form8-k.htm
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
__________________
FORM
8-K
_______________
CURRENT
REPORT
Pursuant
to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of
Report (Date of earliest event reported): November 3,
2008
Katy
Industries, Inc.
(Exact
name of registrant as specified in its charter)
|
Delaware
|
001-05558
|
75-1277589
|
|
(State
or other jurisdiction of incorporation)
|
(Commission
File Number)
|
(IRS
Employer Identification No.)
|
305
Rock Industrial Park Drive
Bridgeton,
Missouri 63044
(Address
of principal executive offices) (Zip Code)
(314)
656-4321
(Registrant’s
telephone number, including area code)
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions:
[ ] Written
communications pursuant to Rule 425 under the Securities Act
[ ] Soliciting
material pursuant to Rule 14a-12 under the Exchange Act
[ ] Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act
[ ] Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act
Item
2.02 Results
of Operations and Financial Condition.
On November 3, 2008, the Company issued
a press release regarding its results of operations for the third quarter ended
September 30, 2008. A copy of this press release is being furnished
as Exhibit 99.1 to this Current Report on Form 8-K and incorporated herein by
reference.
In accordance with General Instruction
B.2 of Form 8-K, the information in this Current Report on Form 8-K, including
Exhibit 99.1, shall not be deemed “filed” for the purposes of Section 18 of the
Securities Exchange Act of 1934, as amended, or otherwise subject to the
liability of that section, nor shall it be deemed incorporated by reference in
any filing under the Securities Act of 1933, as amended, except as shall be
expressly set forth by specific reference in such a filing.
Item
9.01 Financial
Statements and Exhibits.
(d) Exhibits.
Exhibit
No. Description
99.1 Press release
issued by the Company on November 3, 2008.
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has
duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
KATY
INDUSTRIES, INC.
(Registrant)
By: /s/ James W.
Shaffer
James W.
Shaffer
Vice
President and Chief Financial Officer
Date: November
3, 2008
Index
of Exhibits
Exhibit
No. Description
99.1 Press release
issued by the Company on November 3, 2008.