sc13dza
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 3)
The Madison Square Garden Company
(Name of Issuer)
Class A Common Stock, par value $.01 per share
(Title of Class of Securities)
55826P 100
Richard D. Bohm
Debevoise & Plimpton LLP
919 Third Avenue
New York, NY 10022
212-909-6000
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
September 6, 2011
(Date of Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition
which is the subject of this Schedule 13D, and is filing this schedule because of Sections
240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. o
Note: Schedules filed in paper format shall include a signed original and five copies of the
schedule, including all exhibits. See Section 240.13d-7 for other parties to whom copies are to be
sent.
* The remainder of this cover page shall be filled out for a reporting persons initial filing on
this form with respect to the subject class of securities, and for any subsequent amendment
containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be filed for
the purposes of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to
the liabilities of that section of the Act but shall be subject to all other provisions of the Act
(however, see the Notes).
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1 |
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NAME OF REPORTING PERSON
Charles F. Dolan, individually and as Trustee of the Charles F. Dolan 2011 Grantor Retained Annuity Trust #1M, Charles F. Dolan 2011 Grantor Retained Annuity Trust #2M and the Charles F. Dolan 2009 Revocable Trust |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a) þ |
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(b) o |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS |
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00 See Item 3 of Statement |
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5 |
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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U.S.A.
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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4,722,758 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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4,199,611 |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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4,722,758 |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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4,199,611 |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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8,922,369 |
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12 |
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CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
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þ*
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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12.7% |
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14 |
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TYPE OF REPORTING PERSON |
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IN |
*Excludes 5,514,163 shares of The Madison Square Garden Company Class A Common Stock, par value $0.01 per share (Class A Common Stock), issuable upon conversion of an equal number of shares of The Madison Square Garden Company Class B Common Stock, par value $0.01 per share (Class B Common Stock), held by other Reporting Persons hereto as to which Charles F. Dolan disclaims beneficial ownership.
This report shall not be construed as an admission that such person is the beneficial owner of such securities.
Page 2 of 53
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1 |
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NAME OF REPORTING PERSON
Helen A. Dolan, individually and as Trustee of the Helen A. Dolan 2011 Grantor Retained Annuity Trust #1M, Helen A. Dolan 2011 Grantor Retained Annuity Trust #2M and the Helen A. Dolan 2009 Revocable Trust |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a) þ |
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(b) o |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS |
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00 See Item 3 of Statement |
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5 |
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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U.S.A.
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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1,949,998 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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6,972,371 |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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1,949,998 |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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6,972,371 |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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8,922,369 |
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12 |
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CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
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þ*
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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12.7% |
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14 |
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TYPE OF REPORTING PERSON |
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IN |
*Excludes 5,514,163 shares of Class A Common Stock issuable upon
conversion of an equal number of shares of Class B Common Stock held by other Reporting Persons hereto as to
which Helen A. Dolan disclaims beneficial ownership. This report shall not be construed as an admission that
such person is the beneficial owner of such securities.
Page 3 of 53
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1 |
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NAME OF REPORTING PERSON
James L. Dolan |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a) þ |
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(b) o |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS |
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00 See Item 3 of Statement |
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5 |
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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U.S.A.
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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557,155 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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974,302 |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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557,155 |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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974,302 |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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1,531,457 |
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12 |
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CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
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þ*
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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2.4% |
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14 |
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TYPE OF REPORTING PERSON |
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IN |
*Excludes 12,646,441 shares of Class A Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock held by other Reporting Persons hereto as to which James L. Dolan disclaims beneficial ownership. This report shall not be construed as an admission that such person is the beneficial owner of such securities.
Page 4 of 53
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1 |
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NAME OF REPORTING PERSON
Thomas C. Dolan |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a) þ |
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(b) o |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS |
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00 See Item 3 of Statement |
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5 |
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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U.S.A.
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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40,767 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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966,844 |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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40,767 |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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966,844 |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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1,007,611 |
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12 |
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CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
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þ*
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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1.6% |
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14 |
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TYPE OF REPORTING PERSON |
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IN |
*Excludes 12,661,597 shares of Class A Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock held by other Reporting Persons hereto as to which Thomas C. Dolan disclaims beneficial ownership. This report shall not be construed as an admission that such person is the beneficial owner of such securities.
Page 5 of 53
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1 |
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NAME OF REPORTING PERSON
Patrick F. Dolan |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a) þ |
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(b) o |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS |
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00 See Item 3 of Statement |
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5 |
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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U.S.A.
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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34,852 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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936,311 |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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34,852 |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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936,311 |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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971,163 |
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12 |
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CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
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þ*
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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1.5% |
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14 |
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TYPE OF REPORTING PERSON |
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IN |
*Excludes 12,702,540 shares of Class A Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock held by other Reporting Persons hereto as to which Patrick F. Dolan disclaims beneficial ownership. This report shall not be construed as an admission that such person is the beneficial owner of such securities.
Page 6 of 53
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1 |
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NAME OF REPORTING PERSON
Kathleen M. Dolan, individually, and as Trustee of the Ryan Dolan 1989 Trust and the Tara Dolan 1989 Trust and as a Trustee of the Charles F. Dolan Children Trusts |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a) þ |
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(b) o |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS |
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00 See Item 3 of Statement |
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5 |
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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U.S.A.
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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35,642 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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5,741,173 |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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35,642 |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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5,741,173 |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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5,776,815 |
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12 |
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CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
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þ*
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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8.5% |
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14 |
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TYPE OF REPORTING PERSON |
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IN |
*Excludes 434,274 Shares of Class A Common Stock beneficially
owned by Dolan Childrens Foundation as to which the Reporting Person serves as a director and 8,089,548
shares of Class A Common Stock issuable upon conversion of an equal number of shares of Class B
Common Stock held by other Reporting Persons hereto as to which Kathleen M. Dolan disclaims beneficial
ownership. This report shall not be
construed as an admission that such person is the beneficial owner of such securities.
Page 7 of 53
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1 |
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NAME OF REPORTING PERSON
Marianne Dolan Weber |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a) þ |
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(b) o |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS |
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00 See Item 3 of Statement |
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5 |
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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U.S.A.
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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8,988 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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939,291 |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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8,988 |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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939,291 |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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948,279 |
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12 |
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CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
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þ*
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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1.5% |
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14 |
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TYPE OF REPORTING PERSON |
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IN |
*Excludes 434,274 Shares of Class A Common Stock
beneficially owned by Dolan Childrens Foundation as to which the Reporting Person serves as a director and 12,697,753 shares of Class A Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock held by other Reporting Persons hereto as to which Marianne Dolan Weber disclaims beneficial ownership. This report shall not be construed as an
admission that such person is the beneficial owner of such securities.
Page 8 of 53
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1 |
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NAME OF REPORTING PERSON
Deborah A. Dolan-Sweeney |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a) þ |
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(b) o |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS |
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00 See Item 3 of Statement |
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5 |
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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U.S.A.
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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3,647 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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998,668 |
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EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
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|
PERSON |
|
3,647 |
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WITH |
10 |
|
SHARED DISPOSITIVE POWER |
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|
998,668 |
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|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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|
|
1,002,315 |
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|
|
12 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
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|
|
þ*
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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|
|
1.6% |
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|
14 |
|
TYPE OF REPORTING PERSON |
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|
IN |
*Excludes 434,274 Shares of Class A Common Stock beneficially owned by Dolan Childrens
Foundation as to which the Reporting Person serves as a director and 12,669,574 shares of Class A
Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock held by
other Reporting Persons hereto as to which Deborah A. Dolan-Sweeney disclaims beneficial ownership.
This report shall not be construed as an admission that such person is the beneficial owner of such securities.
Page 9 of 53
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1 |
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NAME OF REPORTING PERSON
Lawrence J. Dolan, as a Trustee of the Charles F. Dolan 2009 Family Trusts |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a) þ |
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(b) o |
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|
|
3 |
|
SEC USE ONLY |
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|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS |
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|
|
00 See Item 3 of Statement |
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|
|
5 |
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
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|
|
o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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U.S.A.
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7 |
|
SOLE VOTING POWER |
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|
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NUMBER OF |
|
0 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
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OWNED BY |
|
1,953,526 |
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EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
0 |
|
|
|
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WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
1,953,526 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
1,953,526 |
|
|
|
12 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
|
|
þ*
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
3.1% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
IN |
*Excludes 11,716,049 shares of Class A Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock held by other Reporting Persons hereto as to which Lawrence J. Dolan disclaims beneficial ownership. This report shall not be construed as an admission that such person is the beneficial owner of such securities.
Page 10 of 53
|
|
|
|
|
|
1 |
|
NAME OF REPORTING PERSON
David M. Dolan, as a Trustee of the Charles F. Dolan 2009 Family Trusts |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
(a) þ |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS |
|
|
|
00 See Item 3 of Statement |
|
|
|
5 |
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
U.S.A.
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
302,647 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
1,959,276 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
302,647 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
1,959,276 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
2,261,923 |
|
|
|
12 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
|
|
þ*
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
3.5% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
IN |
*Excludes 11,716,049 shares of Class A Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock held by other Reporting Persons hereto as to which David M. Dolan disclaims beneficial ownership. This report shall not be construed as an admission that such person is the beneficial owner of such securities.
Page 11 of 53
|
|
|
|
|
|
1 |
|
NAME OF REPORTING PERSON
Paul J. Dolan, as a Trustee of the Charles F. Dolan Children Trust FBO Kathleen M. Dolan and the Charles F. Dolan Children Trust FBO James L. Dolan |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
(a) þ |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS |
|
|
|
00 See Item 3 of Statement |
|
|
|
5 |
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
U.S.A.
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
95,220 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
1,938,545 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
95,220 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
1,938,545 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
2,033,765 |
|
|
|
12 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
|
|
þ*
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
3.2% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
IN |
*Excludes 11,742,616 shares of Class A Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock held by other Reporting Persons hereto as to which Paul J. Dolan disclaims beneficial ownership. This report shall not be construed as an admission that such person is the beneficial owner of such securities.
Page 12 of 53
|
|
|
|
|
|
1 |
|
NAMES OF REPORTING PERSONS
Matthew J. Dolan, as a Trustee of the Charles F. Dolan Children Trust FBO Marianne Dolan Weber and the Charles F. Dolan Children Trust FBO Thomas C. Dolan |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
(a) þ |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS |
|
|
|
00 See Item 3 of Statement |
|
|
|
5 |
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
U.S.A.
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
2,087 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
1,905,510 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
2,087 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
1,905,510 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
1,907,597 |
|
|
|
12 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
|
|
þ*
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
3.0% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
IN |
*Excludes 11,770,795 shares of Class A Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock held by other Reporting Persons hereto as to which Matthew J. Dolan disclaims beneficial ownership. This report shall not be construed as an admission that such person is the beneficial owner of such securities.
Page 13 of 53
|
|
|
|
|
|
1 |
|
NAMES OF REPORTING PERSONS
Mary S. Dolan, as a Trustee of the Charles F. Dolan Children Trust FBO Deborah Dolan-Sweeney and the Charles F. Dolan Children Trust FBO Patrick F. Dolan |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
(a) þ |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS |
|
|
|
00 See Item 3 of Statement |
|
|
|
5 |
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
U.S.A.
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
5,339 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
1,905,181 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
5,339 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
1,905,181 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
1,910,520 |
|
|
|
12 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
|
|
þ*
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
3.0% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
IN |
*Excludes 11,783,559 shares of Class A Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock held by other Reporting Persons hereto as to which Mary S. Dolan disclaims beneficial ownership. This report shall not be construed as an admission that such person is the beneficial owner of such securities.
Page 14 of 53
|
|
|
|
|
|
1 |
|
NAMES OF REPORTING PERSONS
Charles F. Dolan Children Trust FBO Kathleen M. Dolan |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
(a) þ |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS |
|
|
|
00 See Item 3 of Statement |
|
|
|
5 |
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
U.S.A.
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
966,845 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
0 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
966,845 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
0 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
966,845 |
|
|
|
12 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
|
|
þ*
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
1.5% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
OO |
*Excludes 12,669,574 shares of Class A Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock held by other Reporting Persons hereto as to which the Charles F. Dolan Children Trust FBO Kathleen M. Dolan disclaims beneficial ownership. This report shall not be construed as an admission that such person is the beneficial owner of such securities.
Page 15 of 53
|
|
|
|
|
|
1 |
|
NAMES OF REPORTING PERSONS
Charles F. Dolan Children Trust FBO Deborah Dolan-Sweeney |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
(a) þ |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS |
|
|
|
00 See Item 3 of Statement |
|
|
|
5 |
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
U.S.A.
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
966,845 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
0 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
966,845 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
0 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
966,845 |
|
|
|
12 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
|
|
þ*
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
1.5% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
OO |
*Excludes 12,669,574 shares of Class A Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock held by other Reporting Persons hereto as to which the Charles F. Dolan Children Trust FBO Deborah Dolan-Sweeney disclaims beneficial ownership. This report shall not be construed as an admission that such person is the beneficial owner of such securities.
Page 16 of 53
|
|
|
|
|
|
1 |
|
NAMES OF REPORTING PERSONS
Charles F. Dolan Children Trust FBO Marianne Dolan Weber |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
(a) þ |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS |
|
|
|
00 See Item 3 of Statement |
|
|
|
5 |
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
U.S.A.
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
938,666 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
0 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
938,666 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
0 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
938,666 |
|
|
|
12 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
|
|
þ*
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
1.5% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
OO |
*Excludes 12,697,753 shares of Class A Common Stock issuable upon
conversion of an equal number of shares of Class B Common Stock held by other Reporting Persons hereto as to which
the Charles F. Dolan Children Trust FBO Marianne Dolan Weber disclaims beneficial ownership. This report shall not
be construed as an admission that such person is the beneficial owner of such securities.
Page 17 of 53
|
|
|
|
|
|
1 |
|
NAMES OF REPORTING PERSONS
Charles F. Dolan Children Trust FBO Patrick F. Dolan |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
(a) þ |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS |
|
|
|
00 See Item 3 of Statement |
|
|
|
5 |
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
U.S.A.
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
933,879 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
0 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
933,879 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
0 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
933,879 |
|
|
|
12 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
|
|
þ*
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
1.5% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
OO |
*Excludes 12,702,540 shares of Class A Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock held by other Reporting Persons hereto as to which the Charles F. Dolan Children Trust FBO Patrick F. Dolan disclaims beneficial ownership. This report shall not be construed as an admission that such person is the beneficial owner of such securities.
Page 18 of 53
|
|
|
|
|
|
1 |
|
NAMES OF REPORTING PERSONS
Charles F. Dolan Children Trust FBO Thomas C. Dolan |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
(a) þ |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS |
|
|
|
00 See Item 3 of Statement |
|
|
|
5 |
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
U.S.A.
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
966,844 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
0 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
966,844 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
0 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
966,844 |
|
|
|
12 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
|
|
þ*
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
1.5% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
OO |
*Excludes 12,661,597 shares of Class A Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock held by other Reporting Persons hereto as to which the Charles F. Dolan Children Trust FBO Thomas C. Dolan disclaims beneficial ownership. This report shall not be construed as an admission that such person is the beneficial owner of such securities.
Page 19 of 53
|
|
|
|
|
|
1 |
|
NAMES OF REPORTING PERSONS
Charles F. Dolan Children Trust FBO James L. Dolan |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
(a) þ |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS |
|
|
|
00 See Item 3 of Statement |
|
|
|
5 |
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
U.S.A.
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
966,844 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
0 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
966,844 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
0 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
966,844 |
|
|
|
12 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
|
|
þ*
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
1.5% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
OO |
*Excludes 12,661,597 shares of Class A Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock held by other Reporting Persons hereto as to which the Charles F. Dolan Children Trust FBO James L. Dolan disclaims beneficial ownership. This report shall not be construed as an admission that such person is the beneficial owner of such securities.
Page 20 of 53
|
|
|
|
|
|
1 |
|
NAMES OF REPORTING PERSONS
Charles F. Dolan 2009 Family Trust FBO James L. Dolan |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
(a) þ |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS |
|
|
|
00 See Item 3 of Statement |
|
|
|
5 |
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
U.S.A.
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
383,546 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
0 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
383,546 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
0 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
383,546 |
|
|
|
12 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
|
|
þ*
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
0.6% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
OO |
*Excludes 13,218,304 shares of Class A Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock held by other Reporting Persons hereto as to which the Charles F. Dolan 2009 Family Trust FBO James L. Dolan disclaims beneficial ownership. This report shall not be construed as an admission that such person is the beneficial owner of such securities.
Page 21 of 53
|
|
|
|
|
|
1 |
|
NAMES OF REPORTING PERSONS
Charles F. Dolan 2009 Family Trust FBO Thomas C. Dolan |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
(a) þ |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS |
|
|
|
00 See Item 3 of Statement |
|
|
|
5 |
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
U.S.A
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
383,546 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
0 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
383,546 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
0 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
383,546 |
|
|
|
12 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
|
|
þ*
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
0.6% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
OO |
*Excludes 13,218,304 shares of Class A Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock held by other Reporting Persons hereto as to which the Charles F. Dolan 2009 Family Trust FBO Thomas C. Dolan disclaims beneficial ownership. This report shall not be construed as an admission that such person is the beneficial owner of such securities.
Page 22 of 53
|
|
|
|
|
|
1 |
|
NAMES OF REPORTING PERSONS
Charles F. Dolan 2009 Family Trust FBO Patrick F. Dolan |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
(a) þ |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS |
|
|
|
00 See Item 3 of Statement |
|
|
|
5 |
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
U.S.A.
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
301,546 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
0 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
301,546 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
0 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
301,546 |
|
|
|
12 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
|
|
þ*
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
0.5% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
OO |
*Excludes 13,300,304 shares of Class A Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock held by other Reporting Persons hereto as to which the Charles F. Dolan 2009 Family Trust FBO Patrick F. Dolan disclaims beneficial ownership. This report shall not be construed as an admission that such person is the beneficial owner of such securities.
Page 23 of 53
|
|
|
|
|
|
1 |
|
NAMES OF REPORTING PERSONS
Charles F. Dolan 2009 Family Trust FBO Kathleen M. Dolan |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
(a) þ |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS |
|
|
|
00 See Item 3 of Statement |
|
|
|
5 |
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
U.S.A.
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
308,546 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
0 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
308,546 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
0 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
308,546 |
|
|
|
12 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
|
|
þ*
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
0.5% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
OO |
*Excludes 13,293,304 shares of Class A Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock held by other Reporting Persons hereto as to which the Charles F. Dolan 2009 Family Trust FBO Kathleen M. Dolan disclaims beneficial ownership. This report shall not be construed as an admission that such person is the beneficial owner of such securities.
Page 24 of 53
|
|
|
|
|
|
1 |
|
NAMES OF REPORTING PERSONS
Charles F. Dolan 2009 Family Trust FBO Marianne Dolan Weber |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
(a) þ |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS |
|
|
|
00 See Item 3 of Statement |
|
|
|
5 |
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
U.S.A.
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
371,546 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
0 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
371,546 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
0 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
371,546 |
|
|
|
12 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
|
|
þ*
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
0.6% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
OO |
*Excludes 13,230,304 shares of Class A Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock held by other Reporting Persons hereto as to which the Charles F. Dolan 2009 Family Trust FBO Marianne Dolan Weber disclaims beneficial ownership. This report shall not be construed as an admission that such person is the beneficial owner of such securities.
Page 25 of 53
|
|
|
|
|
|
1 |
|
NAMES OF REPORTING PERSONS
Charles F. Dolan 2009 Family Trust FBO Deborah A. Dolan-Sweeney |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
(a) þ |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS |
|
|
|
00 See Item 3 of Statement |
|
|
|
5 |
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
U.S.A.
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
203,546 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
0 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
203,546 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
0 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
203,546 |
|
|
|
12 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
|
|
þ*
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
0.3% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
OO |
*Excludes 13,398,304 shares of Class A Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock held by other Reporting Persons hereto as to which the Charles F. Dolan 2009 Family Trust FBO Deborah A. Dolan-Sweeney disclaims beneficial ownership. This report shall not be construed as an admission that such person is the beneficial owner of such securities.
Page 26 of 53
|
|
|
|
|
|
1 |
|
NAMES OF REPORTING PERSONS
Ryan Dolan 1989 Trust |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
(a) þ |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS |
|
|
|
00 See Item 3 of Statement |
|
|
|
5 |
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
U.S.A.
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
15,156 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
0 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
15,156 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
0 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
15,156 |
|
|
|
12 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
|
|
þ*
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
0.0% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
OO |
*Excludes 13,573,399 shares of Class A Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock held by other Reporting Persons hereto as to which the Ryan Dolan 1989 Trust disclaims beneficial ownership. This report shall not be construed as an admission that such person is the beneficial owner of such securities.
Page 27 of 53
|
|
|
|
|
|
1 |
|
NAMES OF REPORTING PERSONS
Tara Dolan 1989 Trust |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
(a) þ |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS |
|
|
|
00 See Item 3 of Statement |
|
|
|
5 |
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
U.S.A.
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
15,156 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
0 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
15,156 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
0 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
15,156 |
|
|
|
12 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
|
|
þ*
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
0.0% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
OO |
*Excludes 13,573,399 shares of Class A Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock held by other Reporting Persons hereto as to which the Tara Dolan 1989 Trust disclaims beneficial ownership. This report shall not be construed as an admission that such person is the beneficial owner of such securities.
Page 28 of 53
|
|
|
|
|
|
1 |
|
NAMES OF REPORTING PERSONS
Charles F. Dolan 2011 Grantor Retained Annuity Trust #1M |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
(a) þ |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS |
|
|
|
00 See Item 3 of Statement |
|
|
|
5 |
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
U.S.A.
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
2,912,019 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
0 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
2,912,019 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
0 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
2,912,019 |
|
|
|
12 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
|
|
þ*
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
4.5% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
OO |
*Excludes 10,676,536 shares of Class A Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock held by other Reporting Persons hereto as to which the Charles F. Dolan 2011 Grantor Retained Annuity Trust #1M disclaims beneficial ownership. This report shall not be construed as an admission that such person is the beneficial owner of such securities.
Page 29 of 53
|
|
|
|
|
|
1 |
|
NAMES OF REPORTING PERSONS
Charles F. Dolan 2011 Grantor Retained Annuity Trust #2M |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
(a) þ |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS |
|
|
|
00 See Item 3 of Statement |
|
|
|
5 |
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
U.S.A.
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
1,339,869 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
0 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
1,339,869 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
0 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
1,339,869 |
|
|
|
12 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
|
|
þ*
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
2.1% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
OO |
*Excludes 12,248,686 shares of Class A Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock held by other Reporting Persons hereto as to which the Charles F. Dolan 2011 Grantor Retained Annuity Trust #2M disclaims beneficial ownership. This report shall not be construed as an admission that such person is the beneficial owner of such securities.
Page 30 of 53
|
|
|
|
|
|
1 |
|
NAMES OF REPORTING PERSONS
Helen A. Dolan 2011 Grantor Retained Annuity Trust #1M |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
(a) þ |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS |
|
|
|
00 See Item 3 of Statement |
|
|
|
5 |
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
U.S.A.
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
1,621,534 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
0 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
1,621,534 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
0 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
1,621,534 |
|
|
|
12 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
|
|
þ*
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
2.5% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
OO |
*Excludes 11,967,021 shares of Class A Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock held by other Reporting Persons hereto as to which the Helen A. Dolan 2011 Grantor Retained Annuity Trust #1M disclaims beneficial ownership. This report shall not be construed as an admission that such person is the beneficial owner of such securities.
Page 31 of 53
|
|
|
|
|
|
1 |
|
NAMES OF REPORTING PERSONS
Helen A. Dolan 2011 Grantor Retained Annuity Trust #2M |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
(a) þ |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS |
|
|
|
00 See Item 3 of Statement |
|
|
|
5 |
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
U.S.A.
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
328,464 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
0 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
328,464 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
0 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
328,464 |
|
|
|
12 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
|
|
þ*
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
0.5% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
OO |
*Excludes 13,260,091 shares of Class A Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock held by other Reporting Persons hereto as to which the Helen A. Dolan 2011 Grantor Retained Annuity Trust #2M disclaims beneficial ownership. This report shall not be construed as an admission that such person is the beneficial owner of such securities.
Page 32 of 53
AMENDMENT NO. 3 TO SCHEDULE 13D
This Amendment to Schedule 13D is being filed jointly by the individuals (in their individual
capacity and/or as trustee or co-trustee of specified trusts) and trusts listed in Item 2(a) below
(the Group Members) who may be deemed to beneficially own all of the shares of Class B Common
Stock of The Madison Square Garden Company (the Issuer), par value $.01 per share (the Class B
Common Stock), which are convertible share for share at the option of the holder into Class A
Common Stock of the Issuer, par value $.01 per share (the Class A Common Stock, and together with
the Class B Common Stock, the Common Stock), and a certain number of shares of Class A Common
Stock, in each case as described herein.
The Schedule 13D (the Schedule) filed by the original Group Members on February 12, 2010, as
amended and supplemented by Amendment No. 1 filed on November 19, 2010 and Amendment No. 2 filed on
March 10, 2011 is hereby amended and supplemented by the Reporting Persons as set forth below in
this Amendment No. 3.
Item 2 Identity and Background
The disclosure in Item 2 is hereby amended by amending and restating part (a) thereof as
follows:
(a) The names of the Reporting Persons who are Group Members are: Charles F. Dolan,
individually and as Trustee of the Charles F. Dolan 2011 Grantor Retained Annuity Trust #1M
(the CFD 2011 GRAT #1M), the Charles F. Dolan 2011 Grantor Retained Annuity Trust #2M
(the CFD 2011 GRAT #2M) and the Charles F. Dolan 2009 Revocable Trust (the CFD 2009
Trust); Helen A. Dolan, individually and as Trustee of the Helen A. Dolan 2011 Grantor
Retained Annuity Trust #1M (the HAD 2011 GRAT #1M), the Helen A. Dolan 2011 Grantor
Retained Annuity Trust #2M (the HAD 2011 GRAT #2M) and the Helen A. Dolan 2009 Revocable
Trust (the HAD 2009 Trust); James L. Dolan; Thomas C. Dolan; Patrick F. Dolan; Kathleen
M. Dolan, individually and as a Trustee of the Charles F. Dolan Children Trust FBO Kathleen
M. Dolan, the Charles F. Dolan Children Trust FBO Deborah Dolan-Sweeney, the Charles F.
Dolan Children Trust FBO Marianne Dolan Weber, the Charles F. Dolan Children Trust FBO
Patrick F. Dolan, the Charles F. Dolan Children Trust FBO Thomas C. Dolan and the Charles
F. Dolan Children Trust FBO James L. Dolan (hereinafter collectively referred to as the
Dolan Children Trusts and individually, a Dolan Children Trust), and as sole Trustee of
the Ryan Dolan 1989 Trust and the Tara Dolan 1989 Trust; Marianne Dolan Weber; Deborah A.
Dolan-Sweeney; Lawrence J. Dolan, as a Trustee of the Charles F. Dolan 2009 Family Trust
FBO Patrick F. Dolan, the Charles F. Dolan 2009 Family Trust FBO Thomas C. Dolan, the
Charles F. Dolan 2009 Family Trust FBO James L. Dolan, the Charles F. Dolan 2009 Family
Trust FBO Marianne Dolan Weber, the Charles F. Dolan 2009 Family Trust FBO Kathleen M.
Dolan and the Charles F. Dolan 2009 Family Trust FBO Deborah A. Dolan-Sweeney
(collectively, the 2009 Family Trusts and individually, a 2009 Family Trust); David M.
Dolan, as a Trustee of the 2009 Family Trusts; Paul J. Dolan, as a Trustee of the Dolan
Children Trusts FBO Kathleen M. Dolan and James L. Dolan; Matthew J. Dolan, as a Trustee of
the Dolan Children Trusts FBO Marianne Dolan Weber and Thomas C. Dolan; Mary S. Dolan, as a
Trustee of the Dolan Children Trusts FBO Deborah Dolan-Sweeney and Patrick F. Dolan; Dolan
Children Trust FBO Kathleen M. Dolan; Dolan Children Trust FBO Marianne Dolan Weber; Dolan
Children Trust FBO Deborah Dolan-Sweeney; Dolan Children Trust FBO James L. Dolan; Dolan
Children Trust FBO Thomas C. Dolan; Dolan Children Trust FBO Patrick F. Dolan; 2009 Family
Trust FBO James L. Dolan; 2009 Family Trust FBO Thomas C. Dolan; 2009 Family Trust FBO
Patrick F. Dolan; 2009 Family Trust FBO Kathleen M. Dolan; 2009 Family Trust FBO Marianne
Dolan Weber; 2009 Family Trust FBO Deborah A. Dolan-Sweeney; Ryan Dolan 1989 Trust; Tara
Dolan 1989 Trust; CFD 2011 GRAT #1M; CFD 2011 GRAT #2M; HAD 2011 GRAT #1M and HAD 2011 GRAT
#2M.
The disclosure in Item 2 is hereby amended by adding the following to the end of part (b)
thereof as follows:
(b)
Page 33 of 53
CFD 2011 GRAT #2M is a trust established under the laws of the State of New York for the
benefit of Charles F. Dolan and has an address of Dolan Family Office, attention: William
A. Frewin, 340 Crossways Park Drive, Woodbury, New York 11797.
HAD 2011 GRAT #2M is a trust established under the laws of the State of New York for the
benefit of Helen A. Dolan and has an address of Dolan Family Office, attention: William A.
Frewin, 340 Crossways Park Drive, Woodbury, New York 11797.
The disclosure in Item 2 is hereby amended by amending and restating part (c) thereof as
follows:
(c) Charles F. Dolan is a director of The Madison Square Garden Company (the Issuer),
Chairman of Cablevision Systems Corporation, a Delaware corporation (Cablevision) and a
director and Executive Chairman of AMC Networks Inc. (AMC). Cablevisions principal
business address is 1111 Stewart Avenue, Bethpage, New York 11714. Helen A. Dolan is his
wife and is not currently employed. They are the parents of James L. Dolan, Thomas C.
Dolan, Patrick F. Dolan, Kathleen M. Dolan, Marianne Dolan Weber and Deborah A.
Dolan-Sweeney. Charles F. Dolan is also the brother of Lawrence J. Dolan. Charles F.
Dolan is the Trustee of the CFD 2011 GRAT #1M , the CFD 2011 GRAT #2M and the CFD 2009
Trust.
Helen A. Dolan is the Trustee of the HAD 2011 GRAT #1M , the HAD 2011 GRAT #2M and the HAD
2009 Trust.
James L. Dolan is a director and Executive Chairman of the Issuer, the President and Chief
Executive Officer and a director of Cablevision, and a director of AMC. Cablevisions
principal business address is 1111 Stewart Avenue, Bethpage, New York 11714. He is the son
of Charles F. Dolan and Helen A. Dolan, and is the brother of Thomas C. Dolan, Patrick F.
Dolan, Kathleen M. Dolan, Marianne Dolan Weber and Deborah A. Dolan-Sweeney. His wife,
Kristin A. Dolan, is a director of the Issuer.
Thomas C. Dolan is a director of the Issuer, Cablevision and AMC. He is the Executive Vice
President Strategy and Development, Office of the Chairman of Cablevision. Cablevisions
principal business address is 1111 Stewart Avenue, Bethpage, New York 11714. He is the son
of Charles F. Dolan and Helen A. Dolan, and is the brother of James L. Dolan, Patrick F.
Dolan, Kathleen M. Dolan, Marianne Dolan Weber and Deborah A. Dolan-Sweeney.
Patrick F. Dolan is a director of Cablevision and AMC. He is President of News 12
Networks, a subsidiary of Cablevision. Cablevisions principal business address is 1111
Stewart Avenue, Bethpage, New York 11714. He is the son of Charles F. Dolan and Helen A.
Dolan, and is the brother of James L. Dolan, Thomas C. Dolan, Kathleen M. Dolan, Marianne
Dolan Weber and Deborah A. Dolan-Sweeney.
Kathleen M. Dolan is a director of Cablevision and founder of Purple Crayon Productions
Inc., a community art and music center, 1207 Route 12, Woodstock, Vermont 05091. She is
the daughter of Charles F. Dolan and Helen A. Dolan, and is the sister of James L. Dolan,
Thomas C. Dolan, Patrick F. Dolan, Marianne Dolan Weber and Deborah A. Dolan-Sweeney. She
is a Trustee of each of the Dolan Children Trusts, the Ryan Dolan 1989 Trust and the Tara
Dolan 1989 Trust.
Marianne Dolan Weber is a director of the Issuer, Cablevision and AMC. She is the Chair of
the Dolan Family Foundation and the Dolan Childrens Foundation, and the manager of the
Dolan Family Office, LLC, 340 Crossways Park Drive, Woodbury, New York 11797. She is the
daughter of Charles F. Dolan and Helen A. Dolan, and is the sister of James L. Dolan,
Thomas C. Dolan, Patrick F. Dolan, Kathleen M. Dolan and Deborah A. Dolan-Sweeney.
Deborah A. Dolan-Sweeney is a director of the Issuer and Cablevision. She is the daughter
of Charles F. Dolan and Helen A. Dolan, and is the sister of James L. Dolan, Thomas C.
Dolan, Patrick F. Dolan, Kathleen M. Dolan and Marianne Dolan Weber. Her husband, Brian G.
Sweeney, is a director of the Issuer.
Page 34 of 53
Lawrence J. Dolan is the brother of Charles F. Dolan, and is the father of Matthew J.
Dolan, Paul J. Dolan and Mary S. Dolan. He is the Chief Executive Officer of Cleveland
Indians Baseball Company, L.P., Progressive Field, 2401 Ontario St., Cleveland, Ohio 44115.
He is a Trustee of each of the 2009 Family Trusts.
David M. Dolan is a retired attorney and is currently the Chairman of the Board of Citizens
National Bank of Greater St. Louis, 7305 Manchester Road, Maplewood, Missouri 63143. He is
a first cousin of Charles F. Dolan. He is a Trustee of each of the 2009 Family Trusts.
Paul J. Dolan is the son of Lawrence J. Dolan, the brother of Matthew J. Dolan and Mary S.
Dolan, and a nephew of Charles F. Dolan and Helen A. Dolan. He is the President of
Cleveland Indians Baseball Company, L.P., Progressive Field, 2401 Ontario St., Cleveland,
Ohio 44115. He is a Trustee of the Dolan Children Trusts FBO Kathleen M. Dolan and James
L. Dolan.
Matthew J. Dolan is the son of Lawrence J. Dolan, the brother of Paul J. Dolan and Mary S.
Dolan, and a nephew of Charles F. Dolan and Helen A. Dolan. He is an attorney and is a
principal of Thrasher, Dinsmore & Dolan, Corporate Place, 100 7th Avenue,
Chardon, OH 44024-9423. He is a Trustee of the Dolan Children Trusts FBO Marianne Dolan
Weber and Thomas C. Dolan.
Mary S. Dolan is the daughter of Lawrence J. Dolan, the sister of Matthew J. Dolan and Paul
J. Dolan, and a niece of Charles F. Dolan and Helen A. Dolan. She is the Co-Director of
Legal Services at the Lifespan Center for Legal Services, 20 E. Jackson Blvd, Suite 500,
Chicago, Illinois 60604. She is a Trustee of the Dolan Children Trusts FBO Deborah
Dolan-Sweeney and Patrick F. Dolan.
Item 3 Source and Amount of Funds or Other Consideration
The disclosure in Item 3 is hereby amended by adding the following at the end thereof:
The CFD 2011 GRAT #2M was formed by Charles F. Dolan and on September 6, 2011 was given the
number of shares of the Issuers Class B Common Stock indicated as owned by the trust in Item 5 of
this Amendment No. 3 to the Schedule 13D.
The HAD 2011 GRAT #2M was formed by Helen A. Dolan and on September 6, 2011 was given the
number of shares of the Issuers Class B Common Stock indicated as owned by the trust in Item 5 of
this Amendment No. 3 to the Schedule 13D.
Item 4 Purpose of Transaction
The disclosure in Item 4 is hereby amended by adding the following to the end thereof:
Each of the transactions described in Item 3 above effected on September 6, 2011 was effected
for estate planning purposes for Charles F. Dolan and Helen A. Dolan.
Item 5 Interest in Securities of the Issuer
The disclosure in Item 5(a) and (b) is hereby amended and restated to read in its entirety as
follows:
(a) and (b) The Group Members may be deemed to beneficially own an aggregate of 15,386,931
shares of Class A Common Stock as a result of their beneficial ownership of (i) 1,798,376
shares of Class A Common Stock (including 105,500 shares of restricted stock and options to
purchase 737,313 shares of Class A Common Stock that are exercisable within sixty days of
this filing), and (ii) 13,588,555 shares of Class A Common Stock issuable upon conversion
of an equal number of shares of Class B Common Stock. This aggregate amount represents
approximately 20% of the total shares of the Issuers common stock currently outstanding.
Group Members in the aggregate may be deemed to have the current shared power to vote or
direct the vote of and to dispose of or direct the disposition of 13,588,555 shares of
Class A Common Stock issuable upon conversion of an equal number of shares of Class B
Common Stock (representing all outstanding Class B
Page 35 of 53
Common Stock) because of the terms of the Class B Stockholders Agreement (see Item 6
below). Individuals who are Group Members solely in their capacity as trustees of trusts
that are Group Members may be deemed to beneficially own an additional 422,856 shares of
Class A Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the
securities held by the other Reporting Persons, and this report shall not be deemed to be
an admission that such person is the beneficial owner of such securities.
Charles F. Dolan may be deemed to beneficially own an aggregate of 8,922,369 shares of
Class A Common Stock, including (i) 847,977 shares of Class A Common Stock (including
41,425 shares of restricted stock and options to purchase 376,781 shares of Class A Common
Stock that are exercisable within sixty days of this filing) and (ii) 8,074,392 shares of
Class A Common Stock issuable upon conversion of an equal number of shares of Class B
Common Stock. This aggregate amount represents approximately 12.7% of the shares of Class
A Common Stock currently outstanding. He may be deemed to have (a) the sole power to vote
or direct the vote of and to dispose of or to direct the disposition of 4,722,758 shares of
Class A Common Stock (including 52,664 shares of Class A Common Stock owned of record
personally, 41,425 shares of restricted stock owned of record personally and options owned
of record personally to purchase 376,781 shares of Class A Common Stock that are
exercisable within sixty days of this filing, and 4,251,888 shares of Class A Common Stock
issuable upon conversion of an equal number of shares of Class B Common Stock, including
2,912,019 shares of Class B Common Stock owned of record by the CFD 2011 GRAT #1M and
1,339,869 shares of Class B Common Stock owned of record by the CFD 2011 GRAT #2M) and (b)
the current shared power to vote or direct the vote of and to dispose of or direct the
disposition of 4,199,611 shares of Class A Common Stock (including 297,337 shares of Class
A Common Stock owned of record by the Dolan Family Foundation, 79,770 shares of Class A
Common Stock owned of record by the 2009 Family Trusts, and 3,822,504 shares of Class A
Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock,
including 1,621,534 shares of Class B Common Stock owned by the HAD 2011 GRAT #1M, 328,464
shares of Class B Common Stock owned by the HAD 2011 GRAT #2M, and 1,872,506 shares of
Class B Common Stock owned by the 2009 Family Trusts). He disclaims beneficial ownership
of 297,337 shares of Class A Common Stock owned of record by the Dolan Family Foundation
and 79,770 shares of Class A Common Stock owned of record by the 2009 Family Trusts, and
3,822,504 shares of Class A Common Stock issuable upon conversion of an equal number of
shares of Class B Common Stock, including 1,621,534 shares of Class B Common Stock owned by
the HAD 2011 GRAT #1M, 328,464 shares of Class B Common Stock owned by the HAD 2011 GRAT
#2M, and 1,872,506 shares of Class B Common Stock owned of record by the 2009 Family
Trusts, and this report shall not be deemed to be an admission that such person is the
beneficial owner of such securities.
Helen A. Dolan may be deemed to beneficially own an aggregate of 8,922,369 shares of Class
A Common Stock, including (i) 847,977 shares of Class A Common Stock (including 41,425
shares of restricted stock and options to purchase 376,781 shares of Class A Common Stock
that are exercisable within sixty days of this filing) and (ii) 8,074,392 shares of Class A
Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock.
This aggregate amount represents approximately 12.7% of the shares of Class A Common Stock
currently outstanding. She may be deemed to have (a) the sole power to vote or direct the
vote of 1,949,998 shares of Class A Common Stock issuable upon conversion of an equal
number of shares of Class B Common Stock, including 1,621,534 shares of Class B Common
Stock owned by the HAD 2011 GRAT #1M and 328,464 shares of Class B Common Stock owned by
the HAD 2011 GRAT #2M, and (b) the current shared power to vote or direct the vote of and
to dispose of or direct the disposition of 6,972,371 shares of Class A Common Stock
(including 297,337 shares of Class A Common Stock owned of record by the Dolan Family
Foundation, 79,770 shares of Class A Common Stock owned of record by the 2009 Family
Trusts, 52,664 shares of Class A Common Stock, 41,425 shares of restricted stock and
options to purchase 376,781 shares of Class A Common Stock exercisable within sixty days of
this filing owned of record personally by her spouse, Charles F. Dolan, and 6,124,394
shares of Class A Common Stock issuable upon conversion of an equal number of shares of
Class B Common Stock, including 2,912,019 shares of Class B Common Stock owned of record by
the CFD 2011 GRAT #1M, 1,339,869 shares of Class B Common Stock owned by the CFD 2011 GRAT
#2M, and 1,872,506 shares of Class B Common
Page 36 of 53
Stock owned of record by the 2009 Family Trusts). She disclaims beneficial ownership of
297,337 shares of Class A Common Stock owned of record by the Dolan Family Foundation,
79,770 shares of Class A Common Stock owned of record by the 2009 Family Trusts, 52,664
shares of Class A Common Stock, 41,425 shares of restricted stock and options to purchase
376,781 shares of Class A Common Stock exercisable within sixty days of this filing owned
of record personally by her spouse, and 6,124,394 shares of Class A Common Stock issuable
upon conversion of an equal number of shares of Class B Common Stock, including 2,912,019
shares of Class B Common Stock owned of record by the CFD 2011 GRAT #1M, 1,339,869 shares
of Class B Common Stock owned by the CFD 2011 GRAT #2M, and 1,872,506 shares of Class B
Common Stock owned of record by the 2009 Family Trusts, and this report shall not be deemed
to be an admission that such person is the beneficial owner of such securities.
James L. Dolan may be deemed to beneficially own an aggregate of 1,531,457 shares of Class
A Common Stock, including (i) 589,343 shares of Class A Common Stock (including 45,500
shares of restricted stock and options to purchase 351,782 shares of Class A Common Stock
that are exercisable within sixty days of this filing) and (ii) 942,114 shares of Class A
Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock.
This aggregate amount represents approximately 2.4% of the shares of Class A Common Stock
currently outstanding. He may be deemed to have (a) the sole power to vote or direct the
vote of and to dispose of or to direct the disposition of 557,155 shares of Class A Common
Stock (including 145,817 shares of Class A Common Stock owned of record personally, 2,125
shares of Class A Common Stock held as custodian for one or more minor children, 42,275
shares of restricted stock owned of record personally and options owned of record
personally to purchase 351,782 shares of Class A Common Stock that are exercisable within
sixty days of this filing and 15,156 shares of Class A Common Stock issuable upon
conversion of an equal number of shares of Class B Common Stock owned of record personally)
and (b) the current shared power to vote or direct the vote of and to dispose of or direct
the disposition of 974,302 shares of Class A Common Stock (including 1,250 shares of Class
A Common Stock owned jointly with his spouse, 1,962 shares of Class A Common Stock owned of
record personally by his spouse, 3,225 shares of restricted stock owned of record
personally by his spouse, 396 shares of Class A Common Stock owned of record by his spouse
through a 401(k) plan, 625 shares of Class A Common Stock owned of record by members of his
household, and 39,886 shares of Class A Common Stock owned of record by the Dolan Children
Trust for his benefit and 926,958 shares of Class A Common Stock issuable upon conversion
of an equal number of shares of Class B Common Stock owned of record by the Dolan Children
Trust for his benefit). He disclaims beneficial ownership of 2,125 shares of Class A
Common Stock held as custodian for one or more minor children, 1,962 shares of Class A
common Stock owned of record personally by his spouse, 625 shares of Class A Common Stock
owned of record by members of his household, 3,225 shares of restricted stock owned of
record personally by his spouse, 396 shares of Class A Common Stock owned of record by his
spouse through a 401(k) plan, and 39,886 shares of Class A Common Stock and 926,958 shares
of Class A Common Stock issuable upon conversion of an equal number of shares of Class B
Common Stock owned of record by the Dolan Children Trust for his benefit, and this report
shall not be deemed to be an admission that such person is the beneficial owner of such
securities. See Exhibit A.
Thomas C. Dolan may be deemed to beneficially own 1,007,611 shares of Class A Common Stock,
including (i) 80,653 shares of Class A Common Stock (including 9,475 shares of restricted
stock) and (ii) 926,958 shares of Class A Common Stock issuable upon conversion of an equal
number of shares of Class B Common Stock. This amount represents approximately 1.6% of the
shares of Class A Common Stock currently outstanding. He may be deemed to have (a) the
sole power to vote or direct the vote of and to dispose of or to direct the disposition of
40,767 shares of Class A Common Stock (including 9,475 shares of restricted stock) and (b)
the current shared power to vote or direct the vote of and to dispose of or to direct the
disposition of 39,886 shares of Class A Common Stock and 926,958 shares of Class A Common
Stock issuable upon conversion of an equal number of shares of Class B Common Stock owned
of record by the Dolan Children Trust for his benefit. He disclaims beneficial ownership
of 39,886 shares of Class A Common Stock and 926,958 shares of Class A Common Stock
issuable upon conversion of an equal number of shares of Class B Common Stock owned of
record by the Dolan Children Trust for his benefit, and this
Page 37 of 53
report shall not be deemed to be an admission that such person is the beneficial owner of
such securities. See Exhibit A.
Patrick F. Dolan may be deemed to beneficially own an aggregate of 971,163 shares of Class
A Common Stock, including (i) 85,148 shares of Class A Common Stock (including 4,550 shares
of restricted stock and options to purchase 3,000 shares of Class A Common Stock that are
exercisable within sixty days of this filing) and (ii) 886,015 shares of Class A Common
Stock issuable upon conversion of an equal number of shares of Class B Common Stock. This
aggregate amount represents approximately 1.5% of the shares of Class A Common Stock
currently outstanding. He may be deemed to have (a) the sole power to vote or direct the
vote of and to dispose of or to direct the disposition of 34,852 shares of Class A Common
Stock (including 26,677 shares of Class A Common Stock, 4,550 shares of restricted stock,
and options to purchase 3,000 shares of Class A Common Stock that are exercisable within
sixty days of this filing owned of record personally and 625 shares of Class A Common Stock
held as custodian for one or more minor children) and (b) the current shared power to vote
or direct the vote of and to dispose of or to direct the disposition of 936,311 shares of
Class A Common Stock (including 1,250 shares owned jointly with his spouse, 625 shares of
Class A Common Stock owned of record by a member of his household and 557 shares owned of
record by the Daniel P. Mucci Trust (the Mucci Trust) for which he serves as co-trustee
and 47,864 shares of Class A Common Stock owned of record by the Dolan Children Trust for
his benefit and 886,015 shares of Class A Common Stock issuable upon conversion of an equal
number of shares of Class B Common Stock owned of record by the Dolan Children Trust for
his benefit). He disclaims beneficial ownership of 625 shares of Class A Common Stock held
as custodian for one or more minor children, 625 shares of Class A Common Stock owned of
record by a member of his household, 557 shares of Class A Common Stock held by the Mucci
Trust, and 47,864 shares of Class A Common Stock and 886,015 shares of Class A Common Stock
issuable upon conversion of an equal number of shares of Class B Common Stock owned of
record by the Dolan Children Trust for his benefit, and this report shall not be deemed to
be an admission that such person is the beneficial owner of such securities. See Exhibit
A.
Kathleen M. Dolan may be deemed to beneficially own an aggregate of 5,776,815 shares of
Class A Common Stock, including (i) 277,808 shares of Class A Common Stock and (ii)
5,499,007 shares of Class A Common Stock issuable upon conversion of an equal number of
shares of Class B Common Stock. This aggregate amount represents approximately 8.5% of the
shares of Class A Common Stock currently outstanding. She may be deemed to have (a) the
sole power to vote or direct the vote of and to dispose of or to direct the disposition of
35,642 shares of Class A Common Stock (including 4,080 shares of Class A Common Stock owned
of record personally and 1,250 shares of Class A Common Stock held as custodian for one or
more minor children and an aggregate of 30,312 shares of Class A Common Stock issuable upon
conversion of an equal number of shares of Class B Common Stock owned of record by the Ryan
Dolan 1989 Trust and the Tara Dolan 1989 Trust) and (b) the current shared power to vote or
direct the vote of and to dispose of or direct the disposition of 5,741,173 shares of Class
A Common Stock (including 1,250 shares of Class A Common Stock owned jointly with her
former spouse and an aggregate of 271,228 shares of Class A Common Stock owned of record by
the Dolan Children Trusts and an aggregate of 5,468,695 shares of Class A Common Stock
issuable upon conversion of an equal number of shares of Class B Common Stock owned of
record by the Dolan Children Trusts). She disclaims beneficial ownership of 1,250 shares
of Class A Common Stock held as custodian for one or more minor children, an aggregate of
271,228 shares of Class A Common Stock owned of record by the Dolan Children Trusts and an
aggregate of 5,499,007 shares of Class A Common Stock issuable upon conversion of an equal
number of shares of Class B Common Stock owned of record by the Dolan Children Trusts, the
Ryan Dolan 1989 Trust and the Tara Dolan 1989 Trust, and this report shall not be deemed to
be an admission that such person is the beneficial owner of such securities. See Exhibit
A.
Marianne Dolan Weber may be deemed to beneficially own an aggregate of 948,279 shares of
Class A Common Stock, including (i) 57,477 shares of Class A Common Stock (including options to
purchase 2,000 shares of Class A Common Stock that are exercisable within sixty days of
this filing) and (ii) 890,802 shares of Class A Common Stock issuable upon conversion of an
equal number of shares of Class B Common Stock. This aggregate amount represents
approximately
Page 38 of 53
1.5% of the shares of Class A Common Stock currently outstanding. She may be deemed to
have (a) the sole power to vote or direct the vote of and to dispose of or to direct the
disposition of 8,988 shares of Class A Common Stock (including 6,363 shares of Class A
Common Stock, options to purchase 2,000 shares of Class A Common Stock that are exercisable
within sixty days of this filing owned of record personally and 625 shares of Class A
Common Stock held as custodian for a minor child) and (b) the current shared power to vote
or direct the vote of and to dispose of or to direct the disposition of 939,291 shares of
Class A Common Stock (including 625 shares of Class A Common Stock owned personally by her
spouse, and 47,864 shares of Class A Common Stock owned by the Dolan Children Trust for her
benefit and 890,802 shares of Class A Common Stock issuable upon conversion of an equal
number of shares of Class B Common Stock owned of record by the Dolan Children Trust for
her benefit). She disclaims beneficial ownership of 625 shares of Class A Common Stock
held as custodian for a minor child, 625 shares of Class A Common Stock owned of record by
her spouse, and 47,864 shares of Class A Common Stock and 890,802 shares of Class A Common
Stock issuable upon conversion of an equal number of shares of Class B Common Stock owned
of record by the Dolan Children Trust for her benefit, and this report shall not be deemed
to be an admission that such person is the beneficial owner of such securities. See
Exhibit A.
Deborah A. Dolan-Sweeney may be deemed to beneficially own an aggregate of 1,002,315 shares
of Class A Common Stock, including (i) 83,334 shares of Class A Common Stock (including
4,550 shares of restricted stock and options to purchase 3,750 shares of Class A Common
Stock that are exercisable within sixty days of this filing) and (ii) 918,981 shares of
Class A Common Stock issuable upon conversion of an equal number of shares of Class B
Common Stock. This aggregate amount represents approximately 1.6% of the shares of Class A
Common Stock currently outstanding. She may be deemed to have (a) the sole power to vote
or direct the vote of and to dispose of or to direct the disposition of 3,647 shares of
Class A Common Stock owned of record personally, and (b) the current shared power to vote
or direct the vote of and to dispose of or direct the disposition of 1,002,315 shares of
Class A Common Stock (including 19,523 shares of Class A Common Stock, 4,550 shares of
restricted stock and options to purchase 3,750 shares of Class A Common Stock that are
exercisable within sixty days of this filing owned of record by her spouse, 4,000 shares of
Class A Common Stock held by trusts for which her spouse serves as co-trustee and 47,864
shares of Class A Common Stock owned of record by the Dolan Children Trust for her benefit
and 918,981 shares of Class A Common Stock issuable upon conversion of an equal number of
shares of Class B Common Stock owned of record by the Dolan Children Trust for her
benefit). She disclaims beneficial ownership of 19,523 shares of Class A Common Stock,
4,550 shares of restricted stock and options to purchase 3,750 shares of Class A Common
Stock that are exercisable within sixty days of this filing owned of record by her spouse,
4,000 shares of Class A Common Stock held by trusts for which her spouse serves as
co-trustee and 47,864 shares of Class A Common Stock and 918,981 shares of Class A Common
Stock issuable upon conversion of an equal number of shares of Class B Common Stock owned
of record by the Dolan Children Trust for her benefit, and this report shall not be deemed
to be an admission that such person is the beneficial owner of such securities. See
Exhibit A.
Lawrence J. Dolan may be deemed to beneficially own an aggregate of 1,953,526 shares of
Class A Common Stock, including (i) 81,020 shares of Class A Common Stock and (ii)
1,872,506 shares of Class A Common Stock issuable upon conversion of an equal number of
shares of Class B Common Stock. This aggregate amount represents approximately 3.1% of the
shares of Class A Common Stock currently outstanding. He may be deemed to have the current
shared power to vote or direct the vote of and to dispose of or direct the disposition of
1,953,526 shares of Class A Common Stock (including 1,250 shares of Class A Common Stock
owned with his spouse, an aggregate of 79,770 shares of Class A Common Stock owned of
record by the 2009 Family Trusts and an aggregate of 1,872,506 shares of Class A Common
Stock issuable upon conversion of an equal number of shares of Class B Common Stock owned
of record by the 2009 Family Trusts). He disclaims beneficial ownership of an aggregate of
79,770 shares of Class A Common Stock owned of record by the 2009 Family Trusts and an
aggregate of 1,872,506 shares of Class A Common Stock issuable upon conversion of an equal
number of shares of Class B Common Stock owned of record by the 2009 Family Trusts, and
this report shall not be deemed to be an admission that such person is the beneficial owner
of such securities. See Exhibit A.
Page 39 of 53
David M. Dolan may be deemed to beneficially own an aggregate of 2,261,923 shares of Class
A Common Stock, including (i) 389,417 shares of Class A Common Stock and (ii) 1,872,506
shares of Class A Common Stock issuable upon conversion of an equal number of shares of
Class B Common Stock. This aggregate amount represents approximately 3.5% of the shares of
Class A Common Stock currently outstanding. He may be deemed to have (a) the sole power to
vote or direct the vote of and to dispose of or to direct the disposition of 302,647 shares
of Class A Common Stock (including 3,442 shares of Class A Common Stock owned of record by
the David M. Dolan Revocable Trust and 299,205 shares of Class A Common Stock owned of
record by the Charles F. Dolan Charitable Remainder Trust) and (b) the current shared power
to vote or direct the vote of and to dispose of or direct the disposition of 1,959,276
shares of Class A Common Stock (including 1,250 shares of Class A Common Stock owned
jointly with his spouse, 5,250 shares of Class A Common Stock owned of record by the Ann H.
Dolan Revocable Trust, 500 shares of Class A Common Stock held by his spouse as custodian
for a minor child, an aggregate of 79,770 shares of Class A Common Stock owned of record by
the 2009 Family Trusts, and an aggregate of 1,872,506 shares of Class A Common Stock
issuable upon conversion of an equal number of shares of Class B Common Stock owned of
record by the 2009 Family Trusts). He disclaims beneficial ownership of 299,205 shares of
Class A Common Stock owned of record by the Charles F. Dolan Charitable Remainder Trust,
5,250 shares of Class A Common Stock owned of record by the Ann H. Dolan Revocable Trust,
500 shares of Class A Common Stock held by his spouse as custodian for a minor child, an
aggregate of 79,770 shares of Class A Common Stock owned of record by the 2009 Family
Trusts, and an aggregate of 1,872,506 shares of Class A Common Stock issuable upon
conversion of an equal number of shares of Class B Common Stock owned of record by the 2009
Family Trusts, and this report shall not be deemed to be an admission that he is the
beneficial owner of such securities. See Exhibit A.
Paul J. Dolan may be deemed to beneficially own an aggregate of 2,033,765 shares of Class A
Common Stock, including (i) 187,826 shares of Class A Common Stock, and (ii) 1,845,939
shares of Class A Common Stock issuable upon conversion of an equal number of shares of
Class B Common Stock. This aggregate amount represents approximately 3.2% of the shares of
Class A Common Stock currently outstanding. He may be deemed to have (a) the sole power to
vote or direct the vote of and to dispose of or to direct the disposition of 95,220 shares
of Class A Common Stock (including 3,778 shares of Class A Common Stock held as custodian
for one or more minor children and 91,442 shares of Class A Common Stock owned of record by
the CFD Trust No. 10) and (b) the current shared power to vote or direct the vote of and
to dispose of or direct the disposition of 1,938,545 shares of Class A Common Stock
(including 4,856 shares of Class A Common Stock owned jointly with his spouse, an aggregate
of 87,750 shares of Class A Common Stock owned of record by the Dolan Children Trusts for
the benefit of Kathleen M. Dolan and James L. Dolan, and an aggregate of 1,845,939 shares
of Class A Common Stock issuable upon conversion of an equal number of shares of Class B
Common Stock owned of record by the Dolan Children Trusts for the benefit of Kathleen M.
Dolan and James L. Dolan). He disclaims beneficial ownership of 3,778 shares of Class A
Common Stock held as custodian for one or more minor children, 91,442 shares of Class A
Common Stock owned of record by the CFD Trust No. 10, an aggregate of 87,750 shares of
Class A Common Stock owned of record by the Dolan Children Trusts for the benefit of
Kathleen M. Dolan and James L. Dolan, and an aggregate of 1,845,939 shares of Class B
Common Stock owned of record by the Dolan Children Trusts for the benefit of Kathleen M.
Dolan and James L. Dolan, and this report shall not be deemed to be an admission that he is
the beneficial owner of such securities. See Exhibit A.
Matthew J. Dolan may be deemed to beneficially own an aggregate of 1,907,597 shares of
Class A Common Stock, including (i) 89,837 shares of Class A Common Stock and (ii)
1,817,760 shares of Class A Common Stock issuable upon conversion of an equal number of
shares of Class B Common Stock. This aggregate amount represents approximately 3.0% of the
shares of Class A Common Stock currently outstanding. He may be deemed to have (a) the
sole power to vote or direct the vote of and to dispose of or to direct the disposition of
2,087 shares of Class A Common Stock (including 1,225 shares of Class A Common Stock owned
of record personally and 862 shares of Class A Common Stock held as custodian for a minor
child) and (b) the current shared power to vote or direct the vote of and to dispose of or
direct the disposition of 1,905,510 shares of Class A Common Stock (including an aggregate
of 87,750 shares of Class A Common stock owned
Page 40 of 53
of record by the Dolan Children Trusts for the benefit of Marianne Dolan Weber and Thomas
C. Dolan and an aggregate of 1,817,760 shares of Class A Common Stock issuable upon
conversion of an equal number of shares of Class B Common Stock owned of record by the
Dolan Children Trusts for the benefit of Marianne Dolan Weber and Thomas C. Dolan). He
disclaims beneficial ownership of 862 shares of Class A Common Stock held as custodian for
a minor child, an aggregate of 87,750 shares of Class A Common Stock owned of record by the
Dolan Children Trusts for the benefit of Marianne Dolan Weber and Thomas C. Dolan and an
aggregate of 1,817,760 shares of Class A Common Stock issuable upon conversion of an equal
number of shares of Class B Common Stock owned of record by the Dolan Children Trusts for
the benefit of Marianne Dolan Weber and Thomas C. Dolan, and this report shall not be
deemed to be an admission that such person is the beneficial owner of such securities. See
Exhibit A.
Mary S. Dolan may be deemed to beneficially own an aggregate of 1,910,520 shares of Class A
Common Stock, including (i) 105,524 shares of Class A Common Stock and (ii) 1,804,996
shares of Class A Common Stock issuable upon conversion of an equal number of shares of
Class B Common Stock. This aggregate amount represents approximately 3.0% of the shares of
Class A Common Stock currently outstanding. She may be deemed to have (a) the sole power
to vote or direct the vote and to dispose of or direct the disposition of 5,339 shares of
Class A Common Stock held as custodian for one or more minor children and (b) the current
shared power to vote or direct the vote of and to dispose of or direct the disposition of
1,905,181 shares of Class A Common Stock (including 4,457 shares of Class A Common Stock
owned jointly with her spouse, an aggregate of 95,728 shares of Class A Common Stock owned
of record by the Dolan Children Trusts for the benefit of Deborah Dolan-Sweeney and Patrick
F. Dolan and an aggregate of 1,804,996 shares of Class A Common Stock issuable upon
conversion of an equal number of shares of Class B Common Stock owned of record by the
Dolan Children Trusts for the benefit of Deborah Dolan-Sweeney and Patrick F. Dolan). She
disclaims beneficial ownership of 5,339 shares of Class A Common Stock held as custodian
for one or more minor children, an aggregate of 95,728 shares of Class A Common Stock owned
of record by the Dolan Children Trusts for the benefit of Deborah Dolan-Sweeney and Patrick
F. Dolan and an aggregate of 1,804,996 shares of Class A Common Stock issuable upon the
conversion of Class B Common Stock owned of record by the Dolan Children Trusts for the
benefit of Deborah Dolan-Sweeney and Patrick F. Dolan, and this report shall not be deemed
to be an admission that such person is the beneficial owner of such securities. See
Exhibit A.
The Charles F. Dolan Children Trust FBO Kathleen M. Dolan may be deemed to beneficially own
an aggregate of 966,845 shares of Class A Common Stock, including (i) 47,864 shares of
Class A Common Stock and (ii) 918,981 shares of Class A Common Stock issuable upon
conversion of an equal number of shares of Class B Common Stock. Kathleen M. Dolan and
Paul J. Dolan are the trustees and have the shared power to vote and dispose of the shares
held by the trust. The information contained on page 15 of this Schedule 13D is hereby
incorporated by reference.
The Charles F. Dolan Children Trust FBO Deborah Dolan-Sweeney may be deemed to beneficially
own an aggregate of 966,845 shares of Class A Common Stock, including (i) 47,864 shares of
Class A Common Stock and (ii) 918,981 shares of Class A Common Stock issuable upon
conversion of an equal number of shares of Class B Common Stock. Kathleen M. Dolan and
Mary S. Dolan are the trustees and have the shared power to vote and dispose of the shares
held by the trust. The information contained on page 16 of this Schedule 13D is hereby
incorporated by reference.
The Charles F. Dolan Children Trust FBO Marianne Dolan Weber may be deemed to beneficially
own an aggregate of 938,666 shares of Class A Common Stock, including (i) 47,864 shares of
Class A Common Stock and (ii) 890,802 shares of Class A Common Stock issuable upon
conversion of an equal number of shares of Class B Common Stock. Kathleen M. Dolan and
Matthew J. Dolan are the trustees and have the shared power to vote and dispose of the
shares held by the trust. The information contained on page 17 of this Schedule 13D is
hereby incorporated by reference.
Page 41 of 53
The Charles F. Dolan Children Trust FBO Patrick F. Dolan may be deemed to beneficially own
an aggregate of 933,879 shares of Class A Common Stock, including (i) 47,864 shares of
Class A Common Stock and (ii) 886,015 shares of Class A Common Stock issuable upon
conversion of an equal number of shares of Class B Common Stock. Kathleen M. Dolan and
Mary S. Dolan are the trustees and have the shared power to vote and dispose of the shares
held by the trust. The information contained on page 18 of this Schedule 13D is hereby
incorporated by reference.
The Charles F. Dolan Children Trust FBO Thomas C. Dolan may be deemed to beneficially own
an aggregate of 966,844 shares of Class A Common Stock, including (i) 39,886 shares of
Class A Common Stock and (ii) 926,958 shares of Class A Common Stock issuable upon
conversion of an equal number of shares of Class B Common Stock. Kathleen M. Dolan and
Matthew J. Dolan are the trustees and have the shared power to vote and dispose of the
shares held by the trust. The information contained on page 19 of this Schedule 13D is
hereby incorporated by reference.
The Charles F. Dolan Children Trust FBO James L. Dolan may be deemed to beneficially own an
aggregate of 966,844 shares of Class A Common Stock, including (i) 39,886 shares of Class A
Common Stock and (ii) 926,958 shares of Class A Common Stock issuable upon conversion of an
equal number of shares of Class B Common Stock. Kathleen M. Dolan and Paul J. Dolan are
the trustees and have the shared power to vote and dispose of the shares held by the trust.
The information contained on page 20 of this Schedule 13D is hereby incorporated by
reference.
The 2009 Family Trust FBO James L. Dolan may be deemed to beneficially own an aggregate of
383,546 shares of Class A Common Stock, including (i) 13,295 shares of Class A Common Stock
and (ii) 370,251 shares of Class A Common Stock issuable upon conversion of an equal number
of shares of Class B Common Stock. David M. Dolan and Lawrence J. Dolan are the trustees
and have the shared power to vote and dispose of the shares held by the trust. Charles F.
Dolan may be deemed to share power to direct the disposition of the shares held by the
trust because he has the right to substitute assets with the trust, subject to the
trustees reasonable satisfaction that the substitute assets received by the trust are of
equal value to the trust property exchanged therefor. The information contained on page 21
of this Schedule 13D is hereby incorporated by reference.
The 2009 Family Trust FBO Thomas C. Dolan may be deemed to beneficially own an aggregate of
383,546 shares of Class A Common Stock, including (i) 13,295 shares of Class A Common Stock
and (ii) 370,251 shares of Class A Common Stock issuable upon conversion of an equal number
of shares of Class B Common Stock. David M. Dolan and Lawrence J. Dolan are the trustees
and have the shared power to vote and dispose of the shares held by the trust. Charles F.
Dolan may be deemed to share power to direct the disposition of the shares held by the
trust because he has the right to substitute assets with the trust, subject to the
trustees reasonable satisfaction that the substitute assets received by the trust are of
equal value to the trust property exchanged therefor. The information contained on page 22
of this Schedule 13D is hereby incorporated by reference.
The 2009 Family Trust FBO Patrick F. Dolan may be deemed to beneficially own an aggregate
of 301,546 shares of Class A Common Stock, including (i) 13,295 shares of Class A Common
Stock and (ii) 288,251 shares of Class A Common Stock issuable upon conversion of an equal
number of shares of Class B Common Stock. David M. Dolan and Lawrence J. Dolan are the
trustees and have the shared power to vote and dispose of the shares held by the trust.
Charles F. Dolan may be deemed to share power to direct the disposition of the shares held
by the trust because he has the right to substitute assets with the trust, subject to the
trustees reasonable satisfaction that the substitute assets received by the trust are of
equal value to the trust property exchanged therefor. The information contained on page 23
of this Schedule 13D is hereby incorporated by reference.
The 2009 Family Trust FBO Kathleen M. Dolan may be deemed to beneficially own an aggregate
of 308,546 shares of Class A Common Stock, including (i) 13,295 shares of Class A Common
Stock and (ii) 295,251 shares of Class A Common Stock issuable upon conversion of an equal
number of shares of Class B Common Stock. David M. Dolan and Lawrence J. Dolan are the
trustees and have the shared power to vote and dispose of the shares held by the trust.
Charles F. Dolan may be deemed to share power to direct the disposition of the shares held
by the trust because he has the right to substitute assets with the trust, subject to the
trustees reasonable
Page 42 of 53
satisfaction that the substitute assets received by the trust are of equal value to the
trust property exchanged therefor. The information contained on page 24 of this Schedule
13D is hereby incorporated by reference.
The 2009 Family Trust FBO Marianne Dolan Weber may be deemed to beneficially own an
aggregate of 371,546 shares of Class A Common Stock, including (i) 13,295 shares of Class A
Common Stock and (ii) 358,251 shares of Class A Common Stock issuable upon conversion of an
equal number of shares of Class B Common Stock. David M. Dolan and Lawrence J. Dolan are
the trustees and have the shared power to vote and dispose of the shares held by the trust.
Charles F. Dolan may be deemed to share power to direct the disposition of the shares held
by the trust because he has the right to substitute assets with the trust, subject to the
trustees reasonable satisfaction that the substitute assets received by the trust are of
equal value to the trust property exchanged therefor. The information contained on page 25
of this Schedule 13D is hereby incorporated by reference.
The 2009 Family Trust FBO Deborah A. Dolan-Sweeney may be deemed to beneficially own an
aggregate of 203,546 shares of Class A Common Stock, including (i) 13,295 shares of Class A
Common Stock and (ii) 190,251 shares of Class A Common Stock issuable upon conversion of an
equal number of shares of Class B Common Stock. David M. Dolan and Lawrence J. Dolan are
the trustees and have the shared power to vote and dispose of the shares held by the trust.
Charles F. Dolan may be deemed to share power to direct the disposition of the shares held
by the trust because he has the right to substitute assets with the trust, subject to the
trustees reasonable satisfaction that the substitute assets received by the trust are of
equal value to the trust property exchanged therefor. The information contained on page 26
of this Schedule 13D is hereby incorporated by reference.
The Ryan Dolan 1989 Trust may be deemed to beneficially own an aggregate of 15,156 shares
of Class A Common Stock issuable upon conversion of an equal number of shares of Class B
Common Stock. Kathleen M. Dolan is the trustee and has the sole power to vote and dispose
of the shares held by the trust. The information contained on page 27 of this Schedule 13D
is hereby incorporated by reference.
The Tara Dolan 1989 Trust may be deemed to beneficially own an aggregate of 15,156 shares
of Class A Common Stock issuable upon conversion of an equal number of shares of Class B
Common Stock. Kathleen M. Dolan is the trustee and has the sole power to vote and dispose
of the shares held by the trust. The information contained on page 28 of this Schedule 13D
is hereby incorporated by reference.
The Charles F. Dolan 2011 Grantor Retained Annuity Trust #1M may be deemed to beneficially
own an aggregate of 2,912,019 shares of Class A Common Stock issuable upon conversion of an
equal number of shares of Class B Common Stock. Charles F. Dolan is the trustee and has
the sole power to vote and dispose of the shares held by the trust. The information
contained on page 29 of this Schedule 13D is hereby incorporated by reference.
The Charles F. Dolan 2011 Grantor Retained Annuity Trust #2M may be deemed to beneficially
own an aggregate of 1,339,869 shares of Class A Common Stock issuable upon conversion of an
equal number of shares of Class B Common Stock. Charles F. Dolan is the trustee and has
the sole power to vote and dispose of the shares held by the trust. The information
contained on page 30 of this Schedule 13D is hereby incorporated by reference.
The Helen A. Dolan 2011 Grantor Retained Annuity Trust #1M may be deemed to beneficially
own an aggregate of 1,621,534 shares of Class A Common Stock issuable upon conversion of an
equal number of shares of Class B Common Stock. Helen A. Dolan is the trustee and has the
sole power to vote and dispose of the shares held by the trust. The information contained
on page 31 of this Schedule 13D is hereby incorporated by reference.
The Helen A. Dolan 2011 Grantor Retained Annuity Trust #2M may be deemed to beneficially
own an aggregate of 328,464 shares of Class A Common Stock issuable upon conversion of an
Page 43 of 53
equal number of shares of Class B Common Stock. Helen A. Dolan is the trustee and has the
sole power to vote and dispose of the shares held by the trust. The information contained
on page 32 of this Schedule 13D is hereby incorporated by reference.
(c) The following transactions in the Issuers Securities have been effected by Group
Members within the 60 days prior to this filing:
On September 6, 2011, the CFD 2009 Trust and HAD 2009 Trust contributed the number of
shares of Class B Common Stock listed in the table below to the Grantor Retained Annuity
Trust listed in the table below. No funds were exchanged in connection with any of the
transfers of shares of the Issuers Class B Common Stock.
|
|
|
|
|
|
|
|
|
Number of shares of Class B |
|
|
Transferor |
|
Common Stock |
|
Transferee |
Charles F. Dolan 2009 Revocable
Trust
|
|
|
1,339,869 |
|
|
Charles F. Dolan 2011 GRAT #2M |
|
|
|
|
|
|
|
Helen A. Dolan 2009
Revocable Trust
|
|
|
328,464 |
|
|
Helen A. Dolan 2011 GRAT #2M |
(d) See Exhibit A, which is hereby incorporated by reference herein.
Item 6 Contracts, Arrangements, Understandings or Relationships with respect to Securities of the
Issuer
The disclosure in the section of Item 6 entitled THE CLASS B STOCKHOLDERS AGREEMENT is
hereby amended by adding the following paragraph after the end of the last paragraph
thereof:
On September 6, 2011 the CFD 2011 GRAT #2M and the HAD 2011 GRAT #2M became parties to the
A&R Class B Stockholders Agreement.
Item 7 Material to be Filed as an Exhibit.
The disclosure in Item 7 is hereby amended by restating Exhibit A in its entirety as
Exhibit A attached hereto and supplemented by adding the following in appropriate numerical
order:
|
|
|
Exhibit B.3: |
|
Joint Filing Agreement, dated September 16, 2011. |
|
|
|
Exhibit C.4: |
|
Powers of Attorney for each of:
Charles F. Dolan 2011 Grantor Retained Annuity Trust #2M.
Helen A. Dolan 2011 Grantor Retained Annuity Trust #2M. |
Page 44 of 53
Signature.
After reasonable inquiry and to the best of my knowledge and belief, I certify that the
information set forth in this Statement is true, complete and correct.
Date: September 16, 2011
|
|
|
|
|
|
|
CHARLES F. DOLAN, individually, and as
Trustee of the Charles F. Dolan 2009
Revocable Trust, the Charles F. Dolan
2011 Grantor Retained Annuity Trust #1M
and the Charles F. Dolan 2011 Grantor
Retained Annuity Trust #2M |
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*
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Charles F. Dolan |
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HELEN A. DOLAN, individually, and as
Trustee of the Helen A. Dolan 2009
Revocable Trust, the Helen A. Dolan 2011
Grantor Retained Annuity Trust #1M and
the Helen A. Dolan 2011 Grantor Retained
Annuity Trust #2M |
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* |
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Helen A. Dolan |
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JAMES L. DOLAN, individually |
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/s/ James L. Dolan |
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James L. Dolan |
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THOMAS C. DOLAN, individually |
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/s/ Thomas C. Dolan |
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Thomas C. Dolan |
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PATRICK F. DOLAN, individually |
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* |
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Patrick F. Dolan |
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MARIANNE DOLAN WEBER, individually |
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* |
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Marianne Dolan Weber |
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Page 45 of 53
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DEBORAH A. DOLAN-SWEENEY, individually |
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* |
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Deborah A. Dolan-Sweeney |
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KATHLEEN M. DOLAN, individually, and as a
Trustee of the Charles F. Dolan Children
Trust FBO Kathleen M. Dolan, the Charles
F. Dolan Children Trust FBO Deborah
Dolan-Sweeney, the Charles F. Dolan
Children Trust FBO Marianne Dolan Weber,
the Charles F. Dolan Children Trust FBO
Patrick F. Dolan, the Charles F. Dolan
Children Trust FBO Thomas C. Dolan and
the Charles F. Dolan Children Trust FBO
James L. Dolan, and as Trustee of the
Ryan Dolan 1989 Trust and the Tara Dolan
1989 Trust |
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* |
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Kathleen M. Dolan |
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LAWRENCE J. DOLAN, not individually, but
as a Trustee of the Charles F. Dolan 2009
Family Trust FBO James L. Dolan, the
Charles F. Dolan 2009 Family Trust FBO
Thomas C. Dolan, the Charles F. Dolan
2009 Family Trust FBO Patrick F. Dolan,
the Charles F. Dolan 2009 Family Trust
FBO Kathleen M. Dolan, the Charles F.
Dolan 2009 Family Trust FBO Marianne
Dolan Weber and the Charles F. Dolan 2009
Family Trust FBO Deborah A. Dolan-Sweeney |
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* |
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Lawrence J. Dolan |
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DAVID M. DOLAN, not individually, but as
a Trustee of the Charles F. Dolan 2009
Family Trust FBO James L. Dolan, the
Charles F. Dolan 2009 Family Trust FBO
Thomas C. Dolan, the Charles F. Dolan
2009 Family Trust FBO Patrick F. Dolan,
the Charles F. Dolan 2009 Family Trust
FBO Kathleen M. Dolan, the Charles F.
Dolan 2009 Family Trust FBO Marianne
Dolan Weber and the Charles F. Dolan 2009
Family Trust FBO Deborah A. Dolan-Sweeney |
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* |
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David M. Dolan |
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Page 46 of 53
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PAUL J. DOLAN, not individually, but as a
Trustee of the Charles F. Dolan Children
Trust FBO Kathleen M. Dolan and the
Charles F. Dolan Children Trust FBO James
L. Dolan |
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* |
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Paul J. Dolan |
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MATTHEW J. DOLAN, not individually, but
as a Trustee of the Charles F. Dolan
Children Trust FBO Marianne Dolan Weber
and the Charles F. Dolan Children Trust
FBO Thomas C. Dolan |
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* |
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Matthew J. Dolan |
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MARY S. DOLAN, not individually, but as a
Trustee of the Charles F. Dolan Children
Trust FBO Deborah Dolan-Sweeney and the
Charles F. Dolan Children Trust FBO
Patrick F. Dolan |
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* |
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Mary S. Dolan |
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*By:
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/s/ Brian G. Sweeney
Brian G. Sweeney
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As Attorney-in-Fact |
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Page 47 of 53
Exhibit A
Kathleen M. Dolan is a co-Trustee of each of the Charles F. Dolan Children Trust FBO James L.
Dolan (with Paul J. Dolan as co-Trustee), the Charles F. Dolan Children Trust FBO Patrick F. Dolan
(with Mary S. Dolan as co-Trustee), the Charles F. Dolan Children Trust FBO Thomas C. Dolan (with
Matthew J. Dolan as co-Trustee), the Charles F. Dolan Children Trust FBO Kathleen M. Dolan (with
Paul J. Dolan as co-Trustee), the Charles F. Dolan Children Trust FBO Marianne Dolan Weber (with
Matthew J. Dolan as co-Trustee) and the Charles F. Dolan Children Trust FBO Deborah Dolan-Sweeney
(with Mary S. Dolan as co-Trustee) (hereinafter referred to, collectively, as the Dolan Children
Trusts, and individually, as a Dolan Children Trust).
The following table lists each Dolan Children Trusts name and the name of its beneficiary
(each a Current Beneficiary) .
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Name of Trust |
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Current Beneficiary |
Charles F. Dolan Children Trust FBO James L. Dolan
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James L. Dolan |
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Charles F. Dolan Children Trust FBO Patrick F. Dolan
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Patrick F. Dolan |
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Charles F. Dolan Children Trust FBO Thomas C. Dolan
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Thomas C. Dolan |
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Charles F. Dolan Children Trust FBO Kathleen M. Dolan
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Kathleen M. Dolan |
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Charles F. Dolan Children Trust FBO Marianne Dolan Weber
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Marianne Dolan Weber |
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Charles F. Dolan Children Trust FBO Deborah Dolan-Sweeney
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Deborah A. Dolan-Sweeney |
For each Dolan Children Trust other than the Dolan Children Trust for the benefit of Kathleen
M. Dolan, distributions of income and principal can be made in the discretion of the Trustees to
the Current Beneficiary. For the Dolan Children Trust for the benefit of Kathleen M. Dolan,
distributions of income and principal can be made in the discretion of the non-beneficiary Trustee
to the Current Beneficiary. The Current Beneficiary of each Dolan Children Trust has the power to
appoint additional or successor Trustees, including himself or herself, and to remove Trustees with
respect to his or her trust. In the event that a Current Beneficiary becomes a Trustee of his or
her trust, distributions of income and principal to the Current Beneficiary will be made in the
discretion of the non-beneficiary Trustee. For each Dolan Children Trust, the Current Beneficiary
has the power during his or her life to appoint all or part of the assets of his or her trust to or
for the benefit of one or more of his or her descendants. Any unappointed portion of such trust
will pass, in further trust, per stirpes to the Current Beneficiarys then living descendants, or
if none, per stirpes to the then living descendants of Charles F. Dolan, or if none, among the
heirs-at-law of Charles F. Dolan.
The Current Beneficiary of any Dolan Children Trust can be said to have only a contingent
economic interest in the securities of the Issuer held by such Dolan Children Trust because the
non-beneficiary Trustee thereof has the sole discretion to distribute or accumulate the income from
each Dolan Children Trust and the sole discretion to distribute the principal of each Dolan
Children Trust to the Current Beneficiary of such Dolan Children Trust.
Page 48 of 53
Kathleen M. Dolan is the sole Trustee of the Ryan Dolan 1989 Trust and the Tara Dolan 1989
Trust (together, the CFD 1989 Grandchildren Trusts and individually, a CFD 1989 Grandchild
Trust). All of the net income of the relevant CFD 1989 Grandchild Trust is distributed to the
respective beneficiary. In addition, during the continuance of the relevant CFD 1989 Grandchild
Trust, the Trustee in the Trustees discretion may distribute the principal of the relevant CFD
1989 Grandchild Trust to or for the benefit of the respective beneficiary. Upon the respective
beneficiary attaining age 40, the relevant CFD 1989 Grandchild Trust for the respective beneficiary
terminates and is to be distributed to such beneficiary. If the respective beneficiary dies before
attaining age 40, such beneficiary has a testamentary general power of appointment over the
relevant CFD 1989 Grandchild Trust. In default of the exercise of such power of appointment, the
relevant CFD 1989 Grandchild Trust will be distributed to the respective beneficiarys then-living
issue, per stirpes, or if none, to Charles F. Dolans then-living grandchildren, in equal shares,
or if none, to Charles F. Dolans then-living issue, per stirpes.
Each of Lawrence J. Dolan and David M. Dolan (each, a 2009 Family Trustee and together, the
2009 Family Trustees) is currently a trustee of the Charles F. Dolan 2009 Family Trusts (the
2009 Family Trusts). The property held in the 2009 Family Trusts is held in separate trusts,
such that there is one trust in respect of each living child of Charles F. Dolan. The
beneficiaries of each trust are the child for whom the trust was set apart and his or her
descendants (each, a Beneficiary). As a 2009 Family Trustee, Lawrence J. Dolan has the shared
power to vote and dispose of all shares held by the 2009 Family Trusts. David M. Dolan, as a 2009
Family Trustee, shares the power to vote and dispose of all shares held by the 2009 Family Trusts.
During the life of each child of Charles F. Dolan, distributions of income and principal of
his or her trust can be made in the discretion of Lawrence J. Dolan and David M. Dolan, as 2009
Family Trustees, among the Beneficiaries of each such trust. After the death or incompetence of
both Charles F. Dolan and Helen A. Dolan, each child of Charles F. Dolan will have the power to
appoint additional or successor Trustees, including himself or herself, and to remove Trustees with
respect to his or her 2009 Family Trust. In the event that a Beneficiary becomes a Trustee of his
or her 2009 Family Trust, distributions of income and principal from such 2009 Family Trust will be
made in the discretion of the non-beneficiary Trustee. Charles F. Dolan has the right to
substitute assets with each of the 2009 Family Trusts, subject to the 2009 Family Trustees
reasonable satisfaction that the substitute assets received by the trust are of equal value to the
trust property exchanged therefor.
Each child of Charles F. Dolan has a testamentary power of appointment over the 2009 Family
Trust for his or her benefit, except that any shares of Class B Common Stock can only be appointed
in further trust for the benefit of any one or more of the descendants of Charles F. Dolan upon
substantially the same terms as the 2009 Family Trusts. Upon the death of a child of Charles F.
Dolan, the 2009 Family Trustees will distribute any remaining unappointed trust principal of such
trust in continuing trust for such childs then living descendants, per stirpes. If there are no
such living descendants, then the 2009 Family Trustees will distribute any remaining trust
principal to the other 2009 Family Trusts for the benefit of the then living descendants of Charles
F. Dolan. If there are no such living descendants, the trust principal will be distributed to the
Dolan Family Foundation or any successor thereto or, if it is not then in existence, then to a
charitable organization.
Each Beneficiary has a right of withdrawal with respect to certain contributions made to his
or her respective trust that constitute a gift within the meaning of Chapter 12 of the Internal
Revenue Code, and that do not exceed the gift tax exclusion found in Section 2503(b) of the Code.
If the right of withdrawal is not exercised, such right lapses with respect to all or a certain
portion of such gift on each of the following dates: (i) 30 days following Charles F. Dolans
death, (ii) the last day of the calendar year in which such gift is made (or 60 days following the
gift, if later), and (iii) the first day of the subsequent calendar year. A donor may deny any
Beneficiary the right of withdrawal with respect to a gift. To the extent of this right of
withdrawal, each Beneficiary of such trust may be said to have a direct economic interest in trust
assets, including, if applicable, securities of the Issuer which may be contributed as a gift to
the 2009 Family Trusts. Currently, no portion of trust assets may be withdrawn by any Beneficiary
pursuant to the right of withdrawal.
Page 49 of 53
Except to the extent of the right of withdrawal, each Beneficiary of the 2009 Family Trusts
has only a contingent economic interest in the securities of the Issuer held by the 2009 Family
Trusts because Lawrence J. Dolan and David M. Dolan, as 2009 Family Trustees thereof, have the sole
discretion to distribute or accumulate the income and the sole discretion to distribute the
principal of the 2009 Family Trusts to each Beneficiary.
The following table lists each 2009 Family Trusts name and the name of its beneficiary (each
a Current Beneficiary).
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Name of Trust |
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Current Beneficiary |
CFD 2009 Family Trust FBO James L. Dolan
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James L. Dolan and his descendants |
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CFD 2009 Family Trust FBO Patrick F. Dolan
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Patrick F. Dolan and his descendants |
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CFD 2009 Family Trust FBO Thomas C. Dolan
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Thomas C. Dolan |
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CFD 2009 Family Trust FBO Kathleen M. Dolan
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Kathleen M. Dolan and her descendants |
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CFD 2009 Family Trust FBO Marianne Dolan Weber
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Marianne Dolan Weber and her descendants |
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CFD 2009 Family Trust FBO Deborah A. Dolan-Sweeney
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Deborah A. Dolan-Sweeney and her descendants |
Page 50 of 53