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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (3) | $ 17.8 | 06/28/2006 | A | 3,793 | 12/31/2006 | 06/28/2016 | Common Stock | 3,793 | $ 0 | 3,793 | D | ||||
Stock Option (1) | $ 17.8 | 06/28/2006 | A | 3,794 | 12/31/2007 | 06/28/2016 | Common Stock | 3,794 | $ 0 | 7,587 | D | ||||
Stock Option (1) | $ 17.8 | 06/28/2006 | A | 3,794 | 12/31/2008 | 06/28/2016 | Common Stock | 3,794 | $ 0 | 11,381 | D | ||||
Stock Option (1) | $ 17.8 | 06/28/2006 | A | 3,794 | 12/31/2009 | 06/28/2016 | Common Stock | 3,794 | $ 0 | 15,175 | D | ||||
2006-2008 Award Cycle of the Performance Share Program (2) | (3) | 06/28/2006 | A | 5,618 (4) | 12/31/2008 | 12/31/2008 | Common Stock | 5,618 (4) | $ 0 | 5,618 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MASON SCOTT C C/O GRAFTECH INTERNATIONAL LTD 1521 CONCORD PIKE, SUITE 301 WILMINGTON, DE 19803 |
GVP, Pres Alternate Channels |
/s/ Filomena Trombino as Attorney in Fact | 10/13/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Granted pursuant to the Nalco Holding Company 2004 Stock Incentive Plan, 2006 Stock Option Award. |
(2) | Performance shares grant under the Performance Share Program 2006-2008 Award Cycle Grant of the Nalco Holding Company 2004 Stock Incentive Plan. |
(3) | Performance shares shall vest between zero to 150% of a target award subject to performance criteria being met in 2006, performance criteria being met in 2007, and with continued employment through the end of 2008. |
(4) | Target Award. |
Remarks: This is a correction the first filing was inadvertently misfiled under a second issued CIK, 0001380184, on 7/10/2006. |