UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934

 

 

 

 

May 11, 2011

 

 


 

(Date of Report)


 

 

 

 

May 9, 2011

 

 


 

(Date of Earliest Event Reported)


 

 

 

 

Sotheby’s

 

 


 

(Exact name of registrant as specified in its charter)


 

 

 

 

 

Delaware

 

1-9750

 

38-2478409


 


 


(State or other

 

(Commission

 

(IRS Employer

jurisdiction of

 

File Number)

 

Identification No.)

incorporation)

 

 

 

 


 

 

 

1334 York Avenue
New York, NY

 

10021


 


(Address of principal executive offices)

 

(Zip Code)


 

 

 

 

(212) 606-7000

 

 


 

(Registrant’s telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

 

o

Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425)

 

 

o

Soliciting material pursuant to Rule 14a-12 under the
Exchange Act (17 CFR 240.14a-12)

 

 

o

Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))

 

 

o

Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))



Item 2.02 Results of Operations and Financial Condition.

          On May 9, 2011, the Company issued a press release discussing its results of operations for the three months ended March 31, 2011. This press release is furnished as Exhibit 99.1 to this Form 8-K.

Item 9.01 Financial Statements and Exhibits.

 

 

 

 

 

 

(c)

Exhibits

 

 

 

 

 

 

 

 

99.1

Sotheby’s earnings press release for the three months ended March 31, 2011.



SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

 

SOTHEBY’S

 

 

 

By:

/s/ Kevin M. Delaney

 

 


 

 

 

 

 

Kevin M. Delaney

 

 

Senior Vice President,

 

 

Controller and Chief Accounting Officer

 

 

 

 

Date:

May 11, 2011



Exhibit Index

 

 

 

 

Exhibit No.

 

Description

 


 


 

 

 

 

99.1

 

Sotheby’s earnings press release for the three months ended March 31, 2011.