UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of report (Date of earliest event reported): November 2, 2010
Jefferies Group, Inc.
(Exact name of registrant as specified in its charter)
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| Delaware
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1-14947
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95-4719745 |
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| (State or other jurisdiction of
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(Commission File Number)
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(IRS Employer Identification |
| incorporation)
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No.) |
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| 520 Madison Ave., New York, New York
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10022 |
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| (Address of principal executive offices)
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(Zip Code) |
Registrant’s telephone number, including area code: 212-284-2550
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy
the filing obligation of the registrant under any of the following provisions (see General
Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
TABLE OF CONTENTS
Item 8.01. Other Events.
On November 2, 2010, Jefferies Group, Inc. (the “Company”) entered into a purchase agreement (the
“Agreement”) with Jefferies & Company, Inc., BNY Mellon Capital Markets, LLC, Citigroup Global
Markets Inc. and J.P. Morgan Securities LLC whereby the Company agreed to sell $500 million
aggregate principal amount of its 3.875% Senior Notes due 2015 (the “Notes”) pursuant to the
Company’s Shelf Registration Statement on Form S-3, as amended (File No. 333-160214). The closing
occurred on November 9, 2010. A copy of the opinion issued by legal counsel to the Company with
respect to the validity of the Notes is filed as Exhibit 5.1 hereto.
Item 9.01. Financial Statements and Exhibits
The following exhibit is filed with this report:
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Exhibit |
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4.1
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Copy of Global Note |
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4.2
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Officers’ Certificate establishing the terms of the Notes |
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5.1
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Opinion of Morgan Lewis & Bockius LLP |
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23.1
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Consent of Morgan Lewis & Bockius LLP (included in its opinion as Exhibit 5.1) |