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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option (Right to Buy) (1) | $ 36.135 | 04/24/2015 | M | 20,000 | (2) | 02/07/2019 | Common Stock | 20,000 | $ 0 | 0 | D | ||||
Option (Right to Buy) (1) | $ 47.21 | 04/24/2015 | M | 6,667 | (3) | 04/23/2020 | Common Stock | 6,667 | $ 0 | 3,333 | D | ||||
Option (Right to Buy) (1) | $ 52.11 | 04/24/2015 | M | 4,334 | (4) | 02/12/2021 | Common Stock | 4,334 | $ 0 | 8,666 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Finigan Barbara C/O HASBRO, INC 1011 NEWPORT AVENUE PAWTUCKET, RI 02861 |
EVP, Chief Legal Officer & Sec |
Tarrant Sibley, P/O/A for Barbara Finigan | 04/28/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These options were granted pursuant to an employee stock option plan in compliance with Rule 16b-3 and have tandem tax withholding rights. |
(2) | 33 1/3% of the options became exercisable on each February 8, 2013, Febraury 8, 2014 and February 8, 2015. |
(3) | 33 1/3% of the option became exercisable on each April 24, 2014 and April 24, 2015 and an additional 33 1/3% become exercisable on April 24, 2016. |
(4) | 33 1/3% of the options became exercisable on February 12, 2015 and an additional 33 1/3% of the options become exercisable on each February 12, 2016 and February 12, 2017. |