UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Share Option (right to buy) | Â (2) | 05/04/2019 | Common Shares | 21,000 | $ 7.6 | D | Â |
Employee Share Option (right to buy) | Â (2) | 06/27/2020 | Common Shares | 20,000 | $ 14.14 | D | Â |
Employee Share Option (right to buy) | Â (3) | 04/25/2022 | Common Shares | 10,500 | $ 9.9 | D | Â |
Employee Share Option (right to buy) | Â (4) | 02/13/2023 | Common Shares | 10,500 | $ 8.45 | D | Â |
Employee Share Option (right to buy) | Â (5) | 03/16/2024 | Common Shares | 35,000 | $ 7.44 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Chang Daniel Kuang Ming 475 OAKMEAD PARKWAY SUNNYVALE, CA 94085 |
 |  |  Senior VP of Marketing |  |
/s/ Yanbing Hong, attorney-in-fact for Daniel Kuang Ming Chang | 08/13/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes an aggregate of 24,605 shares subject to restricted share unit (RSU) awards granted on November 17, 2010, April 26, 2012, February 14, 2013, March 17, 2014 and March 16, 2015, which will be issued as such units vest in accordance with their terms. |
(2) | As of July 31, 2015, the option was fully vested and immediately exercisable for all option shares. |
(3) | The option was granted on April 26, 2012 and becomes exercisable in a series of forty-eight (48) successive equal monthly installments from May 26, 2012 to April 26, 2016. |
(4) | The option was granted on February 14, 2013 and becomes exercisable with respect to one-fourth (1/4) of the underlying shares on the first anniversary of the grant date, and thereafter the balance of the option shares become exercisable in a series of thirty-six (36) successive equal monthly installments. |
(5) | The option was granted on March 17, 2014 and becomes exercisable with respect to one-fourth (1/4) of the underlying shares on March 15, 2015, and thereafter the balance of the option shares become exercisable in a series of thirty-six (36) successive equal monthly installments. |
 Remarks: Exhibit list: Exhibit 24 |