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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
Common Stock Option (1) | $ 1.82 | Â | Â | Â | Â | Â | 06/13/2012 | 06/13/2017 | Common Stock, Par Value $0.01 | Â | 25,000 | Â | ||
Common Stock Option (2) | $ 1.7 | Â | Â | Â | Â | Â | Â (3) | 12/20/2022 | Common Stock, Par Value $0.01 | Â | 20,000 | Â | ||
Common Stock Option (4) | $ 1.67 | Â | Â | Â | Â | Â | 10/01/2014 | 10/01/2020 | Common Stock, Par Value $0.01 | Â | 40,000 | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
FURNACE JUSTIN WAYNE 18428 MASI LOOP PFLUGERVILLE, TX 78660 |
 X |  |  |  |
Brittany Martin AIF for Justin Wayne Furnace | 02/16/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On June 13, 2012 the Issuer grants 25,000 fully vested non-qualified stock options from the Issuer's 2011 Non Employee Director Stock Option Plan at an exercise price of $1.82 per share. |
(2) | As of December 21, 2012, the company grants 20,000 Non Qualified Stock Options from the Non Employee Director stock option plan at an exerciose price of $1.70. |
(3) | The Award shares shall vest on a quarterly basis in eight equal quarterly installments of 2,500 award shares at the end of each quarter beginning with quarter ending December 31, 2012. |
(4) | As of October 1, 2014 the company granted fully vested non qualified stock options from the Issuers 2011 Non Employee Directors Stock Option Plan to purchase 40,000 shares of common stock at an exercise price of $1.67 per share . |