UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Sections 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event
reported): August 12, 2002
The Hartford Financial Services Group, Inc.
(Exact name of registrant as specified in its charter)
Delaware 0-19277 13-3317783
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(State or other (Commission File Number) (I.R.S. Employer
jurisdiction of Identification No.)
incorporation)
The Hartford Financial Services Group, Inc.
Hartford Plaza
Hartford, Connecticut 06115-1900
(Address of principal executive offices)
(Zip Code)
(860) 547-5000
(Registrant's telephone number, including area code)
ITEM 7. EXHIBITS.
(c) Exhibits.
Exhibit 99.1 Certification of Ramani Ayer, Chairman, President and Chief
Executive Officer of The Hartford Financial Services Group, Inc.
(the "Company"), filed with the Securities and Exchange
Commission pursuant to the Securities and Exchange Commission's
Order of June 27, 2002 requiring the filing of sworn statements
pursuant to section 21(a)(1) of the Securities Exchange Act of
1934 (the "Order").
Exhibit 99.2 Certification of David M. Johnson, Executive Vice President and
Chief Financial Officer of the Company, filed with the Securities
and Exchange Commission pursuant to the Order.
Exhibit 99.3 Certification of Ramani Ayer, Chairman, President and Chief
Executive Officer of the Company, which accompanied the Company's
Form 10-Q for the quarterly period ended June 30, 2002, pursuant
to 18 United States Code section 1350, as enacted by section 906
of the Sarbanes-Oxley Act of 2002.
Exhibit 99.4 Certification of David M. Johnson, Executive Vice President and
Chief Financial Officer of the Company, which accompanied the
Company's Form 10-Q for the quarterly period ended June 30, 2002,
pursuant to 18 United States Code section 1350, as enacted by
section 906 of the Sarbanes-Oxley Act of 2002.
ITEM 9. REGULATION FD DISCLOSURE.
Attached hereto as Exhibits 99.1 and 99.2 and incorporated by reference are the
certifications of Ramani Ayer, Chairman, President and Chief Executive Officer
of the Company, and David M. Johnson, Executive Vice President and Chief
Financial Officer of the Company, respectively, filed with the Securities and
Exchange Commission pursuant to the Order.
Attached hereto as Exhibits 99.3 and 99.4 and incorporated by reference are the
certifications of Ramani Ayer, Chairman, President and Chief Executive Officer
of the Company, and David M. Johnson, Executive Vice President and Chief
Financial Officer of the Company, respectively, which accompanied the Company's
Form 10-Q for the quarterly period ended June 30, 2002, pursuant to 18 United
States Code section 1350, as enacted by section 906 of the Sarbanes-Oxley Act of
2002.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
The Hartford Financial Services Group, Inc.
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(Registrant)
Date: August 12, 2002 By: /s/ Neal S. Wolin
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Name: Neal S. Wolin
Title: Executive Vice President
and General Counsel
EXHIBIT INDEX
EXHIBIT NUMBER DESCRIPTION
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99.1 Certification of Ramani Ayer, Chairman, President and Chief
Executive Officer of The Hartford Financial Services Group,
Inc. (the "Company"), filed with the Securities and Exchange
Commission pursuant to the Securities and Exchange
Commission's Order of June 27, 2002 requiring the filing of
sworn statements pursuant to section 21(a)(1) of the
Securities Exchange Act of 1934 (the "Order").
99.2 Certification of David M. Johnson, Executive Vice President
and Chief Financial Officer of the Company, filed with the
Securities and Exchange Commission pursuant to the Order.
99.3 Certification of Ramani Ayer, Chairman, President and Chief
Executive Officer of the Company, which accompanied the
Company's Form 10-Q for the quarterly period ended June 30,
2002, pursuant to 18 United States Code section 1350, as
enacted by section 906 of the Sarbanes-Oxley Act of 2002.
99.4 Certification of David M. Johnson, Executive Vice President
and Chief Financial Officer of the Company, which accompanied
the Company's Form 10-Q for the quarterly period ended June
30, 2002, pursuant to 18 United States Code section 1350, as
enacted by section 906 of the Sarbanes-Oxley Act of 2002.