units granted on 7/25/2013; 10,000 units vested on 7/25/2014; 10,000 units vested on 7/25/2015; 10,000 units vested on 7/25/2016; 10,000 units vested on 7/25/2017; and 10,000 units are scheduled to vest on 7/25/2018.
(3)	25,000 units granted on 9/11/2015; 5,000 units vested on 9/11/2016; 5,000 units vested on 9/11/2017; 5,000 units are scheduled to vest on 9/11/2018; 5,000 units are scheduled to vest on 9/11/2019; and 5,000 units are scheduled to vest on 9/11/2020.
(4)	25,000 units granted on 2/10/2017; 5,000 units scheduled to vest on 2/10/2018; 5,000 units are scheduled to vest on 2/10/2019; 5,000 units are scheduled to vest on 2/10/2020; 5,000 units are scheduled to vest on 2/10/2021; 5,000 units are scheduled to vest on 2/10/2022.
(5)	11,786 units granted on 11/17/2017; 2,357 units are scheduled to vest on 11/17/2018; 2,357 units are scheduled to vest on 11/17/2019; 2,357 units are scheduled to vest on 11/17/2020; 2,357 units are scheduled to vest on 11/17/2021; 2,358 units are scheduled to vest on 11/17/2022.
(6)	The options become exercisable in five equal installments of 20% each beginning on the "Date Exercisable" shown to the right, and another 20% become exercisable each year thereafter.

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