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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
Common Stock Option | $ 0.01 | Â | Â | Â | Â | Â | 12/31/2012 | 01/31/2020 | Common Stock, Par Value $0.01 | Â | 30,000 | Â | ||
Common Stock Option | $ 2.5 | Â | Â | Â | Â | Â | 01/01/2012 | 12/31/2014 | Common Stock, Par Value $0.01 | Â | 30,000 | Â | ||
Common Stock Option | $ 2.61 | Â | Â | Â | Â | Â | 09/30/2013 | 12/04/2017 | Common Stock, Par Value $0.01 | Â | 300,000 | Â | ||
Common Stock Option | $ 0.01 | Â | Â | Â | Â | Â | 12/31/2013 | 01/31/2020 | Common Stock, Par Value $0.01 | Â | 40,000 | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Brown John M 600 ST. EMELION CT. IRVING, TX 75038 |
 X |  |  Executive Chairman and CEO |  |
Brittany Martin AIF for John Brown | 02/14/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Options for 5,000 shares shall vest as of the end of each 90 day period, commencing March 31, 2010. The vested options shall be exercisable until January 31, 2020 for an exercise price of $0.01. |
(2) | The options, issued under the 2005 Stock Option Plan, were vested in full upon grant and are exercisable commencing January 1, 2012 through December 31, 2014. |
(3) | The Award shall vest in eight equal installments of 37,500 on a calendar quarter basis over a two year period at the end of each quarter (on the last trading day of such quarter), beginning with the quarter ending December 31, 2011. Awards expire December 4, 2017, unless terminated earlier under provisions of Sections 11 of the Plan. |
(4) | March 30, 2012 Option Agreement Grants 20,000 Options under the 2011 Equity Incentive Plan. 5,000 Options shall vest as of the end of each 90 day period, commencing March 31, 2012. The vested options shall be exercisable until January 31, 2020 for an exercise price of $0.01. |