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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Mosing Melanie Christine 10260 WESTHEIMER RD. HOUSTON, TX 77042 |
X |
/s/ Joshua Hancock, as Attorney-in-Fact for Melanie C. Mosing | 05/14/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On May 10, 2018, the Reporting Person sold 228,210 shares of Frank's International N.V.'s common stock, par value Euro 0.01 per share (the "Common Stock") on the New York Stock Exchange in open market sales, at prices ranging from $7.50 to $7.65 per share, with a weighted-average per-share price of $7.5545. |
(2) | On May 11, 2018, the Reporting Person sold 271,790 shares of Frank's International N.V.'s common stock, par value Euro 0.01 per share (the "Common Stock") on the New York Stock Exchange in open market sales, at prices ranging from $7.3000 to $7.4871 per share, with a weighted-average per-share price of $7.4330. |
(3) | The Reporting Person agrees to provide, upon request by the Securities Exchange Commission, the Issuer, or a holder of Common Stock, full information regarding the number of shares of Common Stock sold at each separate price. |
(4) | The 25,226 shares reported are owned directly by the Trust u/l/w Janice P. Mosing f/b/o Derek A. Veverica, of which Melanie C. Mosing is the trustee. Mrs. Mosing disclaims beneficial ownership of the Common Stock owned by the trust, except to the extent of her pecuniary interest therein. |
(5) | The 25,226 shares reported are owned directly by the Trust u/l/w Janice P. Mosing f/b/o Christine M. Veverica, of which Melanie C. Mosing is the trustee. Mrs. Mosing disclaims beneficial ownership of the Common Stock owned by the trust, except to the extent of her pecuniary interest therein. |
(6) | The 39,145 shares reported are owned directly by the By-Pass Corporate Stock Trust u/l/w Janice P. Mosing f/b/o Melanie Christine Mosing, of which Melanie C. Mosing is the trustee. Mrs. Mosing disclaims beneficial ownership of the Common Stock owned by the trust, except to the extent of her pecuniary interest therein. |
Remarks: The Reporting Person is a reporting person solely as a result of being a party to that certain Voting Agreement, dated July 22, 2013, by and among Ginsoma Family C.V., FWW B.V., Mosing Holdings, LLC and the other parties thereto. |