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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
LOEWENBAUM G WALTER II C/O 3D SYSTEMS CORPORATION 26081 AVENUE HALL VALENCIA, CA 91355 |
X |
/s/ Robert M. Grace, Jr., Attorney-in-fact | 08/14/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 69,129 shares, beneficial ownership of which was transferred on August 9, 2007 from The GWL 2006 Annuity Trust of which the Reporting Person is the trustee to the Reporting Person in his individual capacity. |
(2) | Includes (a) 65,018 shares held in the name of Lillian Shaw Loewenbaum, the Reporting Person's wife, (b) 11,093 shares held in the name of The Lillian Shaw Loewenbaum Trust for which the Reporting Person and his wife serve as trustees, (c) 102,147 shares held in the name of The Loewenbaum 1992 Trust for which the Reporting Person and his wife serve as trustees, (d) 201,900 shares held in the name of G. Walter Loewenbaum CGM Profit Sharing Custodian, G. Walter Loewenbaum Trustee, and items (e), (f), (g), (h) and (i) in footnote 2. |
(3) | Includes (e) 46,878 shares held in the name of the Anna Willis Loewenbaum 1993 Trust for which the Reporting Person and his wife serve as trustees, (f) 46,878 shares held in the name of the Elizabeth Scott Loewenbaum 1993 Trust for which the Reporting Person and his wife serve as trustees, (g) 20,771 shares held in the name of Wally's Trust u/w/o Joel Simon Loewenbaum, G. Walter Loewenbaum Trustee, (h) 141,057 shares held in the name of The GWL 2006 Annuity Trust, G. Walter Loewenbaum Trustee, and (i) 9,824 shares held in the name of Waterproof Partnership, L.P. of which the Reporting Person and the Reporting Person's wife are the general partners. |
(4) | The Reporting Person disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein. |