UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Common Stock Option | Â (1) | 12/04/2021 | Common Stock, Par Value $0.01 | 20,000 | $ 2.61 | D | Â |
Common Stock Option | Â (2) | 12/21/2022 | Common Stock, Par Value $0.01 | 35,000 | $ 1.7 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Van Brauman Martin 6510 ABRAMS ROAD SUITE 300 DALLAS, TX 75231 |
 X |  |  |  |
Brittany Martin AIF for Martin VanBrauman | 04/08/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | A Stock Option was granted under the Issuer's 2011 Equity Incentive Plan on December 5, 2011, to purchase 20,000 shares of Common Stock at an exercise price of $2.61 per share and are scheduled to vest on a quarterly basis, in eight equal quarterly installments of 2,500 shares at the end of each quarter, beginning with quarter ending December 31, 2011. |
(2) | A Stock Option was granted under the Issuer's 2011 Equity Incentive Plan on December 21, 2012, to purchase 35,000 shares of Common Stock at an exercise price of $1.70 per share and are scheduled to vest on a quarterly basis, in eight equal quarterly installments of 4,375 shares at the end of each quarter, beginning with quarter ending December 31, 2012. |