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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SUJODA Investments, LP 854 MT. PLEASANT ROAD BRYN MAWR, PA 19010 |
Ex. 99.1 |
Christie B. Tillapaugh, Attorney in Fact, for Sujoda Management, LLC, as GP | 01/05/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The James J. Kim 2008 Qualified Annuity Trust UA Dated November 14, 2008 (the "2008 GRAT") was formed on November 14, 2008 and received 10,000,000 shares on that date as a gift from James J. Kim. On December 29, 2009, James J. Kim was distributed 1,930,555 shares from the 2008 GRAT. On December 31, 2010, 1,879,614 shares held by the 2008 GRAT were distributed to James J. Kim. The remaining 6,189,831 shares were gifted to the James J. Kim GRAT Remainder Trust UA Dated November 14, 2008 (the "Remainder Trust") and the 2008 GRAT was terminated. On the same date, the reporting person received 6,189,831 shares of Issuer common stock from the Remainder Trust in exchange for the issuance of limited partnership units of the reporting person. The reporting person is a family limited partnership established for the benefit of members of the James J. Kim family. |