UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Options (right to buy) | 05/01/2008(1) | 04/20/2017 | Common Shares | 45,225 | $ 16.13 | D (2) | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
TROTTER LLOYD G C/O GENERAL ELECTRIC COMPANY 3135 EASTON TURNPIKE FAIRFIELD, CT 06828 |
 X |  |  |  |
/s/ Lloyd G. Trotter | 08/01/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | 20% vest on May 1, 2008 and 5% vest on a quarterly basis thereafter. |
(2) | Pursuant to an agreement with GE Capital (Mauritius) Holdings Ltd., a subsidiary of General Electric Company, of which Mr. Trotter is Vice Chairman, Mr. Trotter holds any shares or options that he receives from Genpact Limited ("Genpact") in connection with his service as a director of Genpact for the benefit of GE Capital (Mauritius) Holdings Ltd. Mr. Trotter disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Trotter is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |