Document



UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

__________

FORM 11-K

FOR ANNUAL REPORTS OF EMPLOYEE STOCK
PURCHASE, SAVINGS AND SIMILAR PLANS
PURSUANT TO SECTION 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934

(Mark One):

x ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the fiscal year ended December 31, 2016

OR

¨ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the transition period from ______________ to ______________

Commission File Number 1-9936

EDISON 401(K) SAVINGS PLAN
(Full Title of the Plan)

EDISON INTERNATIONAL
(Name of Issuer)

2244 Walnut Grove Avenue (P.O. Box 976), Rosemead, California 91770
(Address of principal executive office)











Edison 401(k) Savings Plan
____________________________________________________________________________________________________

Financial Statements and Supplemental Schedule
As of December 31, 2016 and 2015 and for the Year Ended December 31, 2016
















2


TABLE OF CONTENTS
Report of Independent Registered Public Accounting Firm
 
 
Financial Statements
 
 
Statements of Net Assets Available for Plan Benefits as of December 31, 2016 and 2015
 
Statement of Changes in Net Assets Available for Plan Benefits for the year ended December 31, 2016
 
Notes to Financial Statements
 
 
 
 
 
Supplemental Schedule
 
 
Form 5500, Schedule H, Line 4i-Schedule of Assets (Held at End of Year)
 
 
 
 
 
Signature
 
 
Consent of Independent Registered Public Accounting Firm
Exhibit 23
Note: All schedules other than that listed above have been omitted since the information is either disclosed elsewhere in the financial statements or not required by 29 CFR 2520.103-10 of the Department of Labor's Rules and Regulations for Reporting and Disclosure under the Employee Retirement Income Security Act of 1974, as amended.




3



Report of Independent Registered Public Accounting Firm

Southern California Edison Company Benefits Committee
Edison 401(k) Savings Plan
Rosemead, California

We have audited the accompanying statements of net assets available for plan benefits of the Edison 401(k) Savings Plan (the “Plan”) as of December 31, 2016 and 2015, and the related statement of changes in net assets available for plan benefits for the year ended December 31, 2016. These financial statements are the responsibility of the Plan’s management. Our responsibility is to express an opinion on these financial statements based on our audits.

We conducted our audits in accordance with the standards of the Public Company Accounting Oversight Board (United States). Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. The Plan is not required to have, nor were we engaged to perform, an audit of its internal control over financial reporting. Our audits included consideration of internal control over financial reporting as a basis for designing audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the Plan’s internal control over financial reporting. Accordingly, we express no such opinion. An audit also includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements, assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audits provide a reasonable basis for our opinion.

In our opinion, the financial statements referred to above present fairly, in all material respects, the net assets available for plan benefits of the Plan as of December 31, 2016 and 2015, and the changes in net assets available for plan benefits for the year ended December 31, 2016, in conformity with accounting principles generally accepted in the United States of America.

The accompanying supplemental schedule of assets (held at end of year) as of December 31, 2016 has been subjected to audit procedures performed in conjunction with the audit of the Plan’s financial statements. The supplemental schedule is the responsibility of the Plan’s management. Our audit procedures included determining whether the supplemental schedule reconciles to the financial statements or the underlying accounting and other records, as applicable, and performing procedures to test the completeness and accuracy of the information presented in the supplemental schedule. In forming our opinion on the supplemental schedule, we evaluated whether the supplemental schedule, including its form and content, is presented in conformity with the Department of Labor’s Rules and Regulations for Reporting and Disclosure under the Employee Retirement Income Security Act of 1974. In our opinion, the supplemental schedule is fairly stated, in all material respects, in relation to the financial statements as a whole.



/s/ BDO USA, LLP

Costa Mesa, California

June 28, 2017


4










Financial Statements
____________________________________________________________________________________________________















5


Statements of Net Assets Available for Plan Benefits
Edison 401(k) Savings Plan
 
December 31,
(in thousands)
2016
 
2015
Assets
 
 
 
Investments, at fair value
$
4,030,786

 
$
3,799,114

Receivables
 
 
 
Notes receivable from participants
84,033

 
87,024

Dividends receivable
5,051

 
5,029

Receivable from brokers and other
2,284

 
1,461

Total receivables
91,368

 
93,514

Total assets
4,122,154

 
3,892,628

 
 
 
 
Liabilities
 
 
 
Payable to brokers and other
62,501

 
35,735

Total liabilities
62,501

 
35,735

 
 
 
 
Net assets available for plan benefits
$
4,059,653

 
$
3,856,893


See accompanying notes to financial statements.

6


Statement of Changes in Net Assets Available for Plan Benefits
Edison 401(k) Savings Plan
(in thousands)
For year ended
December 31, 2016
Additions
 
Investment income
 
Dividends
$
30,083

Interest income and other
9,998

Net appreciation in fair value of investments
335,164

Total investment income
375,245

Management fees
(7,176
)
Net investment income
368,069

Interest income on notes receivable from participants
3,551

Contributions
 
Employer contributions, net of forfeitures
69,115

Participant and rollover contributions
133,451

Total net contributions
202,566

Total additions
574,186

 
 
Deductions
 
Distributions to participants
371,426

Total deductions
371,426

 
 
Net increase
202,760

Net assets available for plan benefits
 
  Beginning of year
3,856,893

  End of year
$
4,059,653




See accompanying notes to financial statements.

7


NOTES TO FINANCIAL STATEMENTS
1. Plan Description
The following description of the Edison 401(k) Savings Plan (the “Plan”) provides only general information. The Plan sponsor is the Southern California Edison Company (the “Plan Sponsor”). Participants should refer to the summary plan description and Plan document, as amended, for a more complete description of the Plan's provisions.
Nature of Plan
Eligibility
The Plan is a defined-contribution plan with a 401(k) feature, in which qualifying full-time and part-time employees of Edison International (the “Company”) and many of its subsidiary companies are eligible to participate. The Plan is subject to the provisions of the Employee Retirement Income Security Act of 1974 (“ERISA”), as amended. An employee, as defined by the Plan document, is eligible to participate in the Plan immediately upon employment.
Contributions

Subject to statutory limits, all participants may defer pre-tax and after-tax dollars up to 84% of eligible pay. Participating employers provide matching contributions up to 6% of a participant's eligible pay. The Company allows employees who have attained age fifty before the close of a Plan year to make catch up contributions subject to Internal Revenue Service (“IRS”) limitations. The Plan also accepts rollover contributions from other qualified plans. Effective September 24, 2015 for employees represented by International Brotherhood of Electrical Workers (IBEW) and effective March 4, 2016 for non-represented employees, employees hired on or after December 31, 2017 will receive fixed profit sharing contributions in addition to the matching contributions mentioned above.

Vesting

Participants immediately vest in their contributions plus actual earnings thereon. Employer contributions plus actual earnings thereon vest at a rate of 20% per year. After five years of service or reaching age 65, all existing and future employer contributions and their related earnings are fully vested.

Forfeitures

At December 31, 2016 and 2015, the unused portion of forfeited non-vested accounts totaled $6,000 and $17,000, respectively. These accounts are used to reduce future employer contributions. During 2016, employer contributions were reduced by $824,000 from forfeited non-vested accounts.

Plan Trust

Plan assets are held in a trust with State Street Bank and Trust Company (the “Trustee”) for the benefit of participants and their beneficiaries. The mutual covenants to which the Plan Sponsor and the Trustee agree are disclosed in the trust agreement between the Plan Sponsor and the Trustee.

Plan Administration

The Plan is administered by the Southern California Edison Company Benefits Committee (the “Plan Administrator”) and Conduent Inc. is the Plan's record keeper. The Plan provides to participants a detailed description of each investment fund choice and lists the respective investment manager.


8


Administrative and Investment Expenses

The Plan Sponsor pays the cost of administering the Plan, including fees and expenses of the Trustee and record keeper. The fees, taxes and other expenses incurred by the Trustee or investment managers in making investments are paid out of the applicable investment funds. These expenses also include brokerage fees for sales or purchases of Edison International Common Stock on the open market. No additional costs are incurred in connection with sales of Edison International Common Stock within the trust or the transfer of assets between funds.

Mutual funds pay fees to the Plan record keeper for administrative services to participants that would otherwise have to be provided by the mutual funds. The majority of fees received by the Plan record keeper are used to reduce the record keeping and communication expenses of the Plan paid by the Plan Sponsor. See Note 7 for a discussion of related party transactions.
Participant Accounts
Each participant account is adjusted for certain activities, including participant's contribution, the employer's contribution, distributions, loan activities, if applicable, and allocation of investment earnings (losses). Allocation of earnings (losses) and expenses is based on account balances. The benefit to which a participant is entitled is the benefit that can be provided from the vested portion of the participant's account.
Notes Receivable from Participants
Participants may borrow from the vested portion of their account, a minimum of $1,000 to a maximum of $50,000, with certain restrictions. Loan transactions are treated as transfers from (to) the investment fund to (from) participant loans. Loan terms range from one to four years for general purpose loans or up to 15 years for the purchase of a primary residence. Loans bear interest at the prime rate in effect at time of loan issuance plus one percent. Interest rates on outstanding loans range from 4.25% to 9.26% as of December 31, 2016 and mature on various dates through January 2032. Principal and interest are paid ratably through payroll deductions. Some separated participants may repay loan obligations directly, rather than through payroll deductions. Participant loans amounted to approximately $84,033,000 and $87,024,000 as of December 31, 2016 and 2015, respectively.
Distributions to Participants
Account balances are distributed as soon as practicable after a participant dies, becomes entitled to and requests a distribution, or terminates employment with an account balance of $5,000 or less. Participants may otherwise delay distribution, subject to the minimum distribution requirements under Internal Revenue Code (“IRC”) Section 401(a)-(9). Participants may receive lump sum distributions. An installment form of distribution payment is also available to certain participants. In-service withdrawals may be taken from after-tax contributions, upon attainment of age 59½, or for certain financial hardships. Participants taking in-service withdrawals will be required to pay all applicable taxes on the withdrawals and may be subject to penalty taxes for early withdrawals taken prior to age 59½. Participants who terminate employment with a vested account balance greater than $1,000 but less than or equal to $5,000 will have their vested account balance automatically rolled over to individual retirement accounts (“IRA”) selected by the Chair or Secretary of the Plan Administrator, unless the participants make a timely distribution election.
2. Summary of Significant Accounting Policies
Basis of Accounting
The financial statements are prepared and presented on the accrual basis of accounting and in conformity with U.S. generally accepted accounting principles (“GAAP”) applicable to employee benefit plans and ERISA.
Use of Estimates
The preparation of financial statements in conformity with GAAP requires management to make estimates and assumptions that affect the reported amounts of assets, liabilities, and changes therein, and disclosure of contingent assets and liabilities. Actual results could differ materially from those estimates.

9


Risks and Uncertainties
The Plan's investment in Edison International Common Stock amounted to approximately $638,628,000 and $578,765,000 as of December 31, 2016 and 2015, respectively. Such investments represented approximately 16% and 15% of the Plan's net assets as of December 31, 2016 and 2015, respectively. For risks and uncertainties regarding investment in the Company's common stock, participants should refer to the annual report on Form 10-K for the period ended December 31, 2016, and the quarterly report on Form 10-Q for the period ended March 31, 2017 of Edison International.

The Plan provides for various funds that hold investment securities. Investment securities are exposed to various risks such as interest rate, market, and credit risks. Due to the level of risk associated with certain investment securities and the level of uncertainty related to changes in the value of investment securities, it is at least reasonably possible that changes in risk in the near term could materially affect participants' account balances and the amounts reported in the Statements of Net Assets Available for Plan Benefits and the Statement of Changes in Net Assets Available for Plan Benefits.
The Plan participates in various investment options that include securities of foreign companies, which involve special risks and considerations not typically associated with investing in U.S. companies. These risks include devaluation of currencies, less reliable information about issuers, different securities transaction clearance and settlement practices, and possible adverse political and economic developments. Moreover, securities of many foreign companies and their markets may be less liquid and their prices more volatile than securities of comparable U.S. companies.
Investment Valuation and Income Recognition
The Plan's investments are stated at fair value. Fair value is the price that would be received to sell an asset or paid to transfer a liability in an orderly transaction between market participants at the measurement date. Purchases and sales of securities are recorded on a trade-date basis. Interest income is recorded on the accrual basis. Dividends are recorded on the ex-dividend date.
Net Appreciation (Depreciation) in Fair Value of Investments
Realized and unrealized appreciation (depreciation) in the fair value of investments is based on the difference between the fair value of the assets at the beginning of the year, or at the time of assets purchased during the year, and the related fair value on the day investments are sold with respect to realized appreciation (depreciation), or on the last day of the year for unrealized appreciation (depreciation).
Notes Receivable from Participants
Notes receivable from participants are measured at their unpaid principal balance plus any accrued but unpaid interest.
Notes receivable from participants that are in default, as provided in the Plan document, are treated as deemed distributions for active participants, or loan offsets for terminated participants, for tax purposes and also reported as such in the Form 5500. There were $2,000 in deemed distributions in 2016. For the year ended December 31, 2016, $4,704,000 of notes receivable from participants were loan offsets. This amount is included in “Distributions to participants” in the Statements of Changes in Net Assets Available for Plan Benefits.
Distributions to Participants
Distributions to participants, other than notes receivable from participants, are recorded when paid.
New Accounting Guidance
Accounting Guidance Not Yet Adopted
On January 5, 2016, the FASB issued an accounting standards update that amends the guidance on the classification and measurement of financial instruments. The amendments require equity investments (excluding those accounted for under the equity method or those that result in consolidation) to be measured at fair value, with changes in fair value recognized in net income. It also amends certain disclosure requirements associated with the fair value of financial instruments. In addition, the new guidance requires financial assets and financial liabilities to be presented separately in the notes to the financial statements, grouped by measurement category and form of financial asset. This new guidance is effective January 1, 2019. The adoption of this standard is not expected to have a material impact on the Plan’s financial statements.


10


In June 2016, the FASB issued an accounting standards update to amend the guidance on the impairment of financial instruments. The new guidance adds an impairment model, known as the current expected credit loss model, which is based on expected losses rather than incurred losses. This guidance applies to debt instruments and trade receivables. This guidance is effective on January 1, 2021. The impact of adopting this new guidance is being evaluated.
3. Fair Value Measurements
Fair value is defined as the price that would be received to sell an asset or paid to transfer a liability in an orderly transaction between market participants at the measurement date (referred to as an “exit price”). Fair value of an asset or liability considers assumptions that market participants would use in pricing the asset or liability, including assumptions about nonperformance risk. The Plan categorizes financial assets and liabilities into a three-level fair value hierarchy based on valuation inputs used to derive fair value. The hierarchy gives the highest priority to unadjusted quoted market prices in active markets for identical assets or liabilities (Level 1 measurements) and the lowest priority to unobservable inputs (Level 3 measurements). The three levels of the fair value hierarchy are:
•
Level 1: The fair value of Level 1 assets and liabilities is determined using unadjusted quoted prices in active markets that are available at the measurement date for identical assets and liabilities;
•
Level 2: Pricing inputs other than Level 1 that are observable, either directly or indirectly, such as quoted market prices for similar assets; quoted prices in markets that are not active; or other inputs that are observable or can be corroborated by observable market data for substantially the full term of the financial instrument; and
•
Level 3: The fair value of Level 3 assets and liabilities is determined using the income approach through various models and techniques that require significant unobservable inputs. The Plan does not have any Level 3 assets and liabilities.
The asset or liability's fair value measurement level within the fair value hierarchy is based on the lowest level of any input that is significant to the fair value measurement. Valuation techniques maximize the use of observable inputs and minimize the use of unobservable inputs. There were no changes in the valuation methods during 2016 and 2015. Plan assets carried at fair value are described below.
Edison International Common Stock and investments in equity mutual funds are valued at the unadjusted quoted prices in active or highly liquid and transparent markets and are classified as Level 1.
Investments in separately managed accounts (separate accounts) are managed by external investment managers and include the following: Cash and short-term interest bearing investments with initial maturities of three months or less are recorded at cost, plus accrued interest, which approximates fair value. The value of equity investments, real estate investment trusts, and US Treasury investments in separate accounts is based on quoted market prices in active or highly liquid and transparent markets and is therefore classified as Level 1. The fair value of fixed income investments (including asset-backed securities) in separate accounts is based on evaluated prices that reflect significant observable market information but are classified as Level 2 because they trade in markets that are not considered active. Separate accounts also include minor investments in derivative contracts, including options and futures traded in active markets and swap contracts valued at fair value, as determined by the investment managers taking into consideration exchange quotations on underlying instruments, dealer quotations and other market information.
The self-directed brokerage accounts contain investments stated at quoted market prices for equities and mutual funds and therefore are classified as Level 1. Fixed income investments in this category are classified as Level 2.
The preceding methods described may produce a fair value calculation that may not be indicative of net realizable value or reflective of future fair values. Furthermore, although the Plan believes its valuation methods are appropriate and consistent with other market participants, the use of different methodologies or assumptions to determine the fair value of certain financial instruments could result in a different fair value measurement at the reporting date.

11


The following presents information about the Plan's investments that are measured at fair value on a recurring basis as of December 31, 2016 and 2015, by level within the fair value hierarchy:
 
Investments at Fair Value as of December 31, 2016
(in thousands)
Level 1
 
Level 2
 
Level 3
 
NAV a
 
Total
Edison International common stock fund
$
635,952

 
$
—

 
$
—

 
$
2,676

 
$
638,628

Money market fund
—

 
—

 
—

 
457,729

 
457,729

Self-directed brokerage accounts
369,540

 
7,417

 
—

 
—

 
376,957

Mutual fund
181,527

 
—

 
—

 
—

 
181,527

Collective investment funds
179,636

 
—

 
—

 
1,594,584

 
1,774,220

Separate managed funds:
 
 
 
 
 
 
 
 
 
Cash and other short-term investments
—

 
—

 
—

 
15,214

 
15,214

Mutual funds
2,337

 
—

 
—

 
169

 
2,506

Fixed income securities b
48,563

 
168,896

 
—

 
—

 
217,459

Common and preferred stocks
345,772

 
—

 
—

 
—

 
345,772

Other
—

 
20,774

 
—

 
—

 
20,774

Total separate managed funds
396,672

 
189,670

 
—

 
15,383

 
601,725

Total investments at fair value
$
1,763,327

 
$
197,087

 
$
—

 
$
2,070,372

 
$
4,030,786

 
Investments at Fair Value as of December 31, 2015
(in thousands)
Level 1
 
Level 2
 
Level 3
 
NAV a
 
Total
Edison International common stock fund
$
575,922

 
$
—

 
$
—

 
$
2,843

 
$
578,765

Money market fund
—

 
—

 
—

 
417,222

 
417,222

Self-directed brokerage accounts
338,649

 
2,154

 
—

 
—

 
340,803

Mutual fund
152,627

 
—

 
—

 
—

 
152,627

Collective investment funds
—

 
—

 
—

 
1,560,181

 
1,560,181

Separate managed funds:
 
 
 
 
 
 
 
 
 
Cash and other short-term investments
—

 
—

 
—

 
8,607

 
8,607

Mutual funds
—

 
—

 
—

 
1,806

 
1,806

Fixed income securities b
36,409

 
172,239

 
—

 
—

 
208,648

Common and preferred stocks
503,702

 
—

 
—

 
—

 
503,702

Other
11,962

 
14,791

 
—

 
—

 
26,753

Total separate managed funds
552,073

 
187,030

 
—

 
10,413

 
749,516

Total investments at fair value
$
1,619,271

 
$
189,184

 
$
—

 
$
1,990,659

 
$
3,799,114

a 
These investments are measured at fair value using the net asset value per share practical expedient and have not been classified in the fair value hierarchy. The fair value amounts presented in this table are intended to permit reconciliation of the fair value hierarchy to the amounts in the Statement of Net Assets Available for Plan Benefits.
b 
The majority of dollar amounts of these securities consist of corporate bonds, U.S. government securities and agency securities including U.S. treasury notes and bonds.
The Plan determines the fair value for transfers in and transfers out of each level at the end of each reporting period. There were no transfers between level 1, 2 or 3 during 2016 and 2015.

12


Fund Investments Valued at Net Asset per Share as a Practical Expedient
The following table summarizes investments measured at fair value based on NAV per share:
 
December 31, 2016
(in thousands)
Fair Value
 
Unfunded Commitments
 
Redemption Frequency
(if currently eligible)
 
Redemption Notice Period
Money market fund 1
$
475,619

 
Not applicable
 
Daily
 
None
Mutual fund 2
169

 
Not applicable
 
Daily
 
None
Collective investment funds 3
1,594,584

 
Not applicable
 
Daily
 
None
Total
$
2,070,372

 
 
 
 
 
 
 
December 31, 2015
(in thousands)
Fair Value
 
Unfunded Commitments
 
Redemption Frequency
(if currently eligible)
 
Redemption Notice Period
Money market fund 1
$
428,672

 
Not applicable
 
Daily
 
None
Mutual fund 2
1,806

 
Not applicable
 
Daily
 
None
Collective investment funds 3
1,560,181

 
Not applicable
 
Daily
 
None
Total
$
1,990,659

 
 
 
 
 
 
1 
For the year ended December 31, 2016, the combined money market fund investments of $475,619 are all invested in the State Street Money Market Fund, including $15,214 in separate managed funds “Cash and short-term investments,” and $2,676 in the “Edison International common stock fund.” For the year ended December 31, 2015, the combined money market fund investments of $428,672 are all invested in the State Street Money Market Fund, including $8,607 in separate managed funds “Cash and short-term investments,” and $2,843 in the “Edison International common stock fund.”
The State Street Money Market Fund seeks to provide safety of principal, daily liquidity and a competitive yield over the long term. The fund invests in a diversified portfolio of securities including securities guaranteed by the U.S. Government or its agencies; debt securities of domestic or foreign corporations, mortgage-backed and other asset-backed securities, municipal bonds, structured notes, loan participations, revolving credit facilities, repurchase agreements and bank certificates of deposit.
2 
The investment objective of the bond mutual fund within the separately managed accounts is to seek maximum current income, consistent with preservation of capital and daily liquidity.
3 
For the year ended December 31, 2016, collective investment funds consist of fixed income index funds that seek to track the Barclays Capital Aggregate Bond Index, equity index funds that seek to track the performance of the Standard and Poor's 500 index, the Russell 1000 value index, the Russell 2500 index, and the MSCI AC World Index (excluding the U.S.). For the year ended December 31, 2015, collective investment funds consist of fixed income index funds that seek to track the Barclays Capital Aggregate Bond Index, equity index funds that seek to track the performance of the Standard and Poor's 500 index, the Russell 1000 growth index, the Russell 2500 index, the MSCI AC World Index (excluding the U.S.), and a fund that invests in inflation-index bonds issued by the U.S. Treasury.
4. Investment Elections
The Trustee invests contributions in accordance with participant instructions.
Participants may elect changes to their investment mix effective each business day, with certain restrictions. The Plan imposes a seven-day trading restriction for most participants that applies to all funds except the Edison International Common Stock Fund. Reallocation elections are also subject to trading restrictions, redemption fees, or other measures imposed by investment fund managers. Participants may effect changes to their deferral percentages and deferral investment elections coincident with their pay frequency.
5. Investment Options
The transfer of a participant's investment from one fund to any other fund is based on the net asset value of the units allocated to the participant's account, as of close of market on the date of transfer.
As of December 31, 2016, all participants were able to choose from among 18 investment fund offerings. These investment funds consisted of the following:

13


•
Tier 1 – Ten Target Date Funds: Premixed allocation of stocks, bonds and cash. Each Target Date fund is built from a combination of the Tier 2 core funds and designed to be more conservative over time as each fund approaches its target date.
•
Tier 2 – Edison International Common Stock Fund and Seven Institutional Funds representing a range of asset classes: large and small U.S. stocks (including Edison International Common Stock), cash equivalents, non-U.S. stocks, real assets and fixed income instruments, with varying degrees of risk and return.
•
Tier 3 – Self-Directed Brokerage Accounts: Allows participants to select investments from among thousands of publicly traded securities including individual equities, mutual funds, fixed income products, exchange traded funds, real estate investment trusts, and taxable unit investment trusts.
The Plan Sponsor's Trust Investment Committee may direct the Trustee to establish new investment funds or discontinue existing ones as well as change the investment medium for each investment fund. Participants should refer to the summary plan description for a more complete discussion of the various investment options.
6. Reconciliation of Financial Statements to Form 5500
The following is a reconciliation of net assets available for plan benefits per the financial statements to the Form 5500:
 
December 31,
(in thousands)
2016
 
2015
Net assets available for plan benefits per the financial statements
$
4,059,653

 
$
3,856,893

Less: Amounts allocated to withdrawing participants
(1,662
)
 
(223
)
Net assets available for plan benefits per the Form 5500
$
4,057,991

 
$
3,856,670

 
 
 
 
The following is a reconciliation of total deductions per the financial statements to the Form 5500:

(in thousands)
 
 
For year ended
December 31, 2016
Total deductions per the financial statements
 
 
$
371,426

Add: Amounts allocated to withdrawing participants at December 31, 2016
 
 
1,662

Less: Amounts allocated to withdrawing participants at December 31, 2015
 
 
(223
)
Benefits paid to participants per the Form 5500
 
 
$
372,865

Amounts allocated to withdrawing participants are recorded on the Form 5500 for benefit claims that have been processed and approved for payment prior to December 31 but not paid as of that date.
7. Related-Party Transactions
Certain Plan investments, including investments held in the trust, are shares of funds managed by the Trustee. The Plan also invests in the Edison International Common Stock Fund and receives services from the Plan Sponsor. In addition, the Plan issues loans to participants, see "Notes Receivable from Participants" in Note 1 for more details. These transactions qualify as party-in-interest transactions under ERISA.
The Money Market Fund is managed by State Street Bank and Trust Company, which also serves as the Plan's Trustee. Fees earned by the Trustee in its capacity as fund manager for the Plan were $225,000 for 2016 and were reported as “Management fees” on the Statement of Changes in Net Assets Available for Plan Benefits.
The Plan's investment options include the Company's Common Stock as a fund option. See Note 2 for a discussion of the amount of the Plan's investment in the Company's Common Stock. In addition, State Street Global Advisors, an affiliate of State Street Bank and Trust Company, is the investment manager of the Edison International Common Stock Fund. Fees earned by State Street Global Advisors in its capacity as the investment manager of the Edison International Common Stock Fund were $104,000 for 2016 and were reported as “Management fees” on the Statement of Changes in Net Assets Available for Plan Benefits.
Certain investment fund managers have provided credits to Conduent Inc. of $427,000 for administrative and other services rendered to the Plan by the Plan Sponsor. These credits were used to reduce Conduent Inc.’s charge to the Plan Sponsor for services provided to the Plan.

14


See Note 10 below regarding Edison International Common Stock Fund dividend payments.
8. Plan Termination
Although it has not expressed intent to do so, the Plan Sponsor has the right under the Plan to discontinue its contributions at any time and to terminate the Plan subject to the provisions of ERISA. In the event of Plan termination, participants will become fully vested in their accounts. The Trust will continue after termination until all Trust assets have been distributed to participants and their beneficiaries.
9. Tax Status
The IRS has determined and informed the Plan Sponsor by a letter dated February 28, 2017 that the Plan and related trust are designed in accordance with the applicable qualification sections of the IRC. The Plan has been amended since receiving the determination letter. However, the Plan Administrator believes that the Plan, as amended, is designed in compliance with the applicable qualification requirements of the IRC, and that the Plan continues to be tax exempt. In addition, the Plan Administrator is not aware of any unaddressed operational issues for which corrective action is not being taken that will prevent the continuation of the Plan's qualified tax status.
Accounting principles generally accepted in the United States require Plan management to evaluate tax positions taken by the Plan and recognize a tax liability if the Plan has taken an uncertain tax position that more likely than not would not be sustained upon examination by the IRS. The Plan administrator has analyzed the tax positions taken by the Plan, and has concluded that as of December 31, 2016, there are no uncertain positions taken or expected to be taken that would require recognition of a liability or disclosure in the financial statements. The Plan is subject to routine audits by taxing jurisdictions; however, there are currently no tax audits relative to the Plan for any tax periods in progress. The Plan administrator believes it is no longer subject to income tax examination for years prior to 2013.
10. Employee Stock Ownership Plan
The Edison International Common Stock Fund constitutes an employee stock ownership plan that allows for the current distribution of dividends to the accounts of all participants through the Plan. Such distributions amounted to approximately $2,628,000 for the year ended December 31, 2016. On December 8, 2016, the Board of Directors of Edison International declared a common stock dividend of $0.5425 per share which was paid on January 31, 2017 to the shareholders of record as of December 30, 2016. As the record date was at year end, dividend income of $0.5425 per share amounting to approximately $4,778,000 was accrued and included in “Dividends receivable” in the accompanying financial statements at December 31, 2016. For the year ended December 31, 2015, $4,669,000 was accrued in dividend receivable and paid on January 31, 2016.

15










Supplemental Schedule
____________________________________________________________________________________________________















16




Form 5500 Schedule H, Line 4i - Schedule of Assets (Held at End of Year)
December 31, 2016
Edison 401(k) Savings Plan
 
 
 
 
EIN: 95-1240335
 
 
 
 
Plan Number: 002
 
 
 
 
 
 
(a)
(b)
 
(c)
(d)
(e)
 
Identity of Issue, Borrower, Lessor, or Similar Party
 
Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value
Cost**
Current Value
(in thousands)
Edison International common stock fund
* 
Edison International
 
Common stock - no par value
 
$
638,628

Money market fund
* 
State Street Bank & Trust Co.
 
Money market fund - collective instrument in the State Street Bank short-term income fund
 
457,729

Investment funds
 
BlackRock Global Investors
 
Collective investment in the core Standard & Poor 500 index fund
 
738,076

 
PIMCO***
 
Separate managed account in the core bond fund
 
148,208

 
BlackRock Global Investors
 
Collective investment in the core bond fund
 
98,760

 
Dodge & Cox***
 
Separate managed account in the core bond fund
 
101,832

 
Harding Loevner
 
Collective investment in the core international stock fund
 
171,005

 
Dodge & Cox
 
Mutual fund in the core international stock fund
 
181,527

 
BlackRock Global Investors
 
Collective investment in the core international stock fund
 
170,220

 
BlackRock Global Investors
 
Collective investment in the core Standard & Poor 500 index (large company stock) fund
 
152,738

 
BlackRock Global Investors
 
Collective investment in the core U.S. large company stock fund
 
156,449

 
Westwood Group***
 
Separate managed account in the core U.S. small-medium company stock fund
 
51,158

 
Jackson Square Partners***
 
Separate managed account in the core U.S. small-medium company stock fund
 
49,651

 
BlackRock Global Investors
 
Collective investment in the core U.S. small-medium company stock fund
 
109,894

 
Next Century***
 
Separate managed account in the core U.S. small-medium company stock fund
 
49,269

 
AJO Partners***
 
Separate managed account in the core U.S. small-medium company stock fund
 
55,458

 
Loomis Sayles***
 
Separate managed account in the core U.S. large company stock fund
 
146,149

 
Blackrock Global Investors
 
Collective Investment in core real assets fund
 
72,467

 
Blackrock Global Investors
 
Collective Investment in global real estate investment trust fund
 
24,211

 
Blackrock Global Investors
 
Collective Investment in short term treasury inflation protected securities fund
 
57,790

 
Blackrock Global Investors
 
Collective Investment in the commodities fund
 
22,610

 
 
 
Total common collective and separate managed funds
 
2,557,472

Self-directed brokerage accounts
 
Charles Schwab
 
Self-directed brokerage accounts
 
376,957

 
 
 
Total investments
 
4,030,786

Notes receivable from participants
* 
Notes receivable from participants
 
Loans with maturities varying from one to four years (or up to 15 years for purchase of a primary residence) and interest rates of 4.25% to 9.26%
 
84,033

 
 
 
Total
 
$
4,114,819

*  
Party-in-interest
** 
Investments are participant-directed; therefore, disclosure of cost is not required.
*** See investment details of the separate managed investments in the appendix of the Schedule of Assets.



17


Appendix of Schedule H - Schedule of Assets (Held at End of Year)
December 31, 2016
Edison 401(k) Savings Plan
 
 
 
EIN: 95-1240335
 
 
 
 
Plan Number: 002
 
 
 
 
 
 
 
(a)
(b)
 
(c)

(e)
 
Identity of Issuer, Borrower, Lessor, or Similar Party
 
Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value

Current Value
(in thousands)
 
PIMCO
 
ABBOTT LABORATORIES SR UNSECURED 11/19 2.35
 
$
200

 
 
 
ABBVIE INC SR UNSECURED 05/23 2.85
 
291

 
 
 
AETNA INC SR UNSECURED 11/24 3.5
 
558

 
 
 
AIR LEASE CORP SR UNSECURED 09/23 3
 
287

 
 
 
AIR LEASE CORP SR UNSECURED 01/20 2.125
 
493

 
 
 
FNMA TBA 30 YR 3 SINGLE FAMILY MORTGAGE
 
8,034

 
 
 
FNMA TBA 15 YR 3.5 SINGLE FAMILY MORTGAGE
 
1,042

 
 
 
FNMA TBA 30 YR 3.5 SINGLE FAMILY MORTGAGE
 
5,125

 
 
 
FNMA TBA 30 YR 3.5 SINGLE FAMILY MORTGAGE
 
10,234

 
 
 
FNMA TBA 30 YR 4 SINGLE FAMILY MORTGAGE
 
6,089

 
 
 
FNMA TBA 30 YR 4.5 SINGLE FAMILY MORTGAGE
 
3,008

 
 
 
ALLY FINANCIAL INC COMPANY GUAR 02/17 5.5
 
502

 
 
 
AMERICAN ELECTRIC POWER SR UNSECURED 12/17 1.65
 
300

 
 
 
AMERICAN TOWER CORP SR UNSECURED 01/22 2.25
 
287

 
 
 
AMERICREDIT AUTOMOBILE RECEIVA AMCAR 2016 1 A2A
 
121

 
 
 
AMGEN INC SR UNSECURED 05/19 2.2
 
655

 
 
 
MORGAN STANLEY/CASH COLL DOMESTIC MASTER FORWARD
 
260

 
 
 
VEREIT OPERATING PARTNER COMPANY GUAR 02/19 3
 
200

 
 
 
BANK OF AMERICA CORP SR UNSECURED 05/18 5.65
 
314

 
 
 
BANK OF AMERICA CORP SR UNSECURED 01/23 3.3
 
301

 
 
 
BANK OF NY MELLON CORP SR UNSECURED 10/23 VAR
 
305

 
 
 
BANK OF NOVA SCOTIA COVERED 04/21 1.875
 
488

 
 
 
BARCLAYS PLC SR UNSECURED 08/21 3.2
 
297

 
 
 
BARCLAYS BANK PLC
 
800

 
 
 
BEAR STEARNS ADJUSTABLE RATE M BSARM 2004 10 11A1
 
399

 
 
 
CIT GROUP INC SR UNSECURED 02/19 3.875
 
306

 
 
 
CSAIL COMMERCIAL MORTGAGE TRUS CSAIL 2015 C3 ASB
 
513

 
 
 
COUNTRYWIDE ALTERNATIVE LOAN T CWALT 2004 28CB 5A1
 
224

 
 
 
COUNTRYWIDE HOME LOANS CWHL 2004 HYB2 6A
 
203

 
 
 
CAPITAL ONE MULTI ASSET EXECUT COMET 2016 A1 A1
 
301

 
 
 
CARDINAL HEALTH INC SR UNSECURED 11/19 2.4
 
504

 
 
 
CHICAGO IL CHI 01/22 FIXED 5.63
 
200

 
 
 
CHICAGO IL CHI 01/42 FIXED OID 7.75
 
203

 
 
 
CITIGROUP INC SR UNSECURED 06/19 VAR
 
302

 
 
 
CITIGROUP INC SR UNSECURED 09/23 VAR
 
306

 
 
 
CITIGROUP MORTGAGE LOAN TRUST CMLTI 2005 8 3A1
 
260

 
 
 
CITIGROUP CAPITAL XIII PREFERRED STOCK 10/40 VAR
 
232

 
 
 
CONSTELLATION ENERGY GRO COMPANY GUAR 12/20 5.15
 
324

 
 
 
CRED SUIS GP FUN LTD COMPANY GUAR 09/22 3.8
 
605

 
 
 
CREDIT SUISSE NY
 
500


18


Appendix of Schedule H - Schedule of Assets (Held at End of Year)
December 31, 2016
Edison 401(k) Savings Plan
 
 
 
EIN: 95-1240335
 
 
 
 
Plan Number: 002
 
 
 
 
 
 
 
(a)
(b)
 
(c)

(e)
 
Identity of Issuer, Borrower, Lessor, or Similar Party
 
Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value

Current Value
(in thousands)
 
PIMCO
 
CROWN CASTLE INTL CORP SR UNSECURED 09/21 2.25
 
$
97

 
 
 
D.R. HORTON INC COMPANY GUAR 02/20 4
 
308

 
 
 
DEUTSCHE BANK AG SR UNSECURED 05/19 VAR
 
507

 
 
 
DISH DBS CORP COMPANY GUAR 04/18 4.25
 
1,436

 
 
 
ENERGY TRANSFER PARTNERS SR UNSECURED 12/45 6.125
 
106

 
 
 
EXPRESS SCRIPTS HOLDING COMPANY GUAR 07/23 3
 
194

 
 
 
FREDDIE MAC NOTES 09/18 1.15
 
499

 
 
 
FANNIE MAE NOTES 08/19 1.25
 
298

 
 
 
FANNIE MAE NOTES 05/18 0.875
 
100

 
 
 
FANNIE MAE NOTES 09/18 1.875
 
101

 
 
 
FANNIE MAE FNR 2012 55 PC
 
1,751

 
 
 
FANNIE MAE FNR 2015 38 DF
 
212

 
 
 
FANNIE MAE FNR 2015 87 BF
 
225

 
 
 
FNMA POOL 257290 FN 07/18 FIXED 4.5
 
182

 
 
 
FHLMC MULTIFAMILY STRUCTURED P FHMS KF11 A
 
387

 
 
 
FREDDIE MAC NOTES 10/19 1.25
 
596

 
 
 
FNMA POOL 469379 FN 11/21 FIXED 3.14
 
3,436

 
 
 
FNMA POOL 471600 FN 06/22 FIXED 2.64
 
296

 
 
 
FNMA POOL AH8434 FN 04/41 FIXED 5
 
15

 
 
 
FNMA POOL AL1983 FN 05/22 FIXED VAR
 
491

 
 
 
FNMA POOL AL5853 FN 05/44 FIXED VAR
 
692

 
 
 
FNMA POOL AL8946 FN 08/46 FIXED VAR
 
2,820

 
 
 
FNMA POOL AW3558 FN 05/29 FIXED 3
 
338

 
 
 
FNMA POOL 654528 FN 12/17 FIXED 4.5
 
14

 
 
 
FANNIE MAE FNR 2004 10 ZB
 
63

 
 
 
FREDDIE MAC FHR 2882 ZC
 
14

 
 
 
FNMA POOL 702657 FN 06/18 FIXED 4.5
 
33

 
 
 
FNMA POOL 725236 FN 03/34 FIXED VAR
 
11

 
 
 
FNMA POOL 888638 FN 09/37 FIXED VAR
 
304

 
 
 
FNMA POOL 894948 FN 08/36 FIXED 6
 
21

 
 
 
FNMA POOL 995279 FN 12/38 FIXED VAR
 
14

 
 
 
FNMA POOL AE0515 FN 04/40 FIXED VAR
 
24

 
 
 
FORD MOTOR CREDIT CO LLC SR UNSECURED 01/18 VAR
 
501

 
 
 
FORD MOTOR CREDIT CO LLC SR UNSECURED 01/21 3.2
 
300

 
 
 
GENERAL MOTORS FINL CO COMPANY GUAR 09/17 3
 
303

 
 
 
GENERAL MOTORS FINL CO COMPANY GUAR 07/21 3.2
 
198

 
 
 
GOLDMAN SACHS GROUP INC SR UNSECURED 07/24 3.85
 
970

 
 
 
GOLDMAN SACHS GROUP INC SR UNSECURED 12/17 VAR
 
1,003

 
 
 
GOVERNMENT NATIONAL MORTGAGE A GNR 2016 H11 F
 
297

 
 
 
GOVERNMENT NATIONAL MORTGAGE A GNR 2015 H16 FM
 
381


19


Appendix of Schedule H - Schedule of Assets (Held at End of Year)
December 31, 2016
Edison 401(k) Savings Plan
 
 
 
EIN: 95-1240335
 
 
 
 
Plan Number: 002
 
 
 
 
 
 
 
(a)
(b)
 
(c)
 
(e)
 
Identity of Issuer, Borrower, Lessor, or Similar Party
 
Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value
 
Current Value
(in thousands)
 
PIMCO
 
GOVERNMENT NATIONAL MORTGAGE A GNR 2015 H20 FB
 
$
192

 
 
 
GOVERNMENT NATIONAL MORTGAGE A GNR 2015 H20 FC
 
571

 
 
 
GOVERNMENT NATIONAL MORTGAGE A GNR 2015 H22 FC
 
472

 
 
 
GOVERNMENT NATIONAL MORTGAGE A GNR 2015 H30 FB
 
582

 
 
 
GOVERNMENT NATIONAL MORTGAGE A GNR 2015 H29 FA
 
752

 
 
 
HSBC HOLDINGS PLC SR UNSECURED 05/21 2.95
 
500

 
 
 
HSBC USA INC SR UNSECURED 08/18 VAR
 
500

 
 
 
HARRIS CORPORATION SR UNSECURED 12/20 4.4
 
316

 
 
 
HOSPITALITY PROPERTIES T SR UNSECURED 02/21 4.25
 
207

 
 
 
IMPAC SECURED ASSETS CORP. IMSA 2006 5 2A
 
202

 
 
 
INDYMAC INDA MORTGAGE LOAN TRU INDA 2005 AR1 3A1
 
391

 
 
 
INGRAM MICRO INC SR UNSECURED 12/24 5.45
 
235

 
 
 
INTL LEASE FINANCE CORP SR UNSECURED 09/17 8.875
 
105

 
 
 
INTL LEASE FINANCE CORP SR UNSECURED 03/17 8.75
 
304

 
 
 
INTL LEASE FINANCE CORP SR UNSECURED 05/19 6.25
 
215

 
 
 
INTL LEASE FINANCE CORP SR UNSECURED 01/22 8.625
 
240

 
 
 
JP MORGAN MORTGAGE TRUST JPMMT 2005 A5 2A2
 
1,015

 
 
 
JPMORGAN CHASE + CO SR UNSECURED 01/25 3.125
 
293

 
 
 
JPMORGAN CHASE + CO SR UNSECURED 03/21 VAR
 
309

 
 
 
JPMORGAN CHASE + CO SR UNSECURED 06/21 2.4
 
396

 
 
 
KLA TENCOR CORP SR UNSECURED 11/21 4.125
 
104

 
 
 
KLA TENCOR CORP SR UNSECURED 11/24 4.65
 
318

 
 
 
KINDER MORGAN INC/DELAWA COMPANY GUAR 12/19 3.05
 
101

 
 
 
KOREA DEVELOPMENT BANK SR UNSECURED 08/17 3.5
 
202

 
 
 
LAM RESEARCH CORP SR UNSECURED 03/25 3.8
 
501

 
 
 
MASTR ASSET BACKED SECURITIES MABS 2006 AM1 A3
 
159

 
 
 
MERRILL LYNCH MORTGAGE INVESTO MLMI 2003 A2 2A2
 
68

 
 
 
MLCC MORTGAGE INVESTORS INC MLCC 2004 G A1
 
78

 
 
 
MITSUBISHI UFJ FIN GRP SR UNSECURED 09/21 2.19
 
486

 
 
 
MITSUBISHITST+BNK CC
 
700

 
 
 
MIZUHO FINANCIAL GROUP SR UNSECURED 09/21 2.273
 
486

 
 
 
MIZUHO BANK LTD
 
300

 
 
 
MOLSON COORS BREWING CO COMPANY GUAR 07/21 2.1
 
97

 
 
 
MORGAN STANLEY SR UNSECURED 05/19 7.3
 
446

 
 
 
MORGAN STANLEY SR UNSECURED 10/24 3.7
 
379

 
 
 
NATIONAL AUSTRALIA BK/NY SR UNSECURED 07/21 1.875
 
387

 
 
 
NATIXIS NY
 
1,000

 
 
 
NAVIENT CORP SR UNSECURED 07/21 6.625
 
317

 
 
 
NEW JERSEY ST ECON DEV AUTH RE NJSDEV 06/21 FIXED 4.521
 
307

 
 
 
NORINCHUKIN BK
 
500


20


Appendix of Schedule H - Schedule of Assets (Held at End of Year)
December 31, 2016
Edison 401(k) Savings Plan
 
 
 
EIN: 95-1240335
 
 
 
 
Plan Number: 002
 
 
 
 
 
 
 
(a)
(b)
 
(c)
 
(e)
 
Identity of Issuer, Borrower, Lessor, or Similar Party
 
Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value
 
Current Value
(in thousands)
 
PIMCO
 
OMEGA HLTHCARE INVESTORS COMPANY GUAR 08/23 4.375
 
$
198

 
 
 
OWENS CORNING COMPANY GUAR 12/24 4.2
 
256

 
 
 
PETROBRAS GLOBAL FINANCE COMPANY GUAR 01/20 5.75
 
203

 
 
 
PETROBRAS GLOBAL FINANCE COMPANY GUAR 05/21 8.375
 
323

 
 
 
PIMCO FDS PAC INVT MGMT SER HIGH YIELD PORTFOLIO INSTL CL
 
2,337

 
 
 
PIMCO FDS SHORT TERM FLTG NAV MUTUAL FUND
 
169

 
 
 
PLAINS ALL AMER PIPELINE SR UNSECURED 11/24 3.6
 
287

 
 
 
RELX CAPITAL INC COMPANY GUAR 01/19 8.625
 
225

 
 
 
REGENCY ENERGY PART/FINA COMPANY GUAR 09/20 5.75
 
324

 
 
 
RESIDENTIAL ACCREDIT LOANS, IN RALI 2005 QA1 A1
 
182

 
 
 
SLC STUDENT LOAN TRUST SLCLT 2006 2 A5
 
732

 
 
 
SLM STUDENT LOAN TRUST SLMA 2005 3 A5
 
522

 
 
 
SLC STUDENT LOAN TRUST SLCLT 2010 1 A
 
76

 
 
 
SAN FRANCISCO CITY CNTY CA C SFOCTF 11/41 FIXED 6.487
 
1,870

 
 
 
SANTANDER BANK NA SR UNSECURED 01/18 VAR
 
1,076

 
 
 
SANTANDER UK GROUP HLDGS SR UNSECURED 08/21 2.875
 
196

 
 
 
SANTANDER DRIVE AUTO RECEIVABL SDART 2015 4 A2A
 
27

 
 
 
SHIRE ACQ INV IRELAND DA COMPANY GUAR 09/21 2.4
 
580

 
 
 
SOUTHWESTERN ENERGY CO SR UNSECURED 01/25 6.7
 
332

 
 
 
SPRINGLEAF FINANCE CORP COMPANY GUAR 12/19 5.25
 
403

 
 
 
SPRINT CAPITAL CORP COMPANY GUAR 05/19 6.9
 
318

 
 
 
STATE STREET BANK + TRUST CO SHORT TERM INVESTMENT FUND
 
12

 
 
 
STRUCTURED ADJUSTABLE RATE MOR SARM 2004 12 9A
 
349

 
 
 
STRUCTURED ADJUSTABLE RATE MOR SARM 2005 2 A2
 
105

 
 
 
STRUCTURED ASSET SECURITIES CO SASC 2004 13 2A1
 
490

 
 
 
SUMITOMO MITSUI FINL GRP SR UNSECURED 07/21 2.058
 
484

 
 
 
SUMITOMO MITSUI FINL GRP SR UNSECURED 10/21 2.442
 
394

 
 
 
SUMITOMO MITSUI BKG CORP
 
500

 
 
 
SUMITOMO TR & BKNG C
 
500

 
 
 
SYNCHRONY FINANCIAL SR UNSECURED 11/17 VAR
 
302

 
 
 
TELEFONICA EMISIONES SAU COMPANY GUAR 04/20 5.134
 
321

 
 
 
TEVA PHARMACEUTICALS NE COMPANY GUAR 07/23 2.8
 
284

 
 
 
THORNBURG MORTGAGE SECURITIES TMST 2006 5 A1
 
104

 
 
 
TIME WARNER CABLE LLC SR SECURED 04/19 8.25
 
562

 
 
 
UBS AG STAMFORD CT SR UNSECURED 06/17 VAR
 
801

 
 
 
UBS AG STAMFORD CT SR UNSECURED 06/20 VAR
 
300

 
 
 
TSY INFL IX N/B 04/28 3.625
 
5,895

 
 
 
TSY INFL IX N/B 01/25 2.375
 
2,429

 
 
 
TSY INFL IX N/B 01/28 1.75
 
258

 
 
 
TSY INFL IX N/B 01/29 2.5
 
543


21


Appendix of Schedule H - Schedule of Assets (Held at End of Year)
December 31, 2016
Edison 401(k) Savings Plan
 
 
 
EIN: 95-1240335
 
 
 
 
Plan Number: 002
 
 
 
 
 
 
 
(a)
(b)
 
(c)
 
(e)
 
Identity of Issuer, Borrower, Lessor, or Similar Party
 
Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value
 
Current Value
(in thousands)
 
PIMCO
 
US TREASURY N/B 02/40 4.625
 
$
1,022

 
 
 
US TREASURY N/B 05/40 4.375
 
371

 
 
 
TSY INFL IX N/B 02/42 0.75
 
101

 
 
 
US TREASURY N/B 05/42 3
 
397

 
 
 
US TREASURY N/B 08/42 2.75
 
189

 
 
 
US TREASURY N/B 11/42 2.75
 
1,322

 
 
 
US TREASURY N/B 05/43 2.875
 
193

 
 
 
US TREASURY N/B 05/44 3.375
 
4,136

 
 
 
US TREASURY N/B 08/44 3.125
 
4,656

 
 
 
US TREASURY N/B 11/44 3
 
2,766

 
 
 
TSY INFL IX N/B 02/45 0.75
 
483

 
 
 
US TREASURY N/B 05/45 3
 
296

 
 
 
TSY INFL IX N/B 02/46 1
 
2,008

 
 
 
US TREASURY N/B 08/26 1.5
 
1,854

 
 
 
US TREASURY N/B 08/21 1.125
 
4,155

 
 
 
TSY INFL IX N/B 04/19 0.125
 
104

 
 
 
TSY INFL IX N/B 01/25 0.25
 
261

 
 
 
TSY INFL IX N/B 04/20 0.125
 
(626
)
 
 
 
US TREASURY N/B 09/22 1.75
 
687

 
 
 
US TREASURY N/B 11/21 1.75
 
6,154

 
 
 
UNITEDHEALTH GROUP INC SR UNSECURED 12/19 2.3
 
605

 
 
 
UNIV OF CALIFORNIA CA REVENUES UNVHGR 07/41 FLOATING VAR
 
200

 
 
 
SWAP CCPC BANK OF AMERICA COC SWAP CASH COLLATERAL
 
220

 
 
 
VERIZON COMMUNICATIONS SR UNSECURED 09/23 5.15
 
1,548

 
 
 
VIACOM INC SR UNSECURED 12/19 2.75
 
599

 
 
 
CCBOSHUS6 BANK OF AMERICA CCPC CCBOSHUS6 BANK OF AMERICA CCPC
 
77

 
 
 
CCBOSZUS6 BOA CCPC COC CCBOSZUS6 BOA CCPC COC
 
153

 
 
 
WAMU MORTGAGE PASS THROUGH CER WAMU 2005 AR11 A1A
 
32

 
 
 
WAMU MORTGAGE PASS THROUGH CER WAMU 2005 AR2 2A21
 
330

 
 
 
CCBPGTUS0 FWCC BNP USD FORWARDS CASH COLLATERAL USD
 
453

 
 
 
ACTAVIS INC COMPANY GUAR 08/19 6.125
 
328

 
 
 
WELLS FARGO + COMPANY SR UNSECURED 12/20 2.55
 
501

 
 
 
WELLS FARGO MORTGAGE BACKED SE WFMBS 2003 E A1
 
289

 
 
 
WELLS FARGO HOME EQUITY TRUST WFHET 2005 2 M5
 
111

 
 
 
WELLS FARGO MORTGAGE BACKED SE WFMBS 2005 AR12 1A1
 
308

 
 
 
WELLS FARGO BANK NA SR UNSECURED 12/19 VAR
 
501

 
 
 
WESTPAC BANKING CORP SR UNSECURED 08/21 2
 
388

 
 
 
WILLIAMS PARTNERS LP SR UNSECURED 03/22 3.6
 
503

 
 
 
BOA FUTURES COC BOA FUTURES CCBOSXUS1
 
83

 
 
 
CCGSCZUS9 GOLDMAN SACH COC ICE CCP CCGSCZUS9 CASH COLL
 
751


22


Appendix of Schedule H - Schedule of Assets (Held at End of Year)
December 31, 2016
Edison 401(k) Savings Plan
 
 
 
EIN: 95-1240335
 
 
 
 
Plan Number: 002
 
 
 
 
 
 
 
(a)
(b)
 
(c)
 
(e)
 
Identity of Issuer, Borrower, Lessor, or Similar Party
 
Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value
 
Current Value
(in thousands)
 
PIMCO
 
EUROSAIL PLC ESAIL 2006 2X A2C REGS
 
$
281

 
 
 
ALBA PLC ALBA 2006 2 A3B REGS
 
241

 
 
 
RMAC SECURITIES PLC RMACS 2006 NS4X A3A REGS
 
323

 
 
 
SWAP GOLDMAN SACHS COC SWAP CASH COLLATERAL USD
 
270

 
 
 
SWPC02DJ8 CDS USD R F 1.00000
 
2,310

 
 
 
SWPC02DJ8 CDS USD P V 03MOTC
 
(2,300
)
 
 
 
SWPC02J45 CDS USD R F .11000 1 ABX
 
972

 
 
 
SWPC02J45 CDS USD P V 01MEVENT 2 ABX
 
(1,121
)
 
 
 
SWPC02J52 CDS USD R F .11000 1 ABX
 
278

 
 
 
SWPC02J52 CDS USD P V 01MEVENT 2 ABX
 
(320
)
 
 
 
SWPC31H95 CDS USD R F 5.00000 FIX CDXTRANCHE
 
113

 
 
 
SWPC31H95 CDS USD P V 03MEVENT FLO CDXTRANCHE
 
(100
)
 
 
 
SWPC31J02 CDS USD R F 5.00000 FIX CDXTRANCHE
 
283

 
 
 
SWPC31J02 CDS USD P V 03MEVENT FLO CDXTRANCHE
 
(250
)
 
 
 
BWU00D7P7 IRS USD R V 03MLIBOR CCP CME
 
8,700

 
 
 
BWU00D7P7 IRS USD P F 2.75000 CCP CME
 
(8,952
)
 
 
 
BWU00DAF5 IRS USD R V 03MLIBOR SWUV0DAF7 CCPVANILLA
 
2,800

 
 
 
BWU00DAF5 IRS USD P F 2.00000 SWU00DAF5 CCPVANILLA
 
(2,827
)
 
 
 
BWU00DAD0 IRS USD R V 03MLIBOR SWUV0DAD2 CCPVANILLA
 
5,100

 
 
 
BWU00DAD0 IRS USD P F 2.25000 SWU00DAD0 CCPVANILLA
 
(5,154
)
 
 
 
SWPC0AJI6 CDS USD R F 1.00000 FIX CORPORATE
 
269

 
 
 
SWPC0AJI6 CDS USD P V 03MEVENT FLO CORPORATE
 
(300
)
 
 
 
SWPC01RM8 CDS USD R F .08000 1 CMBX
 
21

 
 
 
SWPC01RM8 CDS USD P V 01MEVENT 2 CMBX
 
(21
)
 
 
 
SWPC0BBB7 CDS USD R F 1.00000 FIX CORPORATE
 
304

 
 
 
SWPC0BBB7 CDS USD P V 03MEVENT FLO CORPORATE
 
(300
)
 
 
 
BWU00FAL7 IRS USD R V 03MLIBOR SWUV0FAL9 CCPVANILLA
 
300

 
 
 
BWU00FAL7 IRS USD P F 2.50000 SWU00FAL7 CCPVANILLA
 
(294
)
 
 
 
BWU00FDQ3 IRS USD R V 03MLIBOR SWUV0FDQ5 CCPVANILLA
 
600

 
 
 
BWU00FDQ3 IRS USD P F 2.15000 SWU00FDQ3 CCPVANILLA
 
(593
)
 
 
 
BWU00FLJ0 IRS USD R V 03MLIBOR SWUV0FLJ2 CCPVANILLA
 
100

 
 
 
BWU00FLJ0 IRS USD P F 2.50000 SWU00FLJ0 CCPVANILLA
 
(97
)
 
 
 
SWPC0C0U5 CDS USD R F .50000 1 CMBX
 
497

 
 
 
SWPC0C0U5 CDS USD P V 01MEVENT 2 CMBX
 
(500
)
 
 
 
SWPC0C1D2 CDS USD R F .50000 1 CMBX
 
685

 
 
 
SWPC0C1D2 CDS USD P V 01MEVENT 2 CMBX
 
(700
)
 
 
 
BWU00FA94 IRS USD R V 03MLIBOR SWUV0FA96 CCPVANILLA
 
4,400

 
 
 
BWU00FA94 IRS USD P F 2.00000 SWU00FA94 CCPVANILLA
 
(4,420
)
 
 
 
BWU00H8N2 IRS USD R V 03MLIBOR SWUV0H8N4 CCPVANILLA
 
25,000

 
 
 
BWU00H8N2 IRS USD P F 1.50000 SWU00H8N2 CCPVANILLA
 
(24,881
)

23


Appendix of Schedule H - Schedule of Assets (Held at End of Year)
December 31, 2016
Edison 401(k) Savings Plan
 
 
 
EIN: 95-1240335
 
 
 
 
Plan Number: 002
 
 
 
 
 
 
 
(a)
(b)
 
(c)
 
(e)
 
Identity of Issuer, Borrower, Lessor, or Similar Party
 
Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value
 
Current Value
(in thousands)
 
PIMCO
 
SWPC0CHQ6 CDS USD R F 1.00000 1 CCPCDX
 
$
2,847

 
 
 
SWPC0CHQ6 CDS USD P V 03MEVENT 2 CCPCDX
 
(2,800
)
 
 
 
SWPC0CRI3 CDS USD R F 1.00000 FIX SOVEREIGN
 
98

 
 
 
SWPC0CRI3 CDS USD P V 03MEVENT FLO SOVEREIGN
 
(100
)
 
 
 
SWPC0D819 CDS USD R F 1.00000 FIX SOVEREIGN
 
591

 
 
 
SWPC0D819 CDS USD P V 03MEVENT FLO SOVEREIGN
 
(600
)
 
 
 
BWU00INI4 IRS USD R V 03MLIBOR SWUV0INI6 CCPVANILLA
 
300

 
 
 
BWU00INI4 IRS USD P F 2.25000 SWU00INI4 CCPVANILLA
 
(276
)
 
 
 
BWU00INB9 IRS USD R V 03MLIBOR SWUV0INB1 CCPVANILLA
 
5,900

 
 
 
BWU00INB9 IRS USD P F 1.75000 SWU00INB9 CCPVANILLA
 
(5,586
)
 
 
 
SWPC0CJV3 CDS USD R F 1.00000 FIX SOVEREIGN
 
394

 
 
 
SWPC0CJV3 CDS USD P V 03MEVENT FLO SOVEREIGN
 
(400
)
 
 
 
BWU00IN03 IRS USD R V 03MLIBOR SWUV0IN05 CCPVANILLA
 
4,800

 
 
 
BWU00IN03 IRS USD P F 1.25000 SWU00IN03 CCPVANILLA
 
(4,782
)
 
 
 
BWU00ISZ1 IRS USD R V 03MLIBOR SWUV0ISZ3 CCPVANILLA
 
3,300

 
 
 
BWU00ISZ1 IRS USD P F 1.45000 SWU00ISZ1 CCPVANILLA
 
(3,243
)
 
 
 
SWPC0DDN5 CDS EUR R F 1.00000 FIX CORPORATE
 
317

 
 
 
SWPC0DDN5 CDS EUR P V 03MEVENT FLO CORPORATE
 
(316
)
 
 
 
SWPC0DSY5 CDS EUR R F 1.00000 1 CCPITRAXX
 
1,924

 
 
 
SWPC0DSY5 CDS EUR P V 03MEVENT 2 CCPITRAXX
 
(1,899
)
 
 
 
SWPC0DTU2 CDS USD R F 1.00000 1 CCPCDX
 
1,472

 
 
 
SWPC0DTU2 CDS USD P V 03MEVENT 2 CCPCDX
 
(1,450
)
 
 
 
SWPC0DU30 CDS USD R F 1.00000 1 CCPCORPORATE
 
302

 
 
 
SWPC0DU30 CDS USD P V 03MEVENT 2 CCPCORPORATE
 
(300
)
 
 
 
SWPC0DZ35 CDS USD R F 1.00000 1 CCPCORPORATE
 
591

 
 
 
SWPC0DZ35 CDS USD P V 03MEVENT 2 CCPCORPORATE
 
(600
)
 
 
 
SWPC0E0E7 CDS EUR R F 1.00000 FIX CORPORATE
 
104

 
 
 
SWPC0E0E7 CDS EUR P V 03MEVENT FLO CORPORATE
 
(105
)
 
 
 
SWPC0E0B3 CDS EUR R F 1.00000 FIX CORPORATE
 
317

 
 
 
SWPC0E0B3 CDS EUR P V 03MEVENT FLO CORPORATE
 
(316
)
 
 
 
SWPC0E0D9 CDS EUR R F 1.00000 FIX CORPORATE
 
104

 
 
 
SWPC0E0D9 CDS EUR P V 03MEVENT FLO CORPORATE
 
(105
)
 
 
 
SWPCCDX67 CDS USD R F 5.00000 FIX CDXTRANCHE
 
56

 
 
 
SWPCCDX67 CDS USD P V 03MEVENT FLO CDXTRANCHE
 
(50
)
 
 
 
SWPCCDX75 CDS USD R F 5.00000 FIX CDXTRANCHE
 
113

 
 
 
SWPCCDX75 CDS USD P V 03MEVENT FLO CDXTRANCHE
 
(100
)
 
 
 
SWPC47A4E CDS USD R F 1.00000 FIX CORPORATE
 
99

 
 
 
SWPC47A4E CDS USD P V 03MEVENT FLO CORPORATE
 
(100
)
 
 
 
SWPC7DAF8 CDS USD R F 1.00000 FIX CORPORATE
 
99

 
 
 
SWPC7DAF8 CDS USD P V 03MEVENT FLO CORPORATE
 
(100
)

24


Appendix of Schedule H - Schedule of Assets (Held at End of Year)
December 31, 2016
Edison 401(k) Savings Plan
 
 
 
EIN: 95-1240335
 
 
 
 
Plan Number: 002
 
 
 
 
 
 
 
(a)
(b)
 
(c)
 
(e)
 
Identity of Issuer, Borrower, Lessor, or Similar Party
 
Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value
 
Current Value
(in thousands)
 
PIMCO
 
SWPC0E4G8 CDS USD R F 5.00000 1 CCPCORPORATE
 
$
216

 
 
 
SWPC0E4G8 CDS USD P V 03MEVENT 2 CCPCORPORATE
 
(200
)
 
 
 
SWPC0EAN6 CDS USD R F 5.00000 1 CCPCORPORATE
 
108

 
 
 
SWPC0EAN6 CDS USD P V 03MEVENT 2 CCPCORPORATE
 
(100
)
 
 
 
BWU00IN78 IRS USD R V 03MLIBOR SWUV0IN70 CCPVANILLA
 
2,600

 
 
 
BWU00IN78 IRS USD P F 1.50000 SWU00IN78 CCPVANILLA
 
(2,542
)
 
 
 
SWPC0E882 CDS USD R F 1.00000 1 CCPCORPORATE
 
203

 
 
 
SWPC0E882 CDS USD P V 03MEVENT 2 CCPCORPORATE
 
(200
)
 
 
 
SWPC0DQH4 CDS USD R F 1.00000 1 CCPCORPORATE
 
302

 
 
 
SWPC0DQH4 CDS USD P V 03MEVENT 2 CCPCORPORATE
 
(300
)
 
 
 
SWPC0EE85 CDS EUR R F 1.00000 1 CCPCORPORATE
 
319

 
 
 
SWPC0EE85 CDS EUR P V 03MEVENT 2 CCPCORPORATE
 
(316
)
 
 
 
SWPC0EN28 CDS USD R F 1.00000 FIX SOVEREIGN
 
196

 
 
 
SWPC0EN28 CDS USD P V 03MEVENT FLO SOVEREIGN
 
(200
)
 
 
 
SWPC0EHW9 CDS EUR R F 1.00000 1 CCPCORPORATE
 
318

 
 
 
SWPC0EHW9 CDS EUR P V 03MEVENT 2 CCPCORPORATE
 
(316
)
 
 
 
90DAY EUR FUTR DEC17 XCME 20171218
 
(1,723
)
 
 
 
90DAY EUR FUTR SEP17 XCME 20170918
 
(10,111
)
 
 
 
90DAY EUR FUTR MAR18 XCME 20180319
 
(1,230
)
 
 
 
90DAY EUR FUTR SEP18 XCME 20180917
 
(4,906
)
 
 
 
90DAY STERLING FU SEP17 IFLL 20170920
 
(1,999
)
 
 
 
317U393M9 IRO USD 5Y P 2.25000 OCT19 2.25 PUT
 
(271
)
 
 
 
317U394M8 IRO USD 30Y P 2.5400 OCT19 2.54 PUT
 
206

 
 
 
317U516M1 IRO USD 5Y P 2.75000 NOV19 2.75 PUT
 
(180
)
 
 
 
317U517M0 IRO USD 30Y P 2.9000 NOV19 2.90 PUT
 
139

 
 
 
317U540M1 IRO USD 2Y C 1.65000 NOV18 1.65 CALL
 
21

 
 
 
317U541M0 IRO USD 10Y C 2.0000 NOV18 2 CALL
 
(20
)
 
 
 
317U550M8 IRO USD 10Y GLM FEB17 2.4 PUT
 
(2
)
 
 
 
317U724M9 IRO USD 5Y P 3.75000 DEC19 3.75 PUT
 
(45
)
 
 
 
317U725M8 IRO USD 30Y P 3.6300 DEC19 3.63 PUT
 
45

 
 
 
ROYAL BK OF SCOTLAND PLC SUBORDINATED REGS 03/22 VAR
 
203

 
 
 
KBC BANK NV SUBORDINATED REGS 01/23 VAR
 
211

 
 
 
WIND ACQUISITION FIN SA SR SECURED REGS 07/20 VAR
 
211

 
 
 
REALKREDIT DANMARK COVERED 04/17 1
 
2,319

 
 
 
90DAY STERLING FU MAR18 IFLL 20180321
 
(5,993
)
 
 
 
US 5YR NOTE (CBT) MAR17 XCBT 20170331
 
16,355

 
 
 
US LONG BOND(CBT) MAR17 XCBT 20170322
 
1,055

 
 
 
US 10YR NOTE (CBT)MAR17 XCBT 20170322
 
6,835

 
 
 
AUBURN SECURITIES PLC AUBN 5 A2 REGS
 
189

 
 
 
TESCO PLC SR UNSECURED 03/23 5
 
533


25




Appendix of Schedule H - Schedule of Assets (Held at End of Year)
December 31, 2016
Edison 401(k) Savings Plan
 
 
 
EIN: 95-1240335
 
 
 
 
Plan Number: 002
 
 
 
 
 
 
 
(a)
(b)
 
(c)
 
(e)
 
Identity of Issuer, Borrower, Lessor, or Similar Party
 
Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value
 
Current Value
(in thousands)
 
PIMCO
 
BLUESTONE SECURITIES PLC BLST 2006 1 A1 REGS
 
$
312

 
 
 
NEWGATE FUNDING PLC NGATE 2006 3X A3A REGS
 
295

 
 
 
COOPERATIEVE RABOBANK UA JR SUBORDINA REGS 11/49 VAR
 
513

 
 
 
VALEANT PHARMACEUTICALS COMPANY GUAR REGS 05/23 4.5
 
152

 
 
 
CANADIAN DOLLAR
 
1

 
 
 
EURO CURRENCY
 
21

 
 
 
POUND STERLING
 
142

 
 
 
NEW ISRAELI SHEQEL
 
1

 
 
 
JAPANESE YEN
 
1

 
 
 
 Total PIMCO
 
$
148,208

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Dodge & Cox
 
TIME WARNER INC COMPANY GUAR 04/31 7.625
 
644

 
 
 
TIME WARNER INC COMPANY GUAR 05/32 7.7
 
366

 
 
 
AT+T CORP COMPANY GUAR 11/31 8.25
 
139

 
 
 
AT+T INC SR UNSECURED 02/39 6.55
 
579

 
 
 
AT+T INC SR UNSECURED 05/25 3.4
 
410

 
 
 
AT+T INC SR UNSECURED 05/46 4.75
 
142

 
 
 
AT+T INC SR UNSECURED 02/47 5.65
 
214

 
 
 
ACTAVIS FUNDING SCS COMPANY GUAR 03/22 3.45
 
279

 
 
 
ACTAVIS FUNDING SCS COMPANY GUAR 03/25 3.8
 
200

 
 
 
AT+T INC SR UNSECURED 09/40 5.35
 
180

 
 
 
BNP PARIBAS COMPANY GUAR 10/24 4.25
 
1,028

 
 
 
BAC CAPITAL TRUST XI LIMITD GUARA 05/36 6.625
 
608

 
 
 
BANK OF AMERICA CORP SR UNSECURED 06/19 7.625
 
466

 
 
 
BANK OF AMERICA CORP SR UNSECURED 07/20 5.625
 
302

 
 
 
BANK OF AMERICA CORP SUBORDINATED 08/24 4.2
 
494

 
 
 
BARCLAYS PLC SUBORDINATED 09/24 4.375
 
496

 
 
 
BOSTON PROPERTIES LP SR UNSECURED 05/21 4.125
 
634

 
 
 
BOSTON PROPERTIES LP SR UNSECURED 09/23 3.125
 
343

 
 
 
BURLINGTN NORTH SANTA FE SR UNSECURED 06/21 4.1
 
959

 
 
 
CIGNA CORP SR UNSECURED 06/20 5.125
 
569

 
 
 
CIGNA CORP SR UNSECURED 03/41 5.875
 
172

 
 
 
CALIFORNIA ST CAS 10/39 FIXED 7.3
 
248

 
 
 
CALIFORNIA ST CAS 03/40 FIXED 7.625
 
1,428

 
 
 
CAPITAL ONE FINANCIAL CO SR UNSECURED 07/21 4.75
 
784



26


Appendix of Schedule H - Schedule of Assets (Held at End of Year)
December 31, 2016
Edison 401(k) Savings Plan
 
 
 
EIN: 95-1240335
 
 
 
 
Plan Number: 002
 
 
 
 
 
 
 
(a)
(b)
 
(c)
 
(e)
 
Identity of Issuer, Borrower, Lessor, or Similar Party
 
Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value
 
Current Value
(in thousands)
 
Dodge & Cox
 
CAPITAL ONE FINANCIAL CO SR UNSECURED 02/25 3.2
 
$
267

 
 
 
CAPITAL ONE FINANCIAL CO SUBORDINATED 10/25 4.2
 
251

 
 
 
CHASE ISSUANCE TRUST CHAIT 2015 A2 A2
 
602

 
 
 
CITIGROUP CAPITAL XIII PREFERRED STOCK 10/40 VAR
 
945

 
 
 
COMCAST CORP COMPANY GUAR 02/18 5.875
 
262

 
 
 
CONOCOPHILLIPS COMPANY COMPANY GUAR 11/24 3.35
 
969

 
 
 
COX COMMUNICATIONS INC SR UNSECURED 08/28 6.8
 
625

 
 
 
DOMINION RESOURCES INC JR SUBORDINA 04/21 VAR
 
156

 
 
 
DOMINION RESOURCES INC JR SUBORDINA 07/19 VAR
 
127

 
 
 
DOMINION RESOURCES INC JR SUBORDINA 10/54 VAR
 
487

 
 
 
DOW CHEMICAL CO/THE SR UNSECURED 11/29 7.375
 
361

 
 
 
DOW CHEMICAL CO/THE SR UNSECURED 05/39 9.4
 
388

 
 
 
ERP OPERATING LP SR UNSECURED 12/21 4.625
 
98

 
 
 
ERP OPERATING LP SR UNSECURED 04/23 3
 
567

 
 
 
FED HM LN PC POOL G30689 FG 07/32 FIXED 4.5
 
2,543

 
 
 
FED HM LN PC POOL G01976 FG 12/33 FIXED 6
 
116

 
 
 
FED HM LN PC POOL G07338 FG 10/38 FIXED 6
 
98

 
 
 
FED HM LN PC POOL G07480 FG 05/39 FIXED 6
 
532

 
 
 
FED HM LN PC POOL G07598 FG 11/43 FIXED 4.5
 
141

 
 
 
FED HM LN PC POOL G07857 FG 04/40 FIXED 4.5
 
1,798

 
 
 
FED HM LN PC POOL G12511 FG 02/22 FIXED 6
 
461

 
 
 
FED HM LN PC POOL G13824 FG 12/24 FIXED 5.5
 
404

 
 
 
FED HM LN PC POOL G14585 FG 10/26 FIXED 4
 
502

 
 
 
FED HM LN PC POOL G14678 FG 12/26 FIXED 4
 
145

 
 
 
FED HM LN PC POOL G15257 FG 05/27 FIXED 4
 
207

 
 
 
FED HM LN PC POOL 1G2201 FH 09/37 FLOATING VAR
 
85

 
 
 
FED HM LN PC POOL 849254 FH 01/42 FLOATING VAR
 
222

 
 
 
FED HM LN PC POOL 849330 FH 05/44 FLOATING VAR
 
438

 
 
 
FED HM LN PC POOL 849505 FH 10/44 FLOATING VAR
 
3,002

 
 
 
FED HM LN PC POOL 849536 FH 11/44 FLOATING VAR
 
549

 
 
 
FED HM LN PC POOL Q02552 FG 08/41 FIXED 4.5
 
114

 
 
 
FED HM LN PC POOL Q03086 FG 09/41 FIXED 4.5
 
271

 
 
 
FED HM LN PC POOL V80953 FG 01/44 FIXED 4.5
 
239

 
 
 
FEDEX CORP 1998 PASS TST PASS THRU CE 07/23 6.72
 
351

 
 
 
FED HM LN PC POOL G60034 FG 02/45 FIXED 4.5
 
180

 
 
 
FED HM LN PC POOL G60153 FG 10/44 FIXED 4.5
 
363

 
 
 
FED HM LN PC POOL G60384 FG 12/45 FIXED 4.5
 
569

 
 
 
FANNIE MAE FNR 2013 106 MA
 
164

 
 
 
FANNIEMAE ACES FNA 2014 M13 ASQ2
 
147

 
 
 
FREDDIE MAC FHR 4283 EW
 
898


27


Appendix of Schedule H - Schedule of Assets (Held at End of Year)
December 31, 2016
Edison 401(k) Savings Plan
 
 
 
EIN: 95-1240335
 
 
 
 
Plan Number: 002
 
 
 
 
 
 
 
(a)
(b)
 
(c)
 
(e)
 
Identity of Issuer, Borrower, Lessor, or Similar Party
 
Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value
 
Current Value
(in thousands)
 
Dodge & Cox
 
FREDDIE MAC FHR 4310 FA
 
$
1,180

 
 
 
FNMA POOL 467786 FN 04/18 FIXED 3.81
 
678

 
 
 
FNMA POOL AL0238 FN 03/26 FIXED VAR
 
2,162

 
 
 
FNMA POOL AL1845 FN 06/39 FLOATING VAR
 
81

 
 
 
FNMA POOL AL3997 FN 09/41 FLOATING VAR
 
188

 
 
 
FNMA POOL AL6209 FN 07/21 FIXED VAR
 
113

 
 
 
FNMA POOL AL6240 FN 12/44 FLOATING VAR
 
1,567

 
 
 
FNMA POOL AL5957 FN 05/27 FIXED VAR
 
479

 
 
 
FNMA POOL AL7147 FN 02/45 FIXED VAR
 
220

 
 
 
FNMA POOL AL6377 FN 01/45 FLOATING VAR
 
515

 
 
 
FNMA POOL AL6872 FN 05/45 FLOATING VAR
 
608

 
 
 
FNMA POOL AL7205 FN 12/29 FIXED VAR
 
249

 
 
 
FNMA POOL AL7384 FN 09/45 FIXED VAR
 
430

 
 
 
FNMA POOL AL9096 FN 10/42 FIXED VAR
 
795

 
 
 
FNMA POOL AL9407 FN 09/42 FIXED VAR
 
240

 
 
 
FNMA POOL AL8830 FN 10/34 FIXED VAR
 
1,113

 
 
 
FNMA POOL AL8816 FN 09/45 FIXED VAR
 
954

 
 
 
FNMA POOL AS5602 FN 08/45 FIXED 4.5
 
702

 
 
 
FNMA POOL AW4688 FN 05/44 FLOATING VAR
 
223

 
 
 
FANNIE MAE FNR 2005 87 FB
 
507

 
 
 
FREDDIE MAC FHR 2957 VZ
 
509

 
 
 
FANNIE MAE FNR 2009 66 ET
 
96

 
 
 
FREDDIE MAC REFERENCE REMIC FHRR R008 ZA
 
151

 
 
 
FANNIE MAE FNR 2007 50 DZ
 
239

 
 
 
FNMA POOL 704235 FN 05/33 FIXED 5.5
 
66

 
 
 
FNMA POOL 725228 FN 03/34 FIXED VAR
 
2

 
 
 
FNMA POOL 725229 FN 03/34 FIXED VAR
 
123

 
 
 
FNMA POOL 735503 FN 04/35 FIXED VAR
 
3

 
 
 
FNMA POOL BF0045 FN 03/52 FIXED 4.5
 
1,001

 
 
 
FNMA POOL 888368 FN 03/37 FIXED VAR
 
564

 
 
 
FNMA POOL 888560 FN 11/35 FIXED VAR
 
122

 
 
 
FNMA POOL 889072 FN 12/37 FIXED VAR
 
414

 
 
 
MACYS RETAIL HLDGS INC COMPANY GUAR 04/29 6.9
 
85

 
 
 
FNMA POOL 889984 FN 10/38 FIXED VAR
 
378

 
 
 
FNMA POOL 965097 FN 09/38 FLOATING VAR
 
233

 
 
 
FNMA POOL 976853 FN 11/29 FIXED 5.5
 
229

 
 
 
FNMA POOL 995006 FN 10/38 FLOATING VAR
 
83

 
 
 
FNMA POOL 995051 FN 03/37 FIXED VAR
 
98

 
 
 
FNMA POOL AB1763 FN 11/30 FIXED 4
 
76

 
 
 
FNMA POOL AB3301 FN 07/26 FIXED 4
 
81


28


Appendix of Schedule H - Schedule of Assets (Held at End of Year)
December 31, 2016
Edison 401(k) Savings Plan
 
 
 
EIN: 95-1240335
 
 
 
 
Plan Number: 002
 
 
 
 
 
 
 
(a)
(b)
 
(c)
 
(e)
 
Identity of Issuer, Borrower, Lessor, or Similar Party
 
Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value
 
Current Value
(in thousands)
 
Dodge & Cox
 
FNMA POOL MA0792 FN 07/31 FIXED 4.5
 
$
641

 
 
 
FNMA POOL MA2118 FN 12/44 FIXED 4
 
599

 
 
 
FNMA POOL MA2508 FN 01/36 FIXED 4
 
430

 
 
 
FNMA POOL AD0198 FN 09/38 FIXED VAR
 
101

 
 
 
FNMA POOL AD0244 FN 10/24 FIXED VAR
 
599

 
 
 
FORD MOTOR CREDIT CO LLC SR UNSECURED 08/21 5.875
 
1,187

 
 
 
HSBC HOLDINGS PLC SUBORDINATED 05/36 6.5
 
277

 
 
 
HSBC HOLDINGS PLC SUBORDINATED 09/37 6.5
 
1,023

 
 
 
HSBC HOLDINGS PLC SR UNSECURED 04/21 5.1
 
189

 
 
 
HSBC HOLDINGS PLC SR UNSECURED 03/26 4.3
 
207

 
 
 
ILLINOIS ST ILS 06/33 FIXED 5.1
 
464

 
 
 
ILLINOIS ST ILS 03/17 FIXED 5.365
 
679

 
 
 
ILLINOIS ST ILS 03/18 FIXED 5.665
 
362

 
 
 
JPMORGAN CHASE + CO SUBORDINATED 05/23 3.375
 
498

 
 
 
KINDER MORGAN ENER PART COMPANY GUAR 03/43 5
 
241

 
 
 
KINDER MORGAN ENER PART COMPANY GUAR 02/24 4.15
 
710

 
 
 
KINDER MORGAN ENER PART COMPANY GUAR 03/44 5.5
 
586

 
 
 
KINDER MORGAN ENER PART COMPANY GUAR 09/44 5.4
 
324

 
 
 
LLOYDS BANKING GROUP PLC SUBORDINATED 11/24 4.5
 
483

 
 
 
LLOYDS BANKING GROUP PLC SUBORDINATED 03/26 4.65
 
203

 
 
 
MACYS RETAIL HLDGS INC COMPANY GUAR 12/34 4.5
 
89

 
 
 
MACYS RETAIL HLDGS INC COMPANY GUAR 07/24 6.65
 
1,217

 
 
 
NEW JERSEY ST TURNPIKE AUTH NJSTRN 01/41 FIXED 7.102
 
455

 
 
 
NOKIA OYJ SR UNSECURED 05/19 5.375
 
343

 
 
 
NORDSTROM INC SR UNSECURED 01/18 6.25
 
262

 
 
 
PETROLEOS MEXICANOS COMPANY GUAR 06/35 6.625
 
862

 
 
 
PETROBRAS GLOBAL FINANCE COMPANY GUAR 01/21 5.375
 
220

 
 
 
PETROBRAS GLOBAL FINANCE COMPANY GUAR 05/23 4.375
 
87

 
 
 
PETROBRAS GLOBAL FINANCE COMPANY GUAR 03/24 6.25
 
715

 
 
 
PETROLEOS MEXICANOS COMPANY GUAR 01/24 4.875
 
436

 
 
 
PETROLEOS MEXICANOS COMPANY GUAR 01/45 6.375
 
114

 
 
 
RELX CAPITAL INC COMPANY GUAR 01/19 8.625
 
674

 
 
 
ROYAL BK SCOTLND GRP PLC SUBORDINATED 12/23 6
 
545

 
 
 
ROYAL BK SCOTLND GRP PLC SUBORDINATED 12/22 6.125
 
744

 
 
 
NAVIENT CORP SR UNSECURED 06/18 8.45
 
571

 
 
 
NAVIENT CORP SR UNSECURED 09/17 4.625
 
51

 
 
 
STATE STREET BANK + TRUST CO SHORT TERM INVESTMENT FUND
 
3,144

 
 
 
TELECOM ITALIA CAPITAL COMPANY GUAR 06/19 7.175
 
703

 
 
 
TELECOM ITALIA CAPITAL COMPANY GUAR 07/36 7.2
 
222

 
 
 
TELECOM ITALIA CAPITAL COMPANY GUAR 06/18 6.999
 
320


29


Appendix of Schedule H - Schedule of Assets (Held at End of Year)
December 31, 2016
Edison 401(k) Savings Plan
 
 
 
EIN: 95-1240335
 
 
 
 
Plan Number: 002
 
 
 
 
 
 
 
(a)
(b)
 
(c)
 
(e)
 
Identity of Issuer, Borrower, Lessor, or Similar Party
 
Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value
 
Current Value
(in thousands)
 
Dodge & Cox
 
TELECOM ITALIA CAPITAL COMPANY GUAR 06/38 7.721
 
$
208

 
 
 
TIME WARNER CABLE LLC SR SECURED 05/37 6.55
 
283

 
 
 
TIME WARNER CABLE LLC SR SECURED 04/19 8.25
 
1,320

 
 
 
TIME WARNER CABLE LLC SR SECURED 06/39 6.75
 
262

 
 
 
TRANSCANADA TRUST COMPANY GUAR 05/75 VAR
 
480

 
 
 
TRANSCANADA TRUST COMPANY GUAR 08/76 VAR
 
208

 
 
 
21ST CENTURY FOX AMERICA COMPANY GUAR 03/37 6.15
 
176

 
 
 
21ST CENTURY FOX AMERICA COMPANY GUAR 11/37 6.65
 
277

 
 
 
UNUM GROUP SR UNSECURED 12/28 6.75
 
254

 
 
 
UNION PACIFIC RR CO 07 3 PASS THRU CE 01/31 6.176
 
526

 
 
 
US TREASURY N/B 09/19 0.875
 
913

 
 
 
US TREASURY N/B 03/19 1.625
 
2,268

 
 
 
US TREASURY N/B 09/20 1.375
 
989

 
 
 
US TREASURY N/B 11/17 0.875
 
485

 
 
 
US TREASURY N/B 11/20 1.625
 
2,286

 
 
 
US TREASURY N/B 12/20 1.75
 
2,504

 
 
 
US TREASURY N/B 09/21 1.125
 
1,495

 
 
 
US TREASURY N/B 10/21 1.25
 
1,794

 
 
 
US TREASURY N/B 02/18 0.75
 
3,991

 
 
 
US TREASURY N/B 05/19 1.5
 
326

 
 
 
US TREASURY N/B 07/19 1.625
 
1,435

 
 
 
US TREASURY N/B 06/20 1.625
 
1,881

 
 
 
VERIZON COMMUNICATIONS SR UNSECURED 09/43 6.55
 
1,343

 
 
 
VERIZON COMMUNICATIONS SR UNSECURED 01/36 4.272
 
479

 
 
 
VULCAN MATERIALS CO SR UNSECURED 06/21 7.5
 
465

 
 
 
WELLS FARGO + COMPANY SR UNSECURED 04/21 4.6
 
322

 
 
 
WELLS FARGO + COMPANY SUBORDINATED 07/27 4.3
 
489

 
 
 
WELLS FARGO BANK NA SR UNSECURED 12/19 2.15
 
625

 
 
 
WELLS FARGO BANK NA SR UNSECURED 12/19 VAR
 
326

 
 
 
XEROX CORPORATION SR UNSECURED 02/17 6.75
 
527

 
 
 
XEROX CORPORATION SR UNSECURED 05/21 4.5
 
962

 
 
 
ZOETIS INC SR UNSECURED 11/20 3.45
 
154

 
 
 
ZOETIS INC SR UNSECURED 11/25 4.5
 
318

 
 
 
Total Dodge & Cox
 
101,832

 
 
 
 
 
 
 
 
 
 
 
 
 
Jackson Square Partners
 
ABIOMED INC COMMON STOCK USD.01
 
1,636

 
 
 
AFFILIATED MANAGERS GROUP COMMON STOCK USD.01
 
1,432

 
 
 
ARISTA NETWORKS INC COMMON STOCK USD.0001
 
780

 
 
 
ATHENAHEALTH INC COMMON STOCK USD.01
 
812


30


Appendix of Schedule H - Schedule of Assets (Held at End of Year)
December 31, 2016
Edison 401(k) Savings Plan
 
 
 
EIN: 95-1240335
 
 
 
 
Plan Number: 002
 
 
 
 
 
 
 
(a)
(b)
 
(c)
 
(e)
 
Identity of Issuer, Borrower, Lessor, or Similar Party
 
Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value
 
Current Value
(in thousands)
 
Jackson Square Partners
 
BIO TECHNE CORP COMMON STOCK USD.01
 
$
2,356

 
 
 
BLACKBAUD INC COMMON STOCK USD.001
 
2,459

 
 
 
DINEEQUITY INC COMMON STOCK USD.01
 
1,987

 
 
 
DUNKIN BRANDS GROUP INC COMMON STOCK USD.001
 
2,194

 
 
 
ELLIE MAE INC COMMON STOCK USD.0001
 
564

 
 
 
EQUITY COMMONWEALTH REIT USD.01
 
2,892

 
 
 
EXPEDITORS INTL WASH INC COMMON STOCK USD.01
 
1,364

 
 
 
GRACO INC COMMON STOCK USD1.0
 
2,035

 
 
 
J2 GLOBAL INC COMMON STOCK USD.01
 
2,644

 
 
 
LENDINGCLUB CORP COMMON STOCK USD.01
 
788

 
 
 
LENDINGTREE INC COMMON STOCK USD.01
 
1,300

 
 
 
LIBERTY TRIPADVISOR HDG A COMMON STOCK USD.01
 
1,790

 
 
 
MSCI INC COMMON STOCK USD.01
 
1,511

 
 
 
NIC INC COMMON STOCK
 
808

 
 
 
OUTFRONT MEDIA INC REIT USD.01
 
1,956

 
 
 
PANDORA MEDIA INC COMMON STOCK USD.0001
 
1,666

 
 
 
PAYCOM SOFTWARE INC COMMON STOCK USD.01
 
1,083

 
 
 
QUOTIENT TECHNOLOGY INC COMMON STOCK USD.00001
 
513

 
 
 
SALLY BEAUTY HOLDINGS INC COMMON STOCK USD.01
 
2,710

 
 
 
SHUTTERSTOCK INC COMMON STOCK USD.01
 
972

 
 
 
STATE STREET BANK + TRUST CO SHORT TERM INVESTMENT FUND
 
1,674

 
 
 
VERIFONE SYSTEMS INC COMMON STOCK USD.01
 
1,366

 
 
 
WISDOMTREE INVESTMENTS INC COMMON STOCK USD.01
 
835

 
 
 
YELP INC COMMON STOCK USD.000001
 
1,247

 
 
 
ZEBRA TECHNOLOGIES CORP CL A COMMON STOCK USD.01
 
2,415

 
 
 
LOGITECH INTERNATIONAL REG COMMON STOCK CHF.25
 
2,304

 
 
 
SWISS FRANC
 
96

 
 
 
CORE LABORATORIES N.V. COMMON STOCK EUR.02
 
1,462

 
 
 
Total Jackson Square Partners
 
49,651

 
 
 
 
 
 
 
 
 
 
 
 
 
Westwood Group
 
AMC NETWORKS INC A COMMON STOCK
 
492

 
 
 
ALBEMARLE CORP COMMON STOCK USD.01
 
1,082

 
 
 
ALEXANDRIA REAL ESTATE EQUIT REIT USD.01
 
997

 
 
 
ALLIANT ENERGY CORP COMMON STOCK USD.01
 
1,125

 
 
 
AVNET INC COMMON STOCK USD1.0
 
1,124

 
 
 
BOOZ ALLEN HAMILTON HOLDINGS COMMON STOCK USD.01
 
1,313

 
 
 
BRANDYWINE REALTY TRUST REIT USD.01
 
1,114



31


Appendix of Schedule H - Schedule of Assets (Held at End of Year)
December 31, 2016
Edison 401(k) Savings Plan
 
 
 
EIN: 95-1240335
 
 
 
 
Plan Number: 002
 
 
 
 
 
 
 
(a)
(b)
 
(c)
 
(e)
 
Identity of Issuer, Borrower, Lessor, or Similar Party
 
Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value
 
Current Value
(in thousands)
 
Westwood Group
 
BROADRIDGE FINANCIAL SOLUTIO COMMON STOCK USD.01
 
$
1,041

 
 
 
CABLE ONE INC COMMON STOCK USD.01
 
1,104

 
 
 
CHEMICAL FINANCIAL CORP COMMON STOCK USD1.0
 
1,098

 
 
 
CLUBCORP HOLDINGS INC COMMON STOCK USD.01
 
530

 
 
 
COLUMBIA SPORTSWEAR CO COMMON STOCK
 
499

 
 
 
COOPER COS INC/THE COMMON STOCK USD.1
 
1,032

 
 
 
CURTISS WRIGHT CORP COMMON STOCK USD1.0
 
726

 
 
 
DIAMONDBACK ENERGY INC COMMON STOCK USD.01
 
1,031

 
 
 
EAGLE MATERIALS INC COMMON STOCK USD.01
 
778

 
 
 
EDGEWELL PERSONAL CARE CO COMMON STOCK USD.01
 
518

 
 
 
ENERGIZER HOLDINGS INC COMMON STOCK
 
946

 
 
 
EQUIFAX INC COMMON STOCK USD1.25
 
899

 
 
 
FLIR SYSTEMS INC COMMON STOCK USD.01
 
1,122

 
 
 
FLOWERS FOODS INC COMMON STOCK USD.01
 
597

 
 
 
GREAT WESTERN BANCORP INC COMMON STOCK USD.01
 
1,127

 
 
 
HANESBRANDS INC COMMON STOCK USD.01
 
440

 
 
 
HIGHWOODS PROPERTIES INC REIT USD.01
 
724

 
 
 
HOME BANCSHARES INC COMMON STOCK USD.01
 
1,100

 
 
 
HUBBELL INC COMMON STOCK USD.01
 
808

 
 
 
HUDSON PACIFIC PROPERTIES IN REIT USD.01
 
546

 
 
 
HUNTINGTON INGALLS INDUSTRIE COMMON STOCK USD.01
 
1,124

 
 
 
IDACORP INC COMMON STOCK
 
1,168

 
 
 
INTERFACE INC COMMON STOCK USD.1
 
856

 
 
 
J + J SNACK FOODS CORP COMMON STOCK
 
865

 
 
 
J2 GLOBAL INC COMMON STOCK USD.01
 
1,317

 
 
 
KAPSTONE PAPER AND PACKAGING COMMON STOCK USD.0001
 
1,129

 
 
 
HERMAN MILLER INC COMMON STOCK USD.2
 
552

 
 
 
NORTHWESTERN CORP COMMON STOCK USD.01
 
978

 
 
 
OSI SYSTEMS INC COMMON STOCK
 
929

 
 
 
PS BUSINESS PARKS INC/CA REIT USD.01
 
1,072

 
 
 
PARSLEY ENERGY INC CLASS A COMMON STOCK USD.01
 
1,036

 
 
 
PATTERSON COS INC COMMON STOCK USD.01
 
1,096

 
 
 
PERKINELMER INC COMMON STOCK USD1.0
 
751

 
 
 
POLYONE CORPORATION COMMON STOCK USD.01
 
961

 
 
 
PREMIER INC CLASS A COMMON STOCK USD.01
 
744

 
 
 
RSP PERMIAN INC COMMON STOCK USD.01
 
1,120

 
 
 
SENSIENT TECHNOLOGIES CORP COMMON STOCK USD.1
 
788

 
 
 
STAG INDUSTRIAL INC REIT USD.01
 
839

 
 
 
TELEFLEX INC COMMON STOCK USD1.0
 
1,064

 
 
 
WESTERN ALLIANCE BANCORP COMMON STOCK USD.0001
 
1,364


32


Appendix of Schedule H - Schedule of Assets (Held at End of Year)
December 31, 2016
Edison 401(k) Savings Plan
 
 
 
EIN: 95-1240335
 
 
 
 
Plan Number: 002
 
 
 
 
 
 
 
(a)
(b)
 
(c)
 
(e)
 
Identity of Issuer, Borrower, Lessor, or Similar Party
 
Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value
 
Current Value
(in thousands)
 
Westwood Group
 
WINTRUST FINANCIAL CORP COMMON STOCK
 
$
1,154

 
 
 
WOODWARD INC COMMON STOCK USD.00292
 
628

 
 
 
ZIONS BANCORPORATION COMMON STOCK
 
1,128

 
 
 
AMDOCS LTD COMMON STOCK GBP.0001
 
1,328

 
 
 
CARDTRONICS PLC A COMMON STOCK
 
644

 
 
 
HELEN OF TROY LTD COMMON STOCK USD.1
 
895

 
 
 
STERIS PLC COMMON STOCK
 
553

 
 
 
XL GROUP LTD COMMON STOCK
 
1,166

 
 
 
Total Westwood Group
 
51,158

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Next Century
 
ABIOMED INC COMMON STOCK USD.01
 
1,675

 
 
 
ACACIA COMMUNICATIONS INC COMMON STOCK USD.0001
 
315

 
 
 
ALIGN TECHNOLOGY INC COMMON STOCK USD.0001
 
1,518

 
 
 
APOGEE ENTERPRISES INC COMMON STOCK USD.333
 
973

 
 
 
ASTEC INDUSTRIES INC COMMON STOCK USD.2
 
267

 
 
 
BOX INC CLASS A COMMON STOCK USD.0001
 
477

 
 
 
CARDIOVASCULAR SYSTEMS INC COMMON STOCK
 
971

 
 
 
CASEY S GENERAL STORES INC COMMON STOCK NPV
 
542

 
 
 
COGNEX CORP COMMON STOCK USD.002
 
1,021

 
 
 
COHERENT INC COMMON STOCK USD.01
 
537

 
 
 
COSTAR GROUP INC COMMON STOCK USD.01
 
1,503

 
 
 
DR HORTON INC COMMON STOCK USD.01
 
683

 
 
 
DEXCOM INC COMMON STOCK USD.001
 
231

 
 
 
DIAMONDBACK ENERGY INC COMMON STOCK USD.01
 
559

 
 
 
DYCOM INDUSTRIES INC COMMON STOCK USD.333
 
1,202

 
 
 
EAGLE MATERIALS INC COMMON STOCK USD.01
 
1,646

 
 
 
ELECTRONICS FOR IMAGING COMMON STOCK USD.01
 
500

 
 
 
ELLIE MAE INC COMMON STOCK USD.0001
 
510

 
 
 
EURONET WORLDWIDE INC COMMON STOCK USD.02
 
1,145

 
 
 
FIVE BELOW COMMON STOCK USD.01
 
871




33


Appendix of Schedule H - Schedule of Assets (Held at End of Year)
December 31, 2016
Edison 401(k) Savings Plan
 
 
 
EIN: 95-1240335
 
 
 
 
Plan Number: 002
 
 
 
 
 
 
 
(a)
(b)
 
(c)
 
(e)
 
Identity of Issuer, Borrower, Lessor, or Similar Party
 
Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value
 
Current Value
(in thousands)
 
Next Century
 
GRANITE CONSTRUCTION INC COMMON STOCK USD.01
 
$
488

 
 
 
GUIDEWIRE SOFTWARE INC COMMON STOCK USD.0001
 
870

 
 
 
HEALTHEQUITY INC COMMON STOCK USD.0001
 
1,588

 
 
 
HUNT (JB) TRANSPRT SVCS INC COMMON STOCK USD.01
 
1,019

 
 
 
KANSAS CITY SOUTHERN COMMON STOCK USD.01
 
543

 
 
 
KNIGHT TRANSPORTATION INC COMMON STOCK USD.01
 
1,208

 
 
 
MACOM TECHNOLOGY SOLUTIONS H COMMON STOCK USD.001
 
477

 
 
 
MARKETAXESS HOLDINGS INC COMMON STOCK USD.003
 
1,702

 
 
 
MEDPACE HOLDINGS INC COMMON STOCK USD.01
 
530

 
 
 
NEVRO CORP COMMON STOCK USD.001
 
1,237

 
 
 
NXSTAGE MEDICAL INC COMMON STOCK USD.001
 
549

 
 
 
OCLARO INC COMMON STOCK USD.01
 
883

 
 
 
OLLIE S BARGAIN OUTLET HOLDI COMMON STOCK USD.001
 
589

 
 
 
ON ASSIGNMENT INC COMMON STOCK USD.01
 
630

 
 
 
PAYCOM SOFTWARE INC COMMON STOCK USD.01
 
582

 
 
 
PENUMBRA INC COMMON STOCK USD.001
 
847

 
 
 
PRIMORIS SERVICES CORP COMMON STOCK USD.0001
 
250

 
 
 
PROOFPOINT INC COMMON STOCK USD.0001
 
918

 
 
 
Q2 HOLDINGS INC COMMON STOCK USD.0001
 
1,002

 
 
 
QUANTA SERVICES INC COMMON STOCK USD.00001
 
136

 
 
 
QUOTIENT TECHNOLOGY INC COMMON STOCK USD.00001
 
1,138

 
 
 
SLM CORP COMMON STOCK USD.2
 
344

 
 
 
SHOPIFY INC CLASS A COMMON STOCK
 
1,650

 
 
 
SPORTSMAN S WAREHOUSE HOLDIN COMMON STOCK USD.01
 
115

 
 
 
STAMPS.COM INC COMMON STOCK USD.001
 
1,268

 
 
 
STATE STREET BANK + TRUST CO SHORT TERM INVESTMENT FUND
 
2,286

 
 
 
SUMMIT MATERIALS INC CL A COMMON STOCK USD.01
 
772

 
 
 
TALEND SA ADR ADR
 
490

 
 
 
ULTA SALON COSMETICS + FRAGR COMMON STOCK USD.01
 
519

 
 
 
ULTIMATE SOFTWARE GROUP INC COMMON STOCK USD.01
 
956

 
 
 
VEEVA SYSTEMS INC CLASS A COMMON STOCK USD.00001
 
1,561

 
 
 
WABCO HOLDINGS INC COMMON STOCK USD.01
 
513

 
 
 
WAGEWORKS INC COMMON STOCK USD.001
 
1,274

 
 
 
XACTLY CORP COMMON STOCK USD.001
 
490

 
 
 
ZOE S KITCHEN INC COMMON STOCK USD.01
 
692

 
 
 
ESSENT GROUP LTD COMMON STOCK USD.015
 
1,338

 
 
 
HORIZON PHARMA PLC COMMON STOCK USD.0001
 
670

 
 
 
Total Next Century
 
49,269

 
 
 
 
 
 



34


Appendix of Schedule H - Schedule of Assets (Held at End of Year)
December 31, 2016
Edison 401(k) Savings Plan
 
 
 
EIN: 95-1240335
 
 
 
 
Plan Number: 002
 
 
 
 
 
 
 
(a)
(b)
 
(c)
 
(e)
 
Identity of Issuer, Borrower, Lessor, or Similar Party
 
Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value
 
Current Value
(in thousands)
 
AJO Partners
 
ACCO BRANDS CORP COMMON STOCK USD.01
 
$
71

 
 
 
AMAG PHARMACEUTICALS INC COMMON STOCK USD.01
 
239

 
 
 
AARON S INC COMMON STOCK USD.5
 
515

 
 
 
AEGION CORP COMMON STOCK USD.01
 
595

 
 
 
ADVANCED ENERGY INDUSTRIES COMMON STOCK USD.001
 
77

 
 
 
AIR TRANSPORT SERVICES GROUP COMMON STOCK USD.01
 
55

 
 
 
ALLEGHANY CORP COMMON STOCK USD1.0
 
522

 
 
 
AMERICAN ASSETS TRUST INC REIT USD.01
 
121

 
 
 
AMERICAN AXLE + MFG HOLDINGS COMMON STOCK USD.01
 
175

 
 
 
AMERICAN FINANCIAL GROUP INC COMMON STOCK
 
615

 
 
 
AMERICAN HOMES 4 RENT A REIT USD.01
 
289

 
 
 
AMKOR TECHNOLOGY INC COMMON STOCK USD.001
 
262

 
 
 
ANIKA THERAPEUTICS INC COMMON STOCK USD.01
 
194

 
 
 
APPLIED GENETIC TECHNOLOGIES COMMON STOCK USD.001
 
175

 
 
 
ARCHROCK INC COMMON STOCK USD.01
 
158

 
 
 
ARMADA HOFFLER PROPERTIES IN REIT USD.01
 
111

 
 
 
ASHFORD HOSPITALITY TRUST REIT USD.01
 
660

 
 
 
ASPEN TECHNOLOGY INC COMMON STOCK USD.1
 
636

 
 
 
ATWOOD OCEANICS INC COMMON STOCK USD1.0
 
222

 
 
 
AVIS BUDGET GROUP INC COMMON STOCK USD.01
 
82

 
 
 
BWX TECHNOLOGIES INC COMMON STOCK USD.01
 
229

 
 
 
BANC OF CALIFORNIA INC COMMON STOCK USD.01
 
241

 
 
 
BILL BARRETT CORP COMMON STOCK USD.001
 
226

 
 
 
BERKSHIRE HILLS BANCORP INC COMMON STOCK USD.01
 
358

 
 
 
BIG LOTS INC COMMON STOCK USD.01
 
172

 
 
 
BLACK BOX CORP COMMON STOCK USD.001
 
232

 
 
 
BRISTOW GROUP INC COMMON STOCK USD.01
 
80

 
 
 
CBL + ASSOCIATES PROPERTIES REIT USD.01
 
606

 
 
 
CRA INTERNATIONAL INC COMMON STOCK
 
33

 
 
 
CABOT CORP COMMON STOCK USD1.0
 
129

 
 
 
CAPELLA EDUCATION CO COMMON STOCK USD.01
 
344

 
 
 
CELESTICA INC COMMON STOCK NPV
 
220

 
 
 
CENTRAL PACIFIC FINANCIAL CO COMMON STOCK
 
656

 
 
 
CHILDREN S PLACE INC/THE COMMON STOCK USD.1
 
80

 
 
 
CONSOL ENERGY INC COMMON STOCK USD.01
 
259

 
 
 
COOPER TIRE + RUBBER COMMON STOCK USD1.0
 
467

 
 
 
CUSTOMERS BANCORP INC COMMON STOCK USD1.0
 
311

 
 
 
DHI GROUP INC COMMON STOCK USD.01
 
209

 
 
 
DEAN FOODS CO COMMON STOCK USD.01
 
647

 
 
 
DIAMONDROCK HOSPITALITY CO REIT USD.01
 
287



35


Appendix of Schedule H - Schedule of Assets (Held at End of Year)
December 31, 2016
Edison 401(k) Savings Plan
 
 
 
EIN: 95-1240335
 
 
 
 
Plan Number: 002
 
 
 
 
 
 
 
(a)
(b)
 
(c)
 
(e)
 
Identity of Issuer, Borrower, Lessor, or Similar Party
 
Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value
 
Current Value
(in thousands)
 
AJO Partners
 
DIGITALGLOBE INC COMMON STOCK USD.001
 
$
530

 
 
 
DOMINION DIAMOND CORP COMMON STOCK
 
523

 
 
 
DRIL QUIP INC COMMON STOCK USD.01
 
162

 
 
 
DUPONT FABROS TECHNOLOGY REIT USD.001
 
132

 
 
 
EL PASO ELECTRIC CO COMMON STOCK
 
287

 
 
 
EMCOR GROUP INC COMMON STOCK USD.01
 
69

 
 
 
EMERGENT BIOSOLUTIONS INC COMMON STOCK USD.001
 
42

 
 
 
ENANTA PHARMACEUTICALS INC COMMON STOCK USD.01
 
231

 
 
 
ENOVA INTERNATIONAL INC COMMON STOCK USD.00001
 
36

 
 
 
ENTERPRISE FINANCIAL SERVICE COMMON STOCK USD.01
 
200

 
 
 
ETHAN ALLEN INTERIORS INC COMMON STOCK USD.01
 
574

 
 
 
EXTREME NETWORKS INC COMMON STOCK USD.001
 
189

 
 
 
FEDERAL AGRIC MTG CORP CL C COMMON STOCK USD1.0
 
479

 
 
 
FIFTH STREET FINANCE CORP COMMON STOCK USD.01
 
181

 
 
 
FINANCIAL INSTITUTIONS INC COMMON STOCK USD.01
 
257

 
 
 
FIRST FINANCIAL BANCORP COMMON STOCK
 
98

 
 
 
FIRST POTOMAC REALTY TRUST REIT USD.001
 
162

 
 
 
FLAGSTAR BANCORP INC COMMON STOCK USD.01
 
577

 
 
 
FRANCESCAS HOLDINGS CORP COMMON STOCK USD.01
 
233

 
 
 
GAMCO INVESTORS INC A COMMON STOCK USD.001
 
137

 
 
 
GANNETT CO INC COMMON STOCK USD.01
 
211

 
 
 
GENERAL COMMUNICATION INC A COMMON STOCK
 
65

 
 
 
GENWORTH FINANCIAL INC CL A COMMON STOCK USD.001
 
93

 
 
 
GLOBAL BRASS + COPPER HOLDIN COMMON STOCK USD.01
 
174

 
 
 
GOODYEAR TIRE + RUBBER CO COMMON STOCK
 
68

 
 
 
HCI GROUP INC COMMON STOCK
 
229

 
 
 
HALYARD HEALTH INC COMMON STOCK USD.01
 
36

 
 
 
HANOVER INSURANCE GROUP INC/ COMMON STOCK USD.01
 
592

 
 
 
HAWAIIAN HOLDINGS INC COMMON STOCK USD.01
 
313

 
 
 
HERITAGE INSURANCE HOLDINGS COMMON STOCK USD.0001
 
45

 
 
 
HERSHA HOSPITALITY TRUST REIT USD.01
 
147

 
 
 
HOMETRUST BANCSHARES INC COMMON STOCK
 
118

 
 
 
HOSPITALITY PROPERTIES TRUST REIT USD.01
 
558

 
 
 
HUNTINGTON INGALLS INDUSTRIE COMMON STOCK USD.01
 
354

 
 
 
INDEPENDENT BANK CORP MICH COMMON STOCK USD1.0
 
300

 
 
 
INNOPHOS HOLDINGS INC COMMON STOCK USD.001
 
254

 
 
 
INVESTMENT TECHNOLOGY GROUP COMMON STOCK USD.01
 
91

 
 
 
JAKKS PACIFIC INC COMMON STOCK USD.001
 
87

 
 
 
JETBLUE AIRWAYS CORP COMMON STOCK USD.01
 
190

 
 
 
JUST ENERGY GROUP INC COMMON STOCK
 
144



36


Appendix of Schedule H - Schedule of Assets (Held at End of Year)
December 31, 2016
Edison 401(k) Savings Plan
 
 
 
EIN: 95-1240335
 
 
 
 
Plan Number: 002
 
 
 
 
 
 
 
(a)
(b)
 
(c)
 
(e)
 
Identity of Issuer, Borrower, Lessor, or Similar Party
 
Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value
 
Current Value
(in thousands)
 
AJO Partners
 
KOPPERS HOLDINGS INC COMMON STOCK USD.01
 
$
191

 
 
 
KULICKE + SOFFA INDUSTRIES COMMON STOCK
 
467

 
 
 
LEAR CORP COMMON STOCK USD.01
 
171

 
 
 
MSG NETWORKS INC A COMMON STOCK USD.01
 
405

 
 
 
MYR GROUP INC/DELAWARE COMMON STOCK USD.01
 
616

 
 
 
MACK CALI REALTY CORP REIT USD.01
 
705

 
 
 
MANPOWERGROUP INC COMMON STOCK USD.01
 
66

 
 
 
MATRIX SERVICE CO COMMON STOCK USD.01
 
108

 
 
 
MEDIFAST INC COMMON STOCK USD.001
 
357

 
 
 
MERCER INTERNATIONAL INC COMMON STOCK USD1.0
 
166

 
 
 
META FINANCIAL GROUP INC COMMON STOCK USD.01
 
332

 
 
 
MYERS INDUSTRIES INC COMMON STOCK
 
153

 
 
 
NRG ENERGY INC COMMON STOCK USD.01
 
246

 
 
 
NATIONAL BANK HOLD CL A COMMON STOCK
 
542

 
 
 
NATIONSTAR MORTGAGE HOLDINGS COMMON STOCK USD.01
 
77

 
 
 
NAVIENT CORP COMMON STOCK USD.01
 
147

 
 
 
NEW MEDIA INVESTMENT GROUP COMMON STOCK USD.01
 
117

 
 
 
NEW SENIOR INVESTMENT GROUP REIT
 
438

 
 
 
NEXPOINT RESIDENTIAL REIT USD.01
 
52

 
 
 
NORTHSTAR REALTY FINANCE REIT USD.01
 
35

 
 
 
OFG BANCORP COMMON STOCK USD1.0
 
369

 
 
 
OLYMPIC STEEL INC COMMON STOCK
 
112

 
 
 
OMEGA PROTEIN CORP COMMON STOCK USD.01
 
360

 
 
 
OWENS CORNING COMMON STOCK USD.001
 
578

 
 
 
PICO HOLDINGS INC COMMON STOCK USD.001
 
100

 
 
 
PNM RESOURCES INC COMMON STOCK
 
312

 
 
 
PEAPACK GLADSTONE FINL CORP COMMON STOCK
 
98

 
 
 
PIEDMONT OFFICE REALTY TRU A REIT USD.01
 
350

 
 
 
PINNACLE WEST CAPITAL COMMON STOCK
 
206

 
 
 
PINNACLE ENTERTAINMENT INC COMMON STOCK USD.01
 
146

 
 
 
PIONEER ENERGY SERVICES CORP COMMON STOCK USD.1
 
75

 
 
 
PIPER JAFFRAY COS COMMON STOCK USD.01
 
404

 
 
 
POPULAR INC COMMON STOCK USD.01
 
742

 
 
 
PORTLAND GENERAL ELECTRIC CO COMMON STOCK
 
536

 
 
 
PREFERRED APARTMENT COMMUN A REIT USD.01
 
540

 
 
 
QUANTA SERVICES INC COMMON STOCK USD.00001
 
716

 
 
 
RMR GROUP INC/THE A COMMON STOCK
 
190

 
 
 
RPX CORP COMMON STOCK USD.0001
 
480

 
 
 
RADIAN GROUP INC COMMON STOCK USD.001
 
392

 
 
 
REGIONAL MANAGEMENT CORP COMMON STOCK USD.1
 
311



37


Appendix of Schedule H - Schedule of Assets (Held at End of Year)
December 31, 2016
Edison 401(k) Savings Plan
 
 
 
EIN: 95-1240335
 
 
 
 
Plan Number: 002
 
 
 
 
 
 
 
(a)
(b)
 
(c)
 
(e)
 
Identity of Issuer, Borrower, Lessor, or Similar Party
 
Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value
 
Current Value
(in thousands)
 
AJO Partners
 
REINSURANCE GROUP OF AMERICA COMMON STOCK USD.01
 
$
826

 
 
 
RELIANCE STEEL + ALUMINUM COMMON STOCK
 
351

 
 
 
RENEWABLE ENERGY GROUP INC COMMON STOCK USD.0001
 
395

 
 
 
RENT A CENTER INC COMMON STOCK USD.01
 
290

 
 
 
RESOLUTE FOREST PRODUCTS COMMON STOCK USD.001
 
107

 
 
 
RETROPHIN INC COMMON STOCK USD.0001
 
88

 
 
 
RETAILMENOT INC COMMON STOCK USD.001
 
413

 
 
 
REX AMERICAN RESOURCES CORP COMMON STOCK USD.01
 
632

 
 
 
RUBICON PROJECT INC/THE COMMON STOCK USD.00001
 
61

 
 
 
SANDERSON FARMS INC COMMON STOCK USD1.0
 
188

 
 
 
SCHWEITZER MAUDUIT INTL INC COMMON STOCK USD.1
 
113

 
 
 
SENIOR HOUSING PROP TRUST REIT USD.01
 
55

 
 
 
SOUTHWEST GAS HOLDINGS INC COMMON STOCK USD1.0
 
360

 
 
 
SPARTON CORP COMMON STOCK USD1.25
 
52

 
 
 
SPIRIT AEROSYSTEMS HOLD CL A COMMON STOCK USD.01
 
632

 
 
 
SPIRIT AIRLINES INC COMMON STOCK USD.0001
 
612

 
 
 
STEEL DYNAMICS INC COMMON STOCK USD.005
 
103

 
 
 
STATE STREET BANK + TRUST CO SHORT TERM INVESTMENT FUND
 
495

 
 
 
STRAYER EDUCATION INC COMMON STOCK USD.01
 
64

 
 
 
SWIFT TRANSPORTATION CO COMMON STOCK USD.001
 
132

 
 
 
SYNOPSYS INC COMMON STOCK USD.01
 
145

 
 
 
TAKE TWO INTERACTIVE SOFTWRE COMMON STOCK USD.01
 
366

 
 
 
TAUBMAN CENTERS INC REIT USD.01
 
623

 
 
 
TERADYNE INC COMMON STOCK USD.125
 
441

 
 
 
TIME INC COMMON STOCK USD.01
 
427

 
 
 
TRIUMPH GROUP INC COMMON STOCK USD.001
 
85

 
 
 
UGI CORP COMMON STOCK
 
787

 
 
 
UNION BANKSHARES CORP COMMON STOCK USD1.33
 
125

 
 
 
UNITED THERAPEUTICS CORP COMMON STOCK USD.01
 
724

 
 
 
UNIVERSAL CORP/VA COMMON STOCK
 
88

 
 
 
UNIVERSAL INSURANCE HOLDINGS COMMON STOCK USD.01
 
267

 
 
 
VANDA PHARMACEUTICALS INC COMMON STOCK USD.001
 
534

 
 
 
VECTREN CORP COMMON STOCK
 
560

 
 
 
VISHAY INTERTECHNOLOGY INC COMMON STOCK USD.1
 
695

 
 
 
VISTEON CORP COMMON STOCK
 
576

 
 
 
VOYA FINANCIAL INC COMMON STOCK USD.01
 
600

 
 
 
WABASH NATIONAL CORP COMMON STOCK USD.01
 
318

 
 
 
WALKER + DUNLOP INC COMMON STOCK
 
439

 
 
 
WASHINGTON PRIME GROUP INC REIT USD.0001
 
522

 
 
 
WEB.COM GROUP INC COMMON STOCK USD.001
 
540



38



Appendix of Schedule H - Schedule of Assets (Held at End of Year)
December 31, 2016
Edison 401(k) Savings Plan
 
 
 
EIN: 95-1240335
 
 
 
 
Plan Number: 002
 
 
 
 
 
 
 
(a)
(b)
 
(c)
 
(e)
 
Identity of Issuer, Borrower, Lessor, or Similar Party
 
Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value
 
Current Value
(in thousands)
 
AJO Partners
 
WESTMORELAND COAL CO COMMON STOCK USD2.5
 
$
178

 
 
 
XENIA HOTELS + RESORTS INC REIT USD.01
 
687

 
 
 
ZIX CORP COMMON STOCK USD.01
 
119

 
 
 
EURONAV NV COMMON STOCK NPV
 
328

 
 
 
ASPEN INSURANCE HOLDINGS LTD COMMON STOCK USD.001514456
 
725

 
 
 
ASSURED GUARANTY LTD COMMON STOCK USD.01
 
757

 
 
 
AXIS CAPITAL HOLDINGS LTD COMMON STOCK USD.0125
 
188

 
 
 
COSAN LTD CLASS A SHARES COMMON STOCK USD.01
 
221

 
 
 
ENSCO PLC CL A COMMON STOCK USD.1
 
80

 
 
 
EVEREST RE GROUP LTD COMMON STOCK USD.01
 
662

 
 
 
NABORS INDUSTRIES LTD COMMON STOCK USD.001
 
279

 
 
 
ROWAN COMPANIES PLC A COMMON STOCK USD.125
 
439

 
 
 
TSAKOS ENERGY NAVIGATION LTD COMMON STOCK USD1.0
 
32

 
 
 
VALIDUS HOLDINGS LTD COMMON STOCK USD.175
 
716

 
 
 
ALTISOURCE PORTFOLIO SOL COMMON STOCK USD1.0
 
165

 
 
 
ORION ENGINEERED CARBONS SA COMMON STOCK
 
234

 
 
 
TRINSEO SA COMMON STOCK USD.01
 
616

 
 
 
MAGICJACK VOCALTEC LTD COMMON STOCK ILS.65
 
101

 
 
 
SYNERON MEDICAL LTD COMMON STOCK USD1.0
 
165

 
 
 
CONSTELLIUM NV CLASS A COMMON STOCK EUR.02
 
38

 
 
 
ORTHOFIX INTERNATIONAL NV COMMON STOCK USD.1
 
145

 
 
 
COPA HOLDINGS SA CLASS A COMMON STOCK
 
99

 
 
 
AEGEAN MARINE PETROLEUM NETW COMMON STOCK USD.01
 
244

 
 
 
DHT HOLDINGS INC COMMON STOCK USD.01
 
248

 
 
 
NAVIGATOR HOLDINGS LTD COMMON STOCK
 
30

 
 
 
Total AJO Partners
 
55,458

 
 
 
 
 
 
 
 
 
 
 
 
 
Loomis Sayles
 
ALIBABA GROUP HOLDING SP ADR ADR USD.000025
 
6,846

 
 
 
ALPHABET INC CL C COMMON STOCK USD.001
 
3,871

 
 
 
ALPHABET INC CL A COMMON STOCK USD.001
 
3,856

 
 
 
AMAZON.COM INC COMMON STOCK USD.01
 
9,262

 
 
 
AMERICAN EXPRESS CO COMMON STOCK USD.2
 
2,191

 
 
 
AMGEN INC COMMON STOCK USD.0001
 
2,887

 
 
 
ANALOG DEVICES INC COMMON STOCK USD.167
 
701

 
 
 
AUTODESK INC COMMON STOCK USD.01
 
4,562

 
 
 
AUTOMATIC DATA PROCESSING COMMON STOCK USD.1
 
1,438

 
 
 
CERNER CORP COMMON STOCK USD.01
 
3,124



39




40


Appendix of Schedule H - Schedule of Assets (Held at End of Year)
December 31, 2016
Edison 401(k) Savings Plan
 
 
 
EIN: 95-1240335
 
 
 
 
Plan Number: 002
 
 
 
 
 
 
 
(a)
(b)
 
(c)
 
(e)
 
Identity of Issuer, Borrower, Lessor, or Similar Party
 
Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value
 
Current Value
(in thousands)
 
Loomis Sayles
 
CISCO SYSTEMS INC COMMON STOCK USD.001
 
$
7,239

 
 
 
COCA COLA CO/THE COMMON STOCK USD.25
 
4,753

 
 
 
DANONE SPONS ADR ADR
 
4,678

 
 
 
DEERE + CO COMMON STOCK USD1.0
 
3,836

 
 
 
EXPEDITORS INTL WASH INC COMMON STOCK USD.01
 
4,586

 
 
 
FACEBOOK INC A COMMON STOCK USD.000006
 
8,316

 
 
 
FACTSET RESEARCH SYSTEMS INC COMMON STOCK USD.01
 
2,738

 
 
 
MERCK + CO. INC. COMMON STOCK USD.5
 
1,995

 
 
 
MICROSOFT CORP COMMON STOCK USD.00000625
 
4,065

 
 
 
MONSTER BEVERAGE CORP COMMON STOCK
 
5,779

 
 
 
NOVARTIS AG SPONSORED ADR ADR
 
3,067

 
 
 
NOVO NORDISK A/S SPONS ADR ADR
 
4,452

 
 
 
ORACLE CORP COMMON STOCK USD.01
 
6,339

 
 
 
PROCTER + GAMBLE CO WHEN DIS COMMON STOCK
 
4,831

 
 
 
QUALCOMM INC COMMON STOCK USD.0001
 
6,623

 
 
 
REGENERON PHARMACEUTICALS COMMON STOCK USD.001
 
4,190

 
 
 
SEI INVESTMENTS COMPANY COMMON STOCK USD.01
 
$
4,498

 
 
 
SCHLUMBERGER LTD COMMON STOCK USD.01
 
3,898

 
 
 
STATE STREET BANK + TRUST CO SHORT TERM INVESTMENT FUND
 
2,611

 
 
 
UNITED PARCEL SERVICE CL B COMMON STOCK USD.01
 
4,209

 
 
 
VARIAN MEDICAL SYSTEMS INC COMMON STOCK USD1.0
 
3,314

 
 
 
VISA INC CLASS A SHARES COMMON STOCK USD.0001
 
7,109

 
 
 
YUM BRANDS INC COMMON STOCK
 
2,663

 
 
 
YUM CHINA HOLDINGS INC COMMON STOCK USD.01
 
1,622

 
 
 
Total Loomis Sayles
 
146,149

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Grand Total
 
$
601,725

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 


41



SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the trustees (or other persons who administer the Plan) have duly caused this annual report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: June 28, 2017
 
 
 
EDISON 401 (K) SAVINGS PLAN
 
 
By:
/s/ Jacqueline Trapp
 
Jacqueline Trapp
 
Chair of the Southern California Edison Company
 
Benefits Committee


42