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| FORM 5 | U.S. SECURITIES AND EXCHANGE COMMISSION
+--------+ WASHINGTON, D.C. 20549
[_] Check box if
no longer subject ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
to Section 16.
Form 4 or Form 5 Filed pursuant to Section 16(a) of the Securities
obligations may Exchange Act of 1934, Section 17(a) of the
continue. See Public Utility Holding Company Act of 1935 or
Instruction 1(b). Section 30(h) of the Investment Company Act of 1940
[_] Form 3 Holdings Reported
[_] Form 4 Transactions Reported
(Print or Type Responses)
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1. Name and Address of Reporting Person*
Burke Anthony E.
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(Last) (First) (Middle)
615 Merrick Avenue
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(Street)
Westbury NY 11590
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(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol New York Community Bancorp, Inc.
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(NYB)
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3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary)
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4. Statement for Month/Year December 2002
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5. If Amendment, Date of Original (Month/Year)
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6. Relationship of Reporting Person(s) to Issuer (Check all applicable)
X Director X Officer ___ 10% Owner ___ Other
----- ----- (give title below) (specify below)
Senior Executive Vice President
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7. Individual or Joint/Group Filing
(Check Applicable Line)
X Form filed by One Reporting Person
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____ Form filed by More than One Reporting Person
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TABLE I--NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
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1. Title 2. Trans- 2A. 3. Trans- 4. Securities Acquired (A) 5. Amount of 6.Owner- 7. Nature
of action Deemed action or Disposed of (D) Securities ship of In-
Security Date Execution Code (Instr. 3, 4 and 5) Beneficially Form: direct
(Instr. 3) (mm/dd/ Date, if (Instr. 8) Owned at the Direct Bene-
yy) any ----------------------------------------------- End of Issuer's (D)or ficial
(mm/dd/yy) Fiscal Year Indirect Owner-
Code Amount (A) or Price (Instr. 3 and 4) (I) ship
(D) (Instr. 4) (Instr. 4)
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Common Stock 213,425 D
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Common Stock 1,718 I By NYCB
ESOP (1)
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Common Stock 43,662 I By NYCB
401(k)(2)
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Common Stock 13,654 I By IRA
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
*If the form is filed by more than one reporting person, see Instruction 4(b)(v).
Persons who respond to the collection of information contained in this form are
not required to respond unless the form displays a currently valid OMB Number.
(Over)
SEC 2270(9-02)
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FORM 5 (continued)
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TABLE II--DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
(E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES)
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1. Title of Derivative 2. Conver- 3. Trans- 4. Transac- 5. Number of Deriv-
Security (Instr. 3) sion or action tion Code ative Securities
Exercise Date (Instr. 8) Acquired (A) or
Price of (Month/ Disposed of (D)
Deriv- Day/ (Instr. 3, 4, and 5)
ative Year)
Security
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(A) (D)
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Option to Purchase $9.31
Common Stock (3)
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Option to Purchase $9.31
Common Stock (3)
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Option to Purchase $28.54
Common Stock (4)
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Option to Purchase $24.61 7/24/02 A 150,000
Common Stock (5)
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TABLE II--DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
(E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES)
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6. Date Exer- 7. Title and Amount of 8. Price 9. Number of 10. Owner- 11. Na-
cisable and Underlying Securities of Deriv- ship ture
Expiration (Instr. 3 and 4) Deriv- ative of De- of In-
Date ative Secur- rivative direct
(Month/Day/ Secur- ities Security: Bene-
Year) ity Bene- Direct ficial
(Instr. ficially (D) or Owner-
----------------------------------------------- 5) Owned Indirect (I) ship
Date Expira- Amount or At End (Instr. 4) (Instr. 4)
Exer- tion Title Number of of Year
cisable Date Shares (Instr. 4)
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10/20/01 10/20/08 Common 32,208 32,208 D
Stock
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10/20/01 10/20/08 Common 331,644 331,644 D
Stock
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1/21/04 1/21/13 Common 210,000 210,000 D
Stock
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7/24/03 7/24/12 Common 150,000 150,000 D
Stock
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Explanation of Responses:
(1) This form reflects increases in beneficial ownership resulting from exempt
acquisitions under an Employee Stock Ownership Plan ("ESOP") pursuant to
Rule 16b-3(c).
(2) Includes shares rolled over from the Richmond County Savings Bank ESOP to
the New York Community Bank 401(k) Plan. Also includes increases in
beneficial ownership resulting from exempt acquisitions under the 401(k)
Plan pursuant to Rule 16b-3(c). For purposes of this report, units in the
401(k) plan have been converted into an approximate number of shares of New
York Community Bancorp, Inc. ("NYCB") common stock. The actual number of
shares held by the reporting person in this account may vary when such
units are actually converted into shares upon distribution of the units to
the reporting person.
(3) In connection with the merger of Richmond County with and into NYCB on July
31, 2001, each option to purchase 1 share of Richmond County common stock
held by the reporting person was converted to an option to purchase 1.02
shares of NYCB common stock. The exercise price per share for each
converted NYCB option was determined by dividing the exercise price of such
option by the 1.02 ratio, with such quotient to be rounded to the nearest
whole cent. Options vest in three equal annual installments beginning on
October 20, 2001.
(4) Options granted pursuant to the NYCB 1997 Stock Option Plan that vest in
three equal annual installments beginning on January 21, 2004.
(5) Options granted pursuant to the NYCB 1997 Stock Option Plan that vest in
three equal annual installments beginning on July 24, 2003.
/s/ Ilene A. Angarola February 14, 2003
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**Signature of Reporting Person Date
By: Ilene A. Angarola, Power of Attorney
For: Anthony E. Burke
** Intentional misstatements or ommissions of facts constitute
Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this form, one of which must be manually signed.
If space provided is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained
in this form are not required to respond unless the form displays a currently
valid OMB Number.
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