UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

 

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934

 

Date of Report: December 15, 2017
(Date of earliest event reported)

 

Firsthand Technology Value Fund, Inc.
(Exact name of registrant as specified in its charter)
 
Maryland
(State or other jurisdiction
of incorporation)		 814-00830
(Commission File Number)		 27-3008946
(IRS Employer
Identification Number)
 

150 Almaden Blvd., Suite 1250

San Jose, CA
(Address of principal executive offices)

   95113
(Zip Code)

 

(800) 976-8776
(Registrant's telephone number, including area code)

 
Not Applicable
(Former Name or Former Address, if changed since last report)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

[  ]Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[  ]Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[  ]Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[  ]Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

Item 8.01. Other Events

 

On December 15, 2017, Firsthand Technology Value Fund, Inc. issued a press release announcing its top portfolio holdings at the end of November 2017. The top holdings include Pivotal Systems, IntraOp Medical, Nutanix , QMAT and Wrightspeed. The press release also announced that, as of November 30, 2017, the Fund’s top holdings constituted 60.6% of the Fund’s preliminary net assets.

 

Item 9.01. Financial Statements and Exhibits

 

(a) Financial statements:

None

(b) Pro forma financial information:

None

(c) Shell company transactions:

None

(d) Exhibits

  

99.1Press Release dated December 15, 2017.

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: December 15, 2017 FIRSTHAND TECHNOLOGY VALUE FUND, INC.  
       
    By: /s/ Kevin Landis  
       Kevin Landis  
       President  

 

 

Exhibit Index
Exhibit No. Description
99.1 Press release dated December 15, 2017